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Oct 16, 2026 02:17PM Form 4 Aquestive Therapeutics, For: Oct 15 Filed by: Barber Daniel

Oct 16, 2026 02:16PM Form 13F-HR Greenfield FTC, Inc. For: Sep 30

Oct 16, 2026 02:16PM Form 13F-HR Frank, Rimerman Advisors For: Sep 30

Oct 16, 2026 02:16PM Form FWP BANK OF MONTREAL /CAN/ Filed by: BANK OF MONTREAL /CAN/

Oct 16, 2026 02:15PM Form F-6 POS Havas SA/ADR Filed by: JPMorgan Chase Bank, N.A. - ADR Depositary

Oct 16, 2026 02:15PM Form 424B2 CITIGROUP INC

Oct 16, 2026 02:14PM Form 424B2 JPMORGAN CHASE & CO

Oct 16, 2026 02:14PM Form D/A Unity Growth Series Fund

Oct 16, 2026 02:14PM Form 13F-HR Encompass More Asset For: Sep 30

Oct 16, 2026 02:14PM Form D Apeiron AA SPV LP

Oct 16, 2026 02:14PM Form 13F-HR Fiscal Wisdom Wealth For: Sep 30

Oct 16, 2026 02:14PM Form FWP HSBC USA INC /MD/ Filed by: HSBC USA INC /MD/

Oct 16, 2026 02:13PM Form 13F-HR Bay Capital Advisors, For: Sep 30

Oct 16, 2026 02:13PM Form D 1789-Pacific Alliance

Oct 16, 2026 02:13PM Form 424B2 UBS AG

Oct 16, 2026 02:13PM Form 424B2 BANK OF NOVA SCOTIA

Oct 16, 2026 02:13PM Form 4 PIMCO CALIFORNIA MUNICIP For: Oct 14 Filed by: BANK OF AMERICA CORP /DE/

Oct 16, 2026 02:12PM Form 13F-HR Counterpoint Mutual Fund For: Sep 30

Oct 16, 2026 02:12PM Form 424B2 WELLS FARGO & COMPANY/MN

Oct 16, 2026 02:11PM Form REVOKED Gulf West Security Netwo

Oct 16, 2026 02:10PM Form 424B2 BARCLAYS BANK PLC

Oct 16, 2026 02:10PM Form 8-K TUCSON ELECTRIC POWER For: Oct 15

Oct 16, 2026 02:09PM Form 13F-HR Birch Hill Investment For: Sep 30

Oct 16, 2026 02:09PM Form 424B2 WELLS FARGO & COMPANY/MN

Oct 16, 2026 02:09PM Form 497 RBC FUNDS TRUST

Oct 16, 2026 02:07PM Form 13F-HR Western Pacific Wealth For: Sep 30

Oct 16, 2026 02:07PM Form D/A Wasatch Health Structure

Oct 16, 2026 02:06PM Form D/A New Harbor Capital Fund

Oct 16, 2026 02:06PM Form D SC RIVER INV LLC

Oct 16, 2026 02:06PM Form 13F-HR ABSOLUTE CAPITAL MANAGEM For: Sep 30

Oct 16, 2026 02:05PM Form 424B2 MORGAN STANLEY

Oct 16, 2026 02:05PM Form 13F-HR FORBES J M & CO LLP For: Sep 30

Oct 16, 2026 02:04PM Form D/A New Harbor Capital Fund

Oct 16, 2026 02:04PM Form 8-A12B ETF Opportunities Trust

Oct 16, 2026 02:04PM Form D VisiCX, Inc

Oct 16, 2026 02:04PM Form 13F-HR Gemmer Asset Management For: Sep 30

Oct 16, 2026 02:03PM Form D Vernex, Inc.

Oct 16, 2026 02:03PM Form 24F-2NT DEUTSCHE DWS INVESTMENT For: Jul 31

Oct 16, 2026 02:03PM Form 13F-HR Align Financial, LLC For: Sep 30

Oct 16, 2026 02:03PM Form D Blue Sky Capital Group,

Oct 16, 2026 02:03PM Form D/A Alkeon Growth PW Partner

Oct 16, 2026 02:02PM Form 424B2 MORGAN STANLEY

Oct 16, 2026 02:02PM Form 24F-2NT DEUTSCHE DWS MONEY FUNDS For: Jul 31

Oct 16, 2026 02:02PM Form SCHEDULE 13G/A DigitalOcean Holdings, Filed by: JPMORGAN CHASE & CO

Oct 16, 2026 02:02PM Form 485APOS ALPS ETF Trust

Oct 16, 2026 02:02PM Form SCHEDULE 13G/A 3M CO Filed by: JPMORGAN CHASE & CO

Oct 16, 2026 02:02PM Form SCHEDULE 13G/A Aon plc Filed by: JPMORGAN CHASE & CO

Oct 16, 2026 02:02PM Form SCHEDULE 13G/A Andersen Group Inc. Filed by: JPMORGAN CHASE & CO

Oct 16, 2026 02:02PM Form SCHEDULE 13G/A YUM BRANDS INC Filed by: JPMORGAN CHASE & CO

Oct 16, 2026 02:02PM Form SCHEDULE 13G/A uniQure N.V. Filed by: JPMORGAN CHASE & CO

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