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Oct 9, 2026 10:07AM Form 3 KLX Energy Services Hold For: Sep 29 Filed by: WHITEBOX ADVISORS LLC
Oct 9, 2026 10:07AM Form 485BXT GUINNESS ATKINSON FUNDS
Oct 9, 2026 10:07AM Form 424B2 BofA Finance LLC
Oct 9, 2026 10:06AM Form N-CEN/A BlackRock ETF Trust II For: Apr 30
Oct 9, 2026 10:06AM Form N-CEN/A BLACKROCK FUNDS For: Apr 30
Oct 9, 2026 10:06AM Form N-CEN/A BlackRock Unconstrained For: Apr 30
Oct 9, 2026 10:06AM Form N-CEN/A BLACKROCK GLOBAL ALLOCAT For: Apr 30
Oct 9, 2026 10:05AM Form 424B2 WELLS FARGO & COMPANY/MN
Oct 9, 2026 10:05AM Form 485BXT GUINNESS ATKINSON FUNDS
Oct 9, 2026 10:05AM Form 13F-HR Koenig Investment Adviso For: Sep 30
Oct 9, 2026 10:05AM Form 4 BlackRock ESG Capital For: Oct 07 Filed by: Saba Capital Management, L.P.
Oct 9, 2026 10:05AM Form 424B2 TORONTO DOMINION BANK
Oct 9, 2026 10:05AM Form 424B2 BANK OF NOVA SCOTIA
Oct 9, 2026 10:05AM Form 485BPOS Minnesota Life Individua
Oct 9, 2026 10:04AM Form D/A FLI0726 a Series of CGF2
Oct 9, 2026 10:04AM Form 497J Global X Funds
Oct 9, 2026 10:04AM Form 497AD NORTHEAST INVESTORS TRUS
Oct 9, 2026 10:03AM Form 4 PIMCO Dynamic Income For: Oct 07 Filed by: Saba Capital Management, L.P.
Oct 9, 2026 10:03AM Form SCHEDULE 13D Omnitek Engineering Corp Filed by: Hard Rock Holdco LLC
Oct 9, 2026 10:02AM Form FWP HSBC USA INC /MD/ Filed by: HSBC USA INC /MD/
Oct 9, 2026 10:02AM Form D/A Capula Global Relative
Oct 9, 2026 10:02AM Form 4 Gabelli Healthcare & For: Oct 07 Filed by: Saba Capital Management, L.P.
Oct 9, 2026 10:02AM Form D/A Kotak Iconic Fund II
Oct 9, 2026 10:01AM Form 497J FT 13282
Oct 9, 2026 10:01AM Form D Rialtic, Inc.
Oct 9, 2026 10:01AM Form 424B2 JPMORGAN CHASE & CO
Oct 9, 2026 10:01AM Form SCHEDULE 13G/A Calamos Aksia Alternativ Filed by: Calamos Wealth Management LLC
Oct 9, 2026 10:00AM Form 497J FT 13281
Oct 9, 2026 10:00AM Form 4 BANK BRADESCO For: Sep 01 Filed by: Alvarez Rubens Aguiar
Oct 9, 2026 10:00AM Form 424B2 JPMORGAN CHASE & CO
Oct 9, 2026 10:00AM Form 3 SMJ International Holdin For: Oct 01 Filed by: Li Ailian
Oct 9, 2026 09:59AM Form 4 ELLSWORTH GROWTH & INCOM For: Oct 07 Filed by: Saba Capital Management, L.P.
Oct 9, 2026 09:59AM Form 497J FT 13271
Oct 9, 2026 09:58AM Form D/A DPV WH I a Series of
Oct 9, 2026 09:58AM Form 424B2 UBS AG
Oct 9, 2026 09:58AM Form 497J FT 13244
Oct 9, 2026 09:58AM Form D/A Lucius Partners Opportun
Oct 9, 2026 09:58AM Form 4 NEW GERMANY FUND INC For: Oct 07 Filed by: Saba Capital Management, L.P.
Oct 9, 2026 09:57AM Form 25-NSE Listed Funds Trust Filed by: NYSE ARCA, INC.
Oct 9, 2026 09:57AM Form 3 GOLDENWELL BIOTECH, INC. For: Oct 08 Filed by: Zhou Ming
Oct 9, 2026 09:57AM Form D Archaius Inc.
Oct 9, 2026 09:56AM Form N-CEN/A BLACKROCK FUNDS For: Mar 31
Oct 9, 2026 09:55AM Form D/A U.S. Large Cap 130/30
Oct 9, 2026 09:55AM Form D/A Atrevida Multi-Strategy
Oct 9, 2026 09:53AM Form 424B2 MORGAN STANLEY
Oct 9, 2026 09:53AM Form D/A Third light KSPVI a Seri
Oct 9, 2026 09:53AM Form D Echo Ltd.
Oct 9, 2026 09:52AM Form D Scout Discoveries Corp.
Oct 9, 2026 09:52AM Form F-6 Companhia Energetica de Filed by: BANK OF NEW YORK / ADR DIVISION
Oct 9, 2026 09:52AM Form 497J FT 13243
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