| Cash and cash equivalents | 6.84M |
| Cash equivalents - restricted | |
| Receivable from brokers | 580K |
| Securities owned, at fair value | 689K |
| Furniture, equipment and leasehold improvements, net | 206K |
| Investment in and advances to affiliates | |
| Income tax refund receivable | |
| Prepaid expenses and other assets | 397K |
| Intangibles, net | |
| Total Assets | 14.76M |
| Accounts payable and accrued liabilities | 1.45M |
| Common stock, $.01 par value; 49,000,000 shares authorized, 23,211,846 shares issued and 22,115,523 and 22,122,678 outstanding at June 30, 2011 and December 31, 2010, respectively | 232K |
| Additional paid-in capital | 19.49M |
| Retained earnings | -1.65M |
| Less: 1,096,323 and 1,089,168 shares of treasury stock, at cost at June 30, 2011 and December 31, 2010, respectively | -4.76M |
| Total Stockholders Equity | 13.31M |
| Total Liabilities and Stockholders Equity | 14.76M |