Ratings by UBS (Vilas Abraham)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 9/1/2026 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 9/1/2026 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 9/1/2026 | Hercules Capital Inc | HTGC | Upgrade | Buy (Neutral) |
17.64 (17.63) |
-0.06% | Details | |
| 9/1/2026 | Nuveen Churchill Direct Lending Corp | NCDL | Upgrade | Buy (Neutral) |
12.51 (12.52) |
0.08% | Details | |
| 5/18/2026 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (Neutral) |
|
Details | ||
| 5/18/2026 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 5/18/2026 | Hercules Capital Inc | HTGC | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/20/2026 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/20/2026 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (Neutral) |
|
Details | ||
| 3/13/2026 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 3/13/2026 | Hercules Capital Inc | HTGC | Maintain | Neutral (Neutral) |
|
Details | ||
| 3/13/2026 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 11/19/2025 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 11/19/2025 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/14/2025 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/14/2025 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/14/2025 | Hercules Capital Inc | HTGC | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/14/2025 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/14/2025 | Capital Southwest Corp | CSWC | Maintain | Neutral (Neutral) |
|
Details | ||
| 7/16/2025 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (N/A) |
|
Details | ||
| 7/16/2025 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (N/A) |
|
Details | ||
| 7/16/2025 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 7/16/2025 | Hercules Capital Inc | HTGC | Maintain | Neutral (N/A) |
|
Details | ||
| 7/16/2025 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 7/16/2025 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 4/17/2025 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/17/2025 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/17/2025 | Main Street Capital | MAIN | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/17/2025 | Hercules Capital Inc | HTGC | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/17/2025 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/17/2025 | Capital Southwest Corp | CSWC | Maintain | Neutral (Neutral) |
|
Details | ||
| 2/21/2025 | Hercules Capital Inc | HTGC | Maintain | Neutral (Neutral) |
|
Details | ||
| 1/10/2025 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (N/A) |
|
Details | ||
| 1/10/2025 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 1/10/2025 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 1/10/2025 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 11/18/2024 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (N/A) |
|
Details | ||
| 11/18/2024 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 11/18/2024 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 11/18/2024 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 8/23/2024 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (N/A) |
|
Details | ||
| 8/23/2024 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 8/23/2024 | Hercules Capital Inc | HTGC | Maintain | Neutral (N/A) |
|
Details | ||
| 8/23/2024 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 5/17/2024 | Hercules Capital Inc | HTGC | Maintain | Neutral (N/A) |
|
Details | ||
| 3/18/2024 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 3/1/2024 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 2/20/2024 | Morgan Stanley Direct Lending | MSDL | New Coverage | Buy (N/A) |
20.55 (23.27) |
13.24% | Details | |
| 2/20/2024 | Nuveen Churchill Direct Lending Corp | NCDL | New Coverage | Neutral (N/A) |
17.89 (12.52) |
-30.02% | Details | |
| 2/12/2024 | Palmer Square Capital BDC | PSBD | New Coverage | Neutral (N/A) |
16.28 (10.35) |
-36.43% | Details | |
| 1/31/2024 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 11/21/2023 | Hercules Capital Inc | HTGC | New Coverage | Neutral (N/A) |
15.65 (17.63) |
12.65% | Details | |
| 11/6/2023 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 11/6/2023 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 9/18/2023 | AGNC Investment Corp | AGNC | Upgrade | Buy (Neutral) |
10.09 (10.65) |
5.55% | Details | |
| 9/18/2023 | Annaly Capital Management | NLY | Upgrade | Buy (Neutral) |
20.59 (22.81) |
10.78% | Details | |
| 5/18/2023 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 5/12/2023 | Ready Capital Corp. | RC | Maintain | Neutral (N/A) |
|
Details | ||
| 4/11/2023 | Capital Southwest Corp | CSWC | New Coverage | Neutral (N/A) |
17.46 (24.58) |
40.78% | Details | |
| 3/9/2023 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 3/1/2023 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 3/1/2023 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 12/21/2022 | Ready Capital Corp. | RC | Maintain | Neutral (N/A) |
|
Details | ||
| 12/19/2022 | Main Street Capital | MAIN | New Coverage | Neutral (N/A) |
37.00 (57.68) |
55.89% | Details | |
| 10/20/2022 | Ready Capital Corp. | RC | New Coverage | Neutral (N/A) |
10.91 (1.75) |
-83.96% | Details | |
| 9/9/2022 | Horizon Technology Finance | HRZN | New Coverage | Neutral (N/A) |
12.26 (4.84) |
-60.52% | Details |
