Ratings by UBS (Vilas Abraham)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 9/1/2026 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 9/1/2026 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 9/1/2026 | Hercules Capital Inc | HTGC | Upgrade | Buy (Neutral) |
17.64 (16.27) |
-7.77% | Details | |
| 9/1/2026 | Nuveen Churchill Direct Lending Corp | NCDL | Upgrade | Buy (Neutral) |
12.51 (10.39) |
-16.95% | Details | |
| 5/18/2026 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (Neutral) |
|
Details | ||
| 5/18/2026 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 5/18/2026 | Hercules Capital Inc | HTGC | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/20/2026 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/20/2026 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (Neutral) |
|
Details | ||
| 3/13/2026 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 3/13/2026 | Hercules Capital Inc | HTGC | Maintain | Neutral (Neutral) |
|
Details | ||
| 3/13/2026 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 11/19/2025 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 11/19/2025 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/14/2025 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/14/2025 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/14/2025 | Hercules Capital Inc | HTGC | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/14/2025 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/14/2025 | Capital Southwest Corp | CSWC | Maintain | Neutral (Neutral) |
|
Details | ||
| 7/16/2025 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (N/A) |
|
Details | ||
| 7/16/2025 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (N/A) |
|
Details | ||
| 7/16/2025 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 7/16/2025 | Hercules Capital Inc | HTGC | Maintain | Neutral (N/A) |
|
Details | ||
| 7/16/2025 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 7/16/2025 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 4/17/2025 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/17/2025 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/17/2025 | Main Street Capital | MAIN | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/17/2025 | Hercules Capital Inc | HTGC | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/17/2025 | Horizon Technology Finance | HRZN | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/17/2025 | Capital Southwest Corp | CSWC | Maintain | Neutral (Neutral) |
|
Details | ||
| 2/21/2025 | Hercules Capital Inc | HTGC | Maintain | Neutral (Neutral) |
|
Details | ||
| 1/10/2025 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (N/A) |
|
Details | ||
| 1/10/2025 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 1/10/2025 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 1/10/2025 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 11/18/2024 | Palmer Square Capital BDC | PSBD | Maintain | Neutral (N/A) |
|
Details | ||
| 11/18/2024 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 11/18/2024 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 11/18/2024 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 8/23/2024 | Nuveen Churchill Direct Lending Corp | NCDL | Maintain | Neutral (N/A) |
|
Details | ||
| 8/23/2024 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 8/23/2024 | Hercules Capital Inc | HTGC | Maintain | Neutral (N/A) |
|
Details | ||
| 8/23/2024 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 5/17/2024 | Hercules Capital Inc | HTGC | Maintain | Neutral (N/A) |
|
Details | ||
| 3/18/2024 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 3/1/2024 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 2/20/2024 | Morgan Stanley Direct Lending | MSDL | New Coverage | Buy (N/A) |
20.55 (23.27) |
13.24% | Details | |
| 2/20/2024 | Nuveen Churchill Direct Lending Corp | NCDL | New Coverage | Neutral (N/A) |
17.89 (10.39) |
-41.92% | Details | |
| 2/12/2024 | Palmer Square Capital BDC | PSBD | New Coverage | Neutral (N/A) |
16.28 (9.70) |
-40.42% | Details | |
| 1/31/2024 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 11/21/2023 | Hercules Capital Inc | HTGC | New Coverage | Neutral (N/A) |
15.65 (16.27) |
3.96% | Details | |
| 11/6/2023 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 11/6/2023 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 9/18/2023 | AGNC Investment Corp | AGNC | Upgrade | Buy (Neutral) |
10.09 (8.78) |
-12.98% | Details | |
| 9/18/2023 | Annaly Capital Management | NLY | Upgrade | Buy (Neutral) |
20.59 (18.01) |
-12.53% | Details | |
| 5/18/2023 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 5/12/2023 | Ready Capital Corp. | RC | Maintain | Neutral (N/A) |
|
Details | ||
| 4/11/2023 | Capital Southwest Corp | CSWC | New Coverage | Neutral (N/A) |
17.46 (22.37) |
28.12% | Details | |
| 3/9/2023 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 3/1/2023 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 3/1/2023 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 12/21/2022 | Ready Capital Corp. | RC | Maintain | Neutral (N/A) |
|
Details | ||
| 12/19/2022 | Main Street Capital | MAIN | New Coverage | Neutral (N/A) |
37.00 (53.30) |
44.05% | Details | |
| 10/20/2022 | Ready Capital Corp. | RC | New Coverage | Neutral (N/A) |
10.91 (1.02) |
-90.65% | Details | |
| 9/9/2022 | Horizon Technology Finance | HRZN | New Coverage | Neutral (N/A) |
12.26 (4.04) |
-67.05% | Details |
