Ratings by Keefe, Bruyette & Woods (Ryan Lynch)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 11/7/2024 | TriplePoint Venture Growth | TPVG | Upgrade | Market Perform (Underperform) |
6.52 (5.27) |
-19.17% | Details | |
| 5/3/2024 | Hercules Capital Inc | HTGC | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/18/2024 | Portman Ridge Finance Corp. | PTMN | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/20/2024 | Morgan Stanley Direct Lending | MSDL | New Coverage | Market Perform (N/A) |
20.55 (14.76) |
-28.18% | Details | |
| 2/20/2024 | Nuveen Churchill Direct Lending Corp | NCDL | New Coverage | Market Perform (N/A) |
17.89 (13.20) |
-26.22% | Details | |
| 2/2/2024 | Oaktree Specialty Lending Corp | OCSL | Downgrade | Market Perform (Outperform) |
21.18 (11.46) |
-45.89% | Details | |
| 11/22/2023 | Golub Capital BDC | GBDC | Maintain | Outperform (N/A) |
|
Details | ||
| 8/7/2023 | Trinity Capital Inc. | TRIN | Maintain | Market Perform (Underperform) |
|
Details | ||
| 8/4/2023 | Hercules Technology Growth Capital | HTGC | Upgrade | Market Perform (Underperform) |
17.08 (14.86) |
-13% | Details | |
| 4/11/2023 | Crescent BDC | CCAP | New Coverage | Outperform (N/A) |
13.53 (12.98) |
-4.07% | Details | |
| 3/13/2023 | Hercules Technology Growth Capital | HTGC | Downgrade | Underperform (Market Perform) |
13.83 (14.86) |
7.45% | Details | |
| 3/13/2023 | Trinity Capital Inc. | TRIN | Downgrade | Underperform (Market Perform) |
13.53 (14.91) |
10.2% | Details | |
| 2/27/2023 | Blackstone Secured Lending Fund | BXSL | Maintain | Market Perform (N/A) |
|
Details | ||
| 2/9/2023 | PennantPark Investment | PNNT | Downgrade | Market Perform (Outperform) |
7.85 (4.87) |
-37.96% | Details | |
| 12/20/2022 | Horizon Technology Finance | HRZN | Downgrade | Underperform (Market Perform) |
12.50 (4.68) |
-62.56% | Details | |
| 12/20/2022 | TriplePoint Venture Growth | TPVG | Downgrade | Underperform (Market Perform) |
11.17 (5.27) |
-52.82% | Details | |
| 11/14/2022 | Barings BDC Inc. | BBDC | Downgrade | Market Perform (Outperform) |
9.10 (8.23) |
-9.56% | Details | |
| 11/4/2022 | Trinity Capital Inc. | TRIN | Downgrade | Market Perform (Outperform) |
11.31 (14.91) |
31.83% | Details | |
| 7/11/2022 | Solar Capital | SLRC | Downgrade | Market Perform (Outperform) |
15.24 (14.49) |
-4.92% | Details | |
| 7/11/2022 | Fidus Investment Corp | FDUS | Downgrade | Market Perform (Outperform) |
18.39 (18.01) |
-2.07% | Details | |
| 5/10/2022 | First Eagle Alternative Capital | FCRD | Maintain | Market Perform (N/A) |
|
Details | ||
| 5/4/2022 | TCP Capital | TCPC | Maintain | Market Perform (N/A) |
|
Details | ||
| 4/22/2022 | Hercules Technology Growth Capital | HTGC | Downgrade | Market Perform (Outperform) |
18.78 (14.86) |
-20.87% | Details | |
| 3/4/2022 | Fidus Investment Corp | FDUS | Maintain | Outperform (N/A) |
|
Details | ||
| 3/2/2022 | Horizon Technology Finance | HRZN | Maintain | Market Perform (N/A) |
|
Details | ||
| 3/2/2022 | Solar Capital | SLRC | Maintain | Outperform (N/A) |
|
Details | ||
| 5/7/2021 | Fidus Investment Corp | FDUS | Upgrade | Outperform (Market Perform) |
16.85 (18.01) |
6.88% | Details | |
| 12/30/2020 | Portman Ridge Finance | PTMN | Maintain | Market Perform (N/A) |
|
Details | ||
| 12/30/2020 | Harvest Capital Credit | HCAP | Maintain | Market Perform (N/A) |
|
Details | ||
| 11/23/2020 | PennantPark Investment | PNNT | Upgrade | Outperform (Market Perform) |
4.26 (4.87) |
14.32% | Details | |
| 10/26/2020 | Owl Rock | ORCC | Upgrade | Outperform (Market Perform) |
11.72 (13.48) |
15.02% | Details | |
| 8/18/2020 | Barings BDC Inc. | BBDC | Upgrade | Outperform (Market Perform) |
8.26 (8.23) |
-0.36% | Details | |
| 3/30/2020 | TCP Capital | TCPC | Downgrade | Market Perform (Outperform) |
7.67 (3.82) |
-50.2% | Details | |
| 3/30/2020 | Hercules Technology Growth Capital | HTGC | Upgrade | Outperform (Market Perform) |
8.44 (14.86) |
76.07% | Details | |
| 3/30/2020 | Horizon Technology Finance | HRZN | Upgrade | Market Perform (Underperform) |
9.43 (4.20) |
-55.46% | Details | |
| 10/21/2019 | Capitala Finance | CPTA | Downgrade | Underperform (Market Perform) |
9.00 (25.40) |
182.22% | Details | |
| 9/6/2019 | TCG BDC, Inc. | CGBD | Downgrade | Market Perform (Outperform) |
14.28 (11.02) |
-22.83% | Details | |
| 8/12/2019 | Owl Rock | ORCC | New Coverage | Market Perform (N/A) |
15.91 (13.48) |
-15.27% | Details | |
| 5/9/2019 | PennantPark Floating Rate Capital | PFLT | Downgrade | Market Perform (Outperform) |
13.22 (8.12) |
-38.58% | Details | |
| 3/13/2019 | Hercules Technology Growth Capital | HTGC | Downgrade | Market Perform (Outperform) |
13.34 (14.86) |
11.39% | Details | |
| 10/22/2018 | Horizon Technology Finance | HRZN | Downgrade | Underperform (Market Perform) |
11.39 (4.20) |
-63.13% | Details | |
| 8/21/2018 | Oaktree Specialty Lending Corp | OCSL | Upgrade | Outperform (Market Perform) |
5.02 (11.46) |
128.29% | Details |

