Ratings by JPMorgan (Kenneth B. Worthington)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 2/10/2026 | Apollo Global Management | APO | Maintain | Overweight (Overweight) |
|
Details | ||
| 2/10/2026 | The Carlyle Group LP | CG | Maintain | Neutral (Neutral) |
|
Details | ||
| 2/6/2026 | StepStone Group | STEP | Maintain | Overweight (Overweight) |
|
Details | ||
| 2/5/2026 | T. Rowe Price | TROW | Maintain | Underweight (Underweight) |
|
Details | ||
| 2/5/2026 | Moelis | MC | Maintain | Neutral (Neutral) |
|
Details | ||
| 2/5/2026 | Brookfield Asset Management | BAM | Maintain | Neutral (Neutral) |
|
Details | ||
| 1/30/2026 | The Blackstone Group | BX | Maintain | Neutral (Neutral) |
|
Details | ||
| 1/30/2026 | Virtu Financial | VIRT | Maintain | Neutral (Neutral) |
|
Details | ||
| 1/20/2026 | T. Rowe Price | TROW | Maintain | Underweight (Underweight) |
|
Details | ||
| 1/7/2026 | TPG Inc. | TPG | Maintain | Overweight (Overweight) |
|
Details | ||
| 11/10/2025 | Franklin Resources | BEN | Maintain | Neutral (Neutral) |
|
Details | ||
| 11/5/2025 | TPG Inc. | TPG | Maintain | Overweight (Overweight) |
|
Details | ||
| 11/4/2025 | StepStone Group | STEP | Maintain | Overweight (Overweight) |
|
Details | ||
| 10/30/2025 | Moelis | MC | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/30/2025 | Moelis | MC | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/24/2025 | The Blackstone Group | BX | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/16/2025 | Franklin Resources | BEN | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/16/2025 | The Carlyle Group LP | CG | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/15/2025 | T. Rowe Price | TROW | Maintain | Underweight (Underweight) |
|
Details | ||
| 10/15/2025 | BlackRock | BLK | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/14/2025 | The Blackstone Group | BX | Maintain | Neutral (Neutral) |
|
Details | ||
| 10/6/2025 | TPG Inc. | TPG | Upgrade | Overweight (Neutral) |
56.36 (43.07) |
-23.58% | Details | |
| 10/2/2025 | Brookfield Asset Management | BAM | Maintain | Neutral (N/A) |
|
Details | ||
| 10/2/2025 | BlackRock | BLK | Maintain | Neutral (N/A) |
|
Details | ||
| 8/7/2025 | TPG Inc. | TPG | Maintain | Neutral (Neutral) |
|
Details | ||
| 8/4/2025 | T. Rowe Price | TROW | Maintain | Underweight (Underweight) |
|
Details | ||
| 8/4/2025 | Franklin Resources | BEN | Maintain | Neutral (Neutral) |
|
Details | ||
| 7/25/2025 | Moelis | MC | Maintain | Neutral (Neutral) |
|
Details | ||
| 7/25/2025 | The Blackstone Group | BX | Maintain | Neutral (Neutral) |
|
Details | ||
| 7/18/2025 | The Carlyle Group LP | CG | Maintain | Neutral (Neutral) |
|
Details | ||
| 7/17/2025 | Virtu Financial | VIRT | Maintain | Neutral (Neutral) |
|
Details | ||
| 7/17/2025 | TPG Inc. | TPG | Maintain | Neutral (Neutral) |
|
Details | ||
| 7/17/2025 | Moelis | MC | Maintain | Neutral (Neutral) |
|
Details | ||
| 7/16/2025 | T. Rowe Price | TROW | Maintain | Underweight (Underweight) |
|
Details | ||
| 7/16/2025 | BlackRock | BLK | Maintain | Neutral (Neutral) |
|
Details | ||
| 7/14/2025 | Apollo Global Management | APO | Maintain | Overweight (Overweight) |
|
Details | ||
| 7/11/2025 | The Blackstone Group | BX | Maintain | Neutral (Neutral) |
|
Details | ||
| 7/10/2025 | Franklin Resources | BEN | Maintain | Neutral (Neutral) |
|
Details | ||
| 5/23/2025 | StepStone Group | STEP | Maintain | Overweight (N/A) |
|
Details | ||
| 5/9/2025 | The Carlyle Group LP | CG | Maintain | Neutral (Neutral) |
|
Details | ||
| 5/5/2025 | Apollo Global Management | APO | Maintain | Overweight (N/A) |
|
Details | ||
| 4/22/2025 | Moelis | MC | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/22/2025 | The Blackstone Group | BX | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/22/2025 | Virtu Financial | VIRT | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/16/2025 | T. Rowe Price | TROW | Maintain | Underweight (Underweight) |
|
Details | ||
| 4/15/2025 | TPG Inc. | TPG | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/15/2025 | The Carlyle Group LP | CG | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/15/2025 | The Blackstone Group | BX | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/14/2025 | BlackRock | BLK | Maintain | Neutral (Neutral) |
|
Details | ||
| 4/2/2025 | BlackRock | BLK | Maintain | Neutral (Neutral) |
|
Details | ||
| 2/12/2025 | The Carlyle Group LP | CG | Maintain | Neutral (Neutral) |
|
Details | ||
| 2/7/2025 | StepStone Group | STEP | Maintain | Overweight (N/A) |
|
Details | ||
| 2/6/2025 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 2/6/2025 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 2/5/2025 | Apollo Global Management | APO | Maintain | Overweight (Overweight) |
|
Details | ||
| 1/31/2025 | The Blackstone Group | BX | Maintain | Neutral (N/A) |
|
Details | ||
| 1/23/2025 | Virtu Financial | VIRT | Maintain | Neutral (N/A) |
|
Details | ||
| 1/23/2025 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 1/23/2025 | The Blackstone Group | BX | Maintain | Neutral (N/A) |
|
Details | ||
| 1/16/2025 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 1/15/2025 | BlackRock | BLK | Maintain | Neutral (N/A) |
|
Details | ||
| 11/12/2024 | P10 Inc | PX | Maintain | Neutral (N/A) |
|
Details | ||
| 11/5/2024 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 11/4/2024 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 10/21/2024 | BlackRock | BLK | Maintain | Neutral (N/A) |
|
Details | ||
| 10/18/2024 | The Blackstone Group | BX | Maintain | Neutral (N/A) |
|
Details | ||
| 10/17/2024 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 10/17/2024 | Robinhood Markets | HOOD | Maintain | Underweight (N/A) |
|
Details | ||
| 10/2/2024 | Apollo Global Management | APO | Maintain | Overweight (N/A) |
|
Details | ||
| 10/1/2024 | StepStone Group | STEP | Maintain | Overweight (N/A) |
|
Details | ||
| 10/1/2024 | BlackRock | BLK | Maintain | Neutral (N/A) |
|
Details | ||
| 8/12/2024 | StepStone Group | STEP | Maintain | Overweight (N/A) |
|
Details | ||
| 8/12/2024 | P10 Inc | PX | Maintain | Neutral (N/A) |
|
Details | ||
| 8/8/2024 | Brookfield Asset Management | BAM | Maintain | Neutral (N/A) |
|
Details | ||
| 8/8/2024 | Robinhood Markets | HOOD | Maintain | Underweight (N/A) |
|
Details | ||
| 8/7/2024 | TPG Inc. | TPG | Maintain | Neutral (N/A) |
|
Details | ||
| 8/6/2024 | The Carlyle Group LP | CG | Downgrade | Neutral (Overweight) |
44.23 (48.90) |
10.56% | Details | |
| 7/31/2024 | Brookfield Asset Management | BAM | Maintain | Neutral (N/A) |
|
Details | ||
| 7/29/2024 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 7/26/2024 | LPL Financial Holdings | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 7/25/2024 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 7/22/2024 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 7/22/2024 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 7/19/2024 | Virtu Financial | VIRT | Maintain | Neutral (N/A) |
|
Details | ||
| 7/19/2024 | The Blackstone Group | BX | Maintain | Neutral (N/A) |
|
Details | ||
| 7/16/2024 | BlackRock | BLK | Maintain | Neutral (N/A) |
|
Details | ||
| 7/11/2024 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 7/11/2024 | LPL Financial Holdings | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 7/11/2024 | Federated Hermes Inc. | FHI | Maintain | Overweight (N/A) |
|
Details | ||
| 5/24/2024 | StepStone Group | STEP | Maintain | Overweight (N/A) |
|
Details | ||
| 5/15/2024 | Brookfield Asset Management | BAM | New Coverage | Neutral (Overweight) |
39.55 (46.07) |
16.49% | Details | |
| 5/9/2024 | Robinhood Markets | HOOD | Maintain | Underweight (N/A) |
|
Details | ||
| 5/3/2024 | Apollo Global Management | APO | Maintain | Overweight (N/A) |
|
Details | ||
| 4/26/2024 | AssetMark Financial Holdings Inc. | AMK | Downgrade | Neutral (Overweight) |
34.90 (35.24) |
0.97% | Details | |
| 4/25/2024 | Virtu Financial | VIRT | Maintain | Neutral (N/A) |
|
Details | ||
| 4/24/2024 | Apollo Global Management | APO | Maintain | Overweight (N/A) |
|
Details | ||
| 4/19/2024 | The Blackstone Group | BX | Maintain | Neutral (N/A) |
|
Details | ||
| 4/18/2024 | TPG Inc. | TPG | Maintain | Neutral (N/A) |
|
Details | ||
| 4/17/2024 | Federated Hermes Inc. | FHI | Maintain | Overweight (N/A) |
|
Details | ||
| 4/16/2024 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 4/11/2024 | StepStone Group | STEP | Upgrade | Overweight (Neutral) |
35.95 (45.66) |
27.01% | Details | |
| 4/10/2024 | TPG Inc. | TPG | Maintain | Neutral (N/A) |
|
Details | ||
| 4/2/2024 | LPL Financial Holdings | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 4/2/2024 | BlackRock | BLK | Maintain | Neutral (N/A) |
|
Details | ||
| 3/1/2024 | P10 Inc | PX | Downgrade | Neutral (Overweight) |
9.27 (10.54) |
13.7% | Details | |
| 2/28/2024 | Apollo Global Management | APO | New Coverage | Overweight (N/A) |
110.88 (108.70) |
-1.97% | Details | |
| 2/22/2024 | AssetMark Financial Holdings Inc. | AMK | Maintain | Overweight (N/A) |
|
Details | ||
| 2/14/2024 | Robinhood Markets | HOOD | Maintain | Underweight (N/A) |
|
Details | ||
| 2/9/2024 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 2/8/2024 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 2/8/2024 | The Carlyle Group LP | CG | Maintain | Overweight (N/A) |
|
Details | ||
| 1/29/2024 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 1/26/2024 | Virtu Financial | VIRT | Maintain | Neutral (N/A) |
|
Details | ||
| 1/26/2024 | The Blackstone Group | BX | Maintain | Neutral (N/A) |
|
Details | ||
| 1/18/2024 | Federated Hermes Inc. | FHI | Maintain | Overweight (N/A) |
|
Details | ||
| 1/11/2024 | The Carlyle Group LP | CG | Maintain | Overweight (N/A) |
|
Details | ||
| 1/5/2024 | The Blackstone Group | BX | Maintain | Neutral (N/A) |
|
Details | ||
| 1/4/2024 | LPL Financial Holdings | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 12/15/2023 | BlackRock | BLK | Downgrade | Neutral (Overweight) |
773.43 (955.45) |
23.53% | Details | |
| 11/17/2023 | The Blackstone Group | BX | Maintain | Neutral (N/A) |
|
Details | ||
| 11/8/2023 | The Carlyle Group LP | CG | Maintain | Overweight (N/A) |
|
Details | ||
| 11/7/2023 | StepStone Group | STEP | Maintain | Neutral (N/A) |
|
Details | ||
| 11/3/2023 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 10/30/2023 | Federated Hermes Inc. | FHI | Maintain | Overweight (N/A) |
|
Details | ||
| 10/30/2023 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 10/27/2023 | LPL Financial Holdings | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 10/20/2023 | The Blackstone Group | BX | Maintain | Neutral (N/A) |
|
Details | ||
| 10/17/2023 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 10/17/2023 | The Blackstone Group | BX | Maintain | Neutral (N/A) |
|
Details | ||
| 10/16/2023 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 10/10/2023 | TPG Inc. | TPG | Maintain | Neutral (N/A) |
|
Details | ||
| 10/9/2023 | LPL Financial Holdings | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 9/12/2023 | Federated Hermes Inc. | FHI | Maintain | Overweight (N/A) |
|
Details | ||
| 8/9/2023 | TPG Inc. | TPG | Maintain | Neutral (N/A) |
|
Details | ||
| 8/3/2023 | The Carlyle Group LP | CG | Maintain | Overweight (N/A) |
|
Details | ||
| 8/3/2023 | Robinhood Markets | HOOD | Maintain | Underweight (N/A) |
|
Details | ||
| 7/31/2023 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 7/27/2023 | Virtu Financial | VIRT | Downgrade | Neutral (Overweight) |
18.51 (41.92) |
126.47% | Details | |
| 7/21/2023 | The Blackstone Group | BX | Downgrade | Neutral (Overweight) |
107.51 (110.40) |
2.69% | Details | |
| 7/17/2023 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 7/12/2023 | Virtu Financial | VIRT | Maintain | Overweight (N/A) |
|
Details | ||
| 7/12/2023 | Federated Hermes Inc. | FHI | Maintain | Overweight (N/A) |
|
Details | ||
| 7/3/2023 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 5/8/2023 | The Carlyle Group LP | CG | Maintain | Overweight (N/A) |
|
Details | ||
| 5/4/2023 | AssetMark Financial Holdings Inc. | AMK | Maintain | Overweight (N/A) |
|
Details | ||
| 5/3/2023 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 5/1/2023 | Federated Hermes Inc. | FHI | Maintain | Overweight (N/A) |
|
Details | ||
| 4/28/2023 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 4/27/2023 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 4/25/2023 | The Carlyle Group LP | CG | Maintain | Overweight (N/A) |
|
Details | ||
| 4/24/2023 | TPG Inc. | TPG | Maintain | Neutral (N/A) |
|
Details | ||
| 4/21/2023 | The Blackstone Group | BX | Maintain | Overweight (N/A) |
|
Details | ||
| 4/20/2023 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 4/20/2023 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 4/11/2023 | AssetMark Financial Holdings Inc. | AMK | Maintain | Overweight (N/A) |
|
Details | ||
| 4/11/2023 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 4/11/2023 | Federated Hermes Inc. | FHI | Upgrade | Overweight (Underweight) |
40.33 (55.86) |
38.51% | Details | |
| 4/3/2023 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 3/29/2023 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 2/16/2023 | TPG Inc. | TPG | Maintain | Neutral (N/A) |
|
Details | ||
| 2/13/2023 | StepStone Group | STEP | Maintain | Neutral (N/A) |
|
Details | ||
| 2/9/2023 | Brookfield Asset Management | BAM | Maintain | Overweight (N/A) |
|
Details | ||
| 2/9/2023 | Robinhood Markets | HOOD | Maintain | Underweight (N/A) |
|
Details | ||
| 2/3/2023 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 2/1/2023 | Brookfield Asset Management | BAM | Maintain | Overweight (N/A) |
|
Details | ||
| 1/31/2023 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 1/27/2023 | Virtu Financial | VIRT | Maintain | Overweight (N/A) |
|
Details | ||
| 1/27/2023 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 1/24/2023 | The Blackstone Group | BX | Upgrade | Overweight (Neutral) |
85.01 (107.51) |
26.47% | Details | |
| 1/24/2023 | TPG Inc. | TPG | Downgrade | Neutral (Overweight) |
32.52 (56.36) |
73.31% | Details | |
| 1/23/2023 | The Carlyle Group LP | CG | Maintain | Overweight (N/A) |
|
Details | ||
| 1/23/2023 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 1/23/2023 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 1/23/2023 | AssetMark Financial Holdings Inc. | AMK | Upgrade | Overweight (Neutral) |
24.24 (35.24) |
45.38% | Details | |
| 1/17/2023 | Virtu Financial | VIRT | Maintain | Overweight (N/A) |
|
Details | ||
| 1/17/2023 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 1/13/2023 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 11/10/2022 | TPG Inc. | TPG | Maintain | Overweight (N/A) |
|
Details | ||
| 11/9/2022 | The Carlyle Group LP | CG | Maintain | Overweight (N/A) |
|
Details | ||
| 11/8/2022 | StepStone Group | STEP | Maintain | Neutral (N/A) |
|
Details | ||
| 11/3/2022 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 11/2/2022 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 10/28/2022 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 10/24/2022 | Brookfield Asset Management | BAM | Maintain | Overweight (N/A) |
|
Details | ||
| 10/21/2022 | The Blackstone Group | BX | Maintain | Neutral (N/A) |
|
Details | ||
| 10/14/2022 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 10/11/2022 | The Blackstone Group | BX | New Coverage | Neutral (N/A) |
85.50 (110.40) |
29.12% | Details | |
| 10/10/2022 | Virtu Financial | VIRT | Maintain | Overweight (N/A) |
|
Details | ||
| 7/5/2022 | Brookfield Asset Management | BAM | Maintain | Overweight (N/A) |
|
Details | ||
| 6/14/2022 | Robinhood Markets | HOOD | Maintain | Underweight (N/A) |
|
Details | ||
| 5/11/2022 | TPG Inc. | TPG | Maintain | Overweight (N/A) |
|
Details | ||
| 2/10/2022 | CME Group | CME | Maintain | Neutral (N/A) |
|
Details | ||
| 2/8/2022 | Tradeweb Markets | TW | Maintain | Overweight (N/A) |
|
Details | ||
| 2/7/2022 | TPG Inc. | TPG | New Coverage | Overweight (N/A) |
33.08 (43.07) |
30.2% | Details | |
| 1/25/2022 | Federated Hermes Inc. | FHI | Maintain | Underweight (N/A) |
|
Details | ||
| 1/21/2022 | StepStone Group | STEP | Maintain | Neutral (N/A) |
|
Details | ||
| 1/21/2022 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 1/19/2022 | Charles Schwab Corp. | SCHW | Maintain | Overweight (N/A) |
|
Details | ||
| 1/18/2022 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 1/14/2022 | Tradeweb Markets | TW | Maintain | Overweight (N/A) |
|
Details | ||
| 1/14/2022 | CBOE Holdings | CBOE | Maintain | Underweight (N/A) |
|
Details | ||
| 12/10/2021 | Federated Hermes Inc. | FHI | Maintain | Underweight (N/A) |
|
Details | ||
| 11/15/2021 | P10 Inc | PX | New Coverage | Overweight (N/A) |
12.65 (9.27) |
-26.72% | Details | |
| 11/4/2021 | Virtu Financial | VIRT | Maintain | Overweight (N/A) |
|
Details | ||
| 11/2/2021 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 10/29/2021 | IntercontinentalExchange | ICE | Maintain | Overweight (N/A) |
|
Details | ||
| 10/28/2021 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 10/27/2021 | Robinhood Markets | HOOD | Maintain | Underweight (N/A) |
|
Details | ||
| 9/29/2021 | Robinhood Markets | HOOD | Maintain | Underweight (N/A) |
|
Details | ||
| 8/23/2021 | Robinhood Markets | HOOD | New Coverage | Underweight (N/A) |
44.69 (77.09) |
72.5% | Details | |
| 8/5/2021 | Virtu Financial | VIRT | Maintain | Overweight (N/A) |
|
Details | ||
| 8/2/2021 | CBOE Holdings | CBOE | Maintain | Underweight (N/A) |
|
Details | ||
| 7/28/2021 | CME Group | CME | Maintain | Neutral (N/A) |
|
Details | ||
| 7/22/2021 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 7/15/2021 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 7/15/2021 | Tradeweb Markets | TW | Maintain | Overweight (N/A) |
|
Details | ||
| 7/15/2021 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 7/2/2021 | Charles Schwab Corp. | SCHW | Maintain | Neutral (N/A) |
|
Details | ||
| 7/2/2021 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 7/2/2021 | Moelis | MC | Maintain | Neutral (N/A) |
|
Details | ||
| 6/18/2021 | Brookfield Asset Management | BAM | Maintain | Overweight (N/A) |
|
Details | ||
| 4/19/2021 | Federated Hermes Inc. | FHI | Downgrade | Underweight (Neutral) |
31.71 (55.86) |
76.16% | Details | |
| 4/7/2021 | CBOE Holdings | CBOE | Maintain | Underweight (N/A) |
|
Details | ||
| 3/9/2021 | Apollo Global Management | APO | Downgrade | Neutral (Overweight) |
49.56 (110.88) |
123.73% | Details | |
| 2/8/2021 | IntercontinentalExchange | ICE | Maintain | Overweight (N/A) |
|
Details | ||
| 2/3/2021 | Virtu Financial | VIRT | Maintain | Overweight (N/A) |
|
Details | ||
| 1/26/2021 | Apollo Global Management | APO | Maintain | Overweight (N/A) |
|
Details | ||
| 1/15/2021 | The Blackstone Group | BX | Maintain | Overweight (N/A) |
|
Details | ||
| 1/15/2021 | The Carlyle Group LP | CG | Maintain | Overweight (N/A) |
|
Details | ||
| 1/7/2021 | CBOE Holdings | CBOE | Downgrade | Underweight (Neutral) |
104.20 (185.75) |
78.26% | Details | |
| 1/7/2021 | CME Group | CME | Upgrade | Neutral (Underweight) |
193.38 (196.53) |
1.63% | Details | |
| 11/23/2020 | Eaton Vance | EV | Downgrade | Neutral (Overweight) |
65.66 (21.85) |
-66.72% | Details | |
| 10/20/2020 | Brookfield Asset Management | BAM | Maintain | Overweight (N/A) |
|
Details | ||
| 10/20/2020 | Apollo Global Management | APO | Maintain | Overweight (N/A) |
|
Details | ||
| 10/16/2020 | Federated Hermes Inc. | FHI | Downgrade | Neutral (Overweight) |
26.10 (55.86) |
114.02% | Details | |
| 10/13/2020 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 10/9/2020 | CME Group | CME | Maintain | Underweight (N/A) |
|
Details | ||
| 9/29/2020 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 9/29/2020 | Franklin Resources | BEN | New Coverage | Neutral (N/A) |
20.20 (26.24) |
29.9% | Details | |
| 8/27/2020 | Eaton Vance | EV | Upgrade | Overweight (Neutral) |
39.25 (65.66) |
67.29% | Details | |
| 8/21/2020 | Eaton Vance | EV | Maintain | Neutral (N/A) |
|
Details | ||
| 8/10/2020 | IntercontinentalExchange | ICE | Maintain | Overweight (N/A) |
|
Details | ||
| 8/5/2020 | AssetMark Financial Holdings Inc. | AMK | Downgrade | Neutral (Overweight) |
27.91 (35.24) |
26.26% | Details | |
| 7/31/2020 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 7/15/2020 | Nasdaq OMX Group Inc. | NDAQ | Maintain | Neutral (N/A) |
|
Details | ||
| 7/14/2020 | IntercontinentalExchange | ICE | Maintain | Overweight (N/A) |
|
Details | ||
| 7/13/2020 | The Carlyle Group LP | CG | Maintain | Overweight (N/A) |
|
Details | ||
| 7/9/2020 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 6/22/2020 | Nasdaq OMX Group Inc. | NDAQ | Maintain | Neutral (N/A) |
|
Details | ||
| 6/19/2020 | Apollo Global Management | APO | Maintain | Overweight (N/A) |
|
Details | ||
| 6/2/2020 | CBOE Holdings | CBOE | Downgrade | Neutral (Overweight) |
104.20 (301.27) |
189.13% | Details | |
| 5/6/2020 | Federated Hermes Inc. | FHI | Upgrade | Overweight (Neutral) |
22.71 (55.86) |
145.97% | Details | |
| 5/4/2020 | CBOE Holdings | CBOE | Maintain | Overweight (N/A) |
|
Details | ||
| 4/27/2020 | AssetMark Financial Holdings Inc. | AMK | Maintain | Overweight (N/A) |
|
Details | ||
| 4/20/2020 | Nasdaq OMX Group Inc. | NDAQ | Maintain | Neutral (N/A) |
|
Details | ||
| 4/7/2020 | Tradeweb Markets | TW | Maintain | Neutral (N/A) |
|
Details | ||
| 4/7/2020 | CBOE Holdings | CBOE | Maintain | Overweight (N/A) |
|
Details | ||
| 4/7/2020 | IntercontinentalExchange | ICE | Maintain | Overweight (N/A) |
|
Details | ||
| 4/7/2020 | BlackRock | BLK | Maintain | Overweight (N/A) |
|
Details | ||
| 4/6/2020 | Federated Hermes Inc. | FHI | Maintain | Neutral (N/A) |
|
Details | ||
| 3/30/2020 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 3/24/2020 | Virtu Financial | VIRT | Maintain | Overweight (N/A) |
|
Details | ||
| 3/16/2020 | T. Rowe Price | TROW | Maintain | Underweight (N/A) |
|
Details | ||
| 3/11/2020 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 1/10/2020 | Virtu Financial | VIRT | Maintain | Overweight (N/A) |
|
Details | ||
| 1/10/2020 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 1/9/2020 | CME Group | CME | Maintain | Underweight (N/A) |
|
Details |
