Ratings by B.Riley (David Kang)

Date CompanySymbol Type Rating
(Past)
PT
(Past)
Start $
(End $)
% Chg. Details
2/20/2026 AXT, Inc. AXTI Maintain Neutral
(N/A)
 
 
  Details
1/9/2026 AXT, Inc. AXTI Downgrade Neutral
(Buy)
24.11
(32.37)
34.26% Details
10/31/2025 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
8/1/2025 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
7/10/2025 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
5/2/2025 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
2/21/2025 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
4/5/2024 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
2/23/2024 AXT, Inc. AXTI Upgrade Buy
(Neutral)
2.20
(24.11)
995.91% Details
11/15/2023 Luna Innovations LUNA Maintain Buy
(N/A)
 
 
  Details
11/3/2023 AXT, Inc. AXTI Maintain Neutral
(N/A)
 
 
  Details
4/28/2023 AXT, Inc. AXTI Maintain Neutral
(N/A)
 
 
  Details
2/17/2023 AXT, Inc. AXTI Maintain Neutral
(N/A)
 
 
  Details
11/11/2022 Luna Innovations LUNA Maintain Buy
(N/A)
 
 
  Details
10/28/2022 AXT, Inc. AXTI Maintain Neutral
(N/A)
 
 
  Details
10/4/2022 AXT, Inc. AXTI Maintain Neutral
(N/A)
 
 
  Details
5/17/2022 Luna Innovations LUNA Maintain Buy
(N/A)
 
 
  Details
4/29/2022 AXT, Inc. AXTI Maintain Neutral
(N/A)
 
 
  Details
2/17/2022 AXT, Inc. AXTI Maintain Neutral
(N/A)
 
 
  Details
11/16/2021 Luna Innovations LUNA Maintain Buy
(N/A)
 
 
  Details
11/5/2021 NeoPhotonics NPTN Downgrade Neutral
(Buy)
11.52
(16.01)
38.98% Details
8/4/2021 NeoPhotonics NPTN Maintain Buy
(N/A)
 
 
  Details
8/2/2021 NeoPhotonics NPTN Maintain Buy
(N/A)
 
 
  Details
4/30/2021 NeoPhotonics NPTN Maintain Buy
(N/A)
 
 
  Details
2/26/2021 NeoPhotonics NPTN Maintain Buy
(N/A)
 
 
  Details
2/12/2021 AXT, Inc. AXTI Maintain Neutral
(N/A)
 
 
  Details
1/11/2021 NeoPhotonics NPTN Maintain Buy
(N/A)
 
 
  Details
1/11/2021 Luna Innovations LUNA Maintain Buy
(N/A)
 
 
  Details
11/3/2020 NeoPhotonics NPTN Maintain Buy
(N/A)
 
 
  Details
10/6/2020 AXT, Inc. AXTI Downgrade Neutral
(Buy)
6.21
(32.37)
421.26% Details
9/1/2020 NeoPhotonics NPTN Upgrade Buy
(Neutral)
6.92
(16.01)
131.36% Details
8/5/2020 NeoPhotonics NPTN Maintain Neutral
(N/A)
 
 
  Details
7/23/2020 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
6/16/2020 NeoPhotonics NPTN Downgrade Neutral
(Buy)
8.88
(16.01)
80.29% Details
4/23/2020 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
3/6/2020 Luna Innovations LUNA Maintain Buy
(N/A)
 
 
  Details
3/3/2020 Luna Innovations LUNA Maintain Buy
(N/A)
 
 
  Details
2/28/2020 NeoPhotonics NPTN Upgrade Buy
(Neutral)
6.32
(16.01)
153.32% Details
2/20/2020 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
11/6/2019 Luna Innovations LUNA Maintain Buy
(N/A)
 
 
  Details
11/1/2019 NeoPhotonics NPTN Maintain Buy
(N/A)
 
 
  Details
10/3/2019 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
9/18/2019 NeoPhotonics NPTN Downgrade Neutral
(Buy)
6.80
(16.01)
135.44% Details
8/6/2019 NeoPhotonics NPTN Maintain Buy
(N/A)
 
 
  Details
7/25/2019 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
7/10/2019 NeoPhotonics NPTN Maintain Buy
(N/A)
 
 
  Details
5/20/2019 NeoPhotonics NPTN Upgrade Buy
(Neutral)
4.54
(6.80)
49.78% Details
3/5/2019 Luna Innovations LUNA Maintain Buy
(N/A)
 
 
  Details
1/15/2019 Luna Innovations LUNA New Coverage Buy
(N/A)
3.38
(0.89)
-73.67% Details
1/15/2019 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details
12/6/2018 NeoPhotonics NPTN Downgrade Neutral
(Buy)
7.74
(4.54)
-41.34% Details
11/8/2018 Applied Optoelectronics AAOI Maintain Neutral
(N/A)
 
 
  Details
11/5/2018 NeoPhotonics NPTN Maintain Buy
(N/A)
 
 
  Details
11/5/2018 Applied Optoelectronics AAOI Maintain Neutral
(N/A)
 
 
  Details
11/1/2018 AXT, Inc. AXTI Maintain Buy
(N/A)
 
 
  Details