Ratings by B.Riley (Bryce Rowe)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 8/31/2026 | Newtek Business Services | NEWT | Maintain | Buy (N/A) |
|
Details | ||
| 8/14/2026 | WhiteHorse Finance | WHF | Maintain | Neutral (N/A) |
|
Details | ||
| 8/5/2026 | Capital Southwest Corp | CSWC | Maintain | Buy (N/A) |
|
Details | ||
| 5/15/2026 | Capital Southwest Corp | CSWC | Maintain | Buy (N/A) |
|
Details | ||
| 5/12/2026 | Carlyle Secured Lending Inc | CGBD | Maintain | Buy (N/A) |
|
Details | ||
| 2/25/2026 | Carlyle Secured Lending Inc | CGBD | Upgrade | Buy (Neutral) |
11.45 (10.08) |
-11.97% | Details | |
| 11/12/2025 | WhiteHorse Finance | WHF | Maintain | Neutral (N/A) |
|
Details | ||
| 11/11/2025 | Carlyle Secured Lending Inc | CGBD | Maintain | Neutral (N/A) |
|
Details | ||
| 8/13/2025 | WhiteHorse Finance | WHF | Maintain | Neutral (N/A) |
|
Details | ||
| 8/11/2025 | Carlyle Secured Lending Inc | CGBD | Maintain | Neutral (N/A) |
|
Details | ||
| 8/8/2025 | Capital Southwest Corp | CSWC | Maintain | Buy (N/A) |
|
Details | ||
| 12/19/2024 | Newtek Business Services | NEWT | Maintain | Neutral (N/A) |
|
Details | ||
| 12/11/2024 | Oaktree Specialty Lending Corp | OCSL | Downgrade | Sell (Neutral) |
16.33 (11.25) |
-31.11% | Details | |
| 12/11/2024 | Monroe Capital | MRCC | Downgrade | Sell (Neutral) |
8.64 (5.08) |
-41.2% | Details | |
| 12/11/2024 | FS KKR Group | FSK | Downgrade | Neutral (Buy) |
21.45 (10.08) |
-53.01% | Details | |
| 11/20/2024 | Oaktree Specialty Lending Corp | OCSL | Maintain | Neutral (N/A) |
|
Details | ||
| 11/15/2024 | Gladstone Capital | GLAD | Maintain | Neutral (N/A) |
|
Details | ||
| 11/14/2024 | Runway Grouwth Finance Corp. | RWAY | Maintain | Neutral (N/A) |
|
Details | ||
| 11/11/2024 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 11/8/2024 | WhiteHorse Finance | WHF | Maintain | Neutral (N/A) |
|
Details | ||
| 11/8/2024 | FS KKR Group | FSK | Maintain | Buy (N/A) |
|
Details | ||
| 11/1/2024 | New Mountain Finance | NMFC | Maintain | Neutral (N/A) |
|
Details | ||
| 10/31/2024 | Ares Capital | ARCC | Maintain | Neutral (N/A) |
|
Details | ||
| 10/30/2024 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 10/23/2024 | Gladstone Capital | GLAD | New Coverage | Neutral (N/A) |
25.27 (18.77) |
-25.72% | Details | |
| 9/4/2024 | Newtek Business Services | NEWT | Downgrade | Neutral (Buy) |
12.24 (11.18) |
-8.66% | Details | |
| 8/9/2024 | WhiteHorse Finance | WHF | Maintain | Neutral (N/A) |
|
Details | ||
| 8/9/2024 | Stellus Capital | SCM | Maintain | Neutral (N/A) |
|
Details | ||
| 8/9/2024 | Blue Owl Capital Corp. | OBDC | Maintain | Neutral (N/A) |
|
Details | ||
| 8/8/2024 | FS KKR Group | FSK | Maintain | Buy (N/A) |
|
Details | ||
| 8/7/2024 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 8/6/2024 | TCG BDC, Inc. | CGBD | Maintain | Neutral (N/A) |
|
Details | ||
| 8/2/2024 | Oaktree Specialty Lending Corp | OCSL | Maintain | Neutral (N/A) |
|
Details | ||
| 8/1/2024 | Horizon Technology Finance | HRZN | Maintain | Sell (N/A) |
|
Details | ||
| 7/31/2024 | Ares Capital | ARCC | Maintain | Neutral (N/A) |
|
Details | ||
| 5/20/2024 | Runway Grouwth Finance Corp. | RWAY | Maintain | Neutral (N/A) |
|
Details | ||
| 5/16/2024 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 5/13/2024 | Main Street Capital | MAIN | Maintain | Neutral (N/A) |
|
Details | ||
| 5/13/2024 | Stellus Capital | SCM | Upgrade | Neutral (Sell) |
14.30 (6.75) |
-52.8% | Details | |
| 5/10/2024 | Solar Capital | SLRC | Maintain | Neutral (N/A) |
|
Details | ||
| 5/10/2024 | Monroe Capital | MRCC | Maintain | Neutral (N/A) |
|
Details | ||
| 5/10/2024 | FS KKR Group | FSK | Maintain | Buy (N/A) |
|
Details | ||
| 5/9/2024 | TCG BDC, Inc. | CGBD | Maintain | Neutral (N/A) |
|
Details | ||
| 5/8/2024 | Newtek Business Services | NEWT | Maintain | Buy (N/A) |
|
Details | ||
| 5/2/2024 | Trinity Capital Inc. | TRIN | Maintain | Buy (N/A) |
|
Details | ||
| 5/2/2024 | Ares Capital | ARCC | Maintain | Neutral (N/A) |
|
Details | ||
| 5/2/2024 | Horizon Technology Finance | HRZN | Maintain | Sell (N/A) |
|
Details | ||
| 5/1/2024 | Oaktree Specialty Lending Corp | OCSL | Maintain | Neutral (N/A) |
|
Details | ||
| 3/8/2024 | Runway Grouwth Finance Corp. | RWAY | Downgrade | Neutral (Buy) |
13.50 (10.02) |
-25.78% | Details | |
| 3/7/2024 | Trinity Capital Inc. | TRIN | Maintain | Buy (N/A) |
|
Details | ||
| 3/7/2024 | Newtek Business Services | NEWT | Maintain | Buy (N/A) |
|
Details | ||
| 3/6/2024 | Stellus Capital | SCM | Maintain | Sell (N/A) |
|
Details | ||
| 3/1/2024 | WhiteHorse Finance | WHF | Maintain | Neutral (N/A) |
|
Details | ||
| 2/29/2024 | Solar Capital | SLRC | Maintain | Neutral (N/A) |
|
Details | ||
| 2/28/2024 | FS KKR Group | FSK | Maintain | Buy (N/A) |
|
Details | ||
| 2/28/2024 | TCG BDC, Inc. | CGBD | Maintain | Neutral (N/A) |
|
Details | ||
| 2/8/2024 | Ares Capital | ARCC | Maintain | Neutral (N/A) |
|
Details | ||
| 1/31/2024 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 1/11/2024 | Saratoga Investment | SAR | Maintain | Neutral (N/A) |
|
Details | ||
| 1/8/2024 | Ares Capital | ARCC | Downgrade | Neutral (Buy) |
20.41 (18.40) |
-9.85% | Details | |
| 1/8/2024 | Main Street Capital | MAIN | Downgrade | Neutral (Buy) |
43.73 (53.30) |
21.88% | Details | |
| 1/8/2024 | WhiteHorse Finance | WHF | Downgrade | Neutral (Buy) |
12.75 (7.70) |
-39.61% | Details | |
| 1/8/2024 | Capital Southwest Corp | CSWC | Downgrade | Neutral (Buy) |
25.06 (22.37) |
-10.73% | Details | |
| 1/8/2024 | Stellus Capital | SCM | Downgrade | Sell (Neutral) |
13.39 (6.75) |
-49.59% | Details | |
| 1/8/2024 | Oaktree Specialty Lending Corp | OCSL | Downgrade | Neutral (Buy) |
20.91 (11.25) |
-46.2% | Details | |
| 1/8/2024 | Horizon Technology Finance | HRZN | Downgrade | Sell (Neutral) |
13.62 (4.04) |
-70.34% | Details | |
| 1/8/2024 | Saratoga Investment | SAR | Downgrade | Neutral (Buy) |
26.35 (13.69) |
-48.05% | Details | |
| 1/8/2024 | Fidus Investment Corp | FDUS | Downgrade | Neutral (Buy) |
20.01 (18.29) |
-8.6% | Details | |
| 1/8/2024 | Blue Owl Capital Corp. | OBDC | Downgrade | Neutral (Buy) |
14.96 (9.88) |
-33.96% | Details | |
| 11/13/2023 | WhiteHorse Finance | WHF | Maintain | Buy (N/A) |
|
Details | ||
| 11/13/2023 | Monroe Capital | MRCC | Maintain | Neutral (N/A) |
|
Details | ||
| 11/8/2023 | FS KKR Group | FSK | Maintain | Buy (N/A) |
|
Details | ||
| 11/6/2023 | TPG Specialty Lending | TSLX | Downgrade | Neutral (Buy) |
20.26 (16.99) |
-16.14% | Details | |
| 8/10/2023 | Runway Grouwth Finance Corp. | RWAY | Maintain | Buy (N/A) |
|
Details | ||
| 8/7/2023 | Main Street Capital | MAIN | Maintain | Buy (N/A) |
|
Details | ||
| 8/7/2023 | TPG Specialty Lending | TSLX | Maintain | Buy (N/A) |
|
Details | ||
| 7/28/2023 | Solar Capital | SLRC | New Coverage | Neutral (N/A) |
15.14 (11.00) |
-27.34% | Details | |
| 7/28/2023 | FS KKR Group | FSK | New Coverage | Buy (N/A) |
20.16 (10.08) |
-50% | Details | |
| 7/28/2023 | Carlyle Secured Lending, Inc. | CGBD | New Coverage | Neutral (N/A) |
15.50 (11.45) |
-26.13% | Details | |
| 7/28/2023 | Blue Owl Capital Corp. | OBDC | New Coverage | Buy (N/A) |
14.08 (9.88) |
-29.83% | Details | |
| 7/26/2023 | Ares Capital | ARCC | Maintain | Buy (N/A) |
|
Details | ||
| 6/16/2023 | Stellus Capital | SCM | New Coverage | Neutral (N/A) |
13.88 (6.75) |
-51.37% | Details | |
| 6/16/2023 | TPG Specialty Lending | TSLX | New Coverage | Buy (N/A) |
18.58 (16.99) |
-8.56% | Details | |
| 6/16/2023 | Ares Capital | ARCC | New Coverage | Buy (N/A) |
18.54 (18.40) |
-0.76% | Details | |
| 5/19/2023 | Newtek Business Services | NEWT | New Coverage | Buy (N/A) |
11.44 (11.18) |
-2.27% | Details | |
| 5/8/2023 | Trinity Capital Inc. | TRIN | Maintain | Buy (N/A) |
|
Details | ||
| 5/8/2023 | Main Street Capital | MAIN | Maintain | Buy (N/A) |
|
Details | ||
| 3/6/2023 | Trinity Capital Inc. | TRIN | Maintain | Buy (N/A) |
|
Details | ||
| 3/6/2023 | Fidus Investment Corp | FDUS | Maintain | Buy (N/A) |
|
Details | ||
| 3/3/2023 | Fidus Investment Corp | FDUS | Maintain | Buy (N/A) |
|
Details | ||
| 3/1/2023 | New Mountain Finance | NMFC | Maintain | Neutral (N/A) |
|
Details | ||
| 2/27/2023 | Main Street Capital | MAIN | Maintain | Buy (N/A) |
|
Details | ||
| 2/1/2023 | Capital Southwest Corp | CSWC | Maintain | Buy (N/A) |
|
Details | ||
| 1/17/2023 | Trinity Capital Inc. | TRIN | Maintain | Buy (N/A) |
|
Details | ||
| 1/12/2023 | Saratoga Investment | SAR | Maintain | Buy (N/A) |
|
Details | ||
| 1/6/2023 | Capital Southwest Corp | CSWC | Upgrade | Buy (Neutral) |
17.44 (22.37) |
28.27% | Details | |
| 12/13/2022 | Saratoga Investment | SAR | New Coverage | Buy (N/A) |
27.02 (13.69) |
-49.33% | Details | |
| 12/12/2022 | Main Street Capital | MAIN | New Coverage | Buy (N/A) |
36.72 (53.30) |
45.15% | Details | |
| 12/12/2022 | Gladstone Capital | GLAD | New Coverage | Neutral (N/A) |
9.93 (25.27) |
154.48% | Details | |
| 12/9/2022 | Capital Southwest Corp | CSWC | Upgrade | Buy (Neutral) |
17.84 (22.37) |
25.39% | Details | |
| 11/16/2022 | Oaktree Specialty Lending Corp | OCSL | Maintain | Buy (N/A) |
|
Details | ||
| 11/15/2022 | WhiteHorse Finance | WHF | Maintain | Buy (N/A) |
|
Details | ||
| 11/10/2022 | New Mountain Finance | NMFC | Maintain | Neutral (N/A) |
|
Details | ||
| 11/9/2022 | Monroe Capital | MRCC | Maintain | Neutral (N/A) |
|
Details | ||
| 11/7/2022 | Runway Grouwth Finance Corp. | RWAY | Maintain | Buy (N/A) |
|
Details | ||
| 11/7/2022 | Fidus Investment Corp | FDUS | Maintain | Buy (N/A) |
|
Details | ||
| 11/7/2022 | Trinity Capital Inc. | TRIN | Maintain | Buy (N/A) |
|
Details | ||
| 11/3/2022 | Horizon Technology Finance | HRZN | Maintain | Neutral (N/A) |
|
Details | ||
| 11/2/2022 | Capital Southwest Corp | CSWC | Maintain | Neutral (N/A) |
|
Details | ||
| 10/31/2022 | Runway Grouwth Finance Corp. | RWAY | Maintain | Buy (N/A) |
|
Details | ||
| 10/14/2022 | WhiteHorse Finance | WHF | New Coverage | Buy (N/A) |
11.66 (7.70) |
-33.96% | Details | |
| 10/14/2022 | Oaktree Specialty Lending Corp | OCSL | New Coverage | Buy (N/A) |
6.22 (11.25) |
80.87% | Details | |
| 10/14/2022 | New Mountain Finance | NMFC | New Coverage | Neutral (N/A) |
11.79 (6.51) |
-44.78% | Details | |
| 10/14/2022 | Fidus Investment Corp | FDUS | New Coverage | Buy (N/A) |
17.70 (18.29) |
3.33% | Details | |
| 9/16/2022 | Trinity Capital Inc. | TRIN | New Coverage | Buy (N/A) |
14.96 (17.26) |
15.37% | Details | |
| 9/16/2022 | Runway Grouwth Finance Corp. | RWAY | New Coverage | Buy (N/A) |
12.00 (6.29) |
-47.58% | Details | |
| 9/16/2022 | Monroe Capital | MRCC | New Coverage | Neutral (N/A) |
8.37 (5.08) |
-39.31% | Details | |
| 9/16/2022 | Capital Southwest Corp | CSWC | New Coverage | Neutral (N/A) |
18.28 (22.37) |
22.37% | Details | |
| 9/16/2022 | Horizon Technology Finance | HRZN | New Coverage | Neutral (N/A) |
12.10 (4.04) |
-66.61% | Details |


