Notable Holders of UBS AG (UBS)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| DODGE & COX | SHS | 155,338,692 | 4.04% | 13F |
| UBS Group AG | SHS | 140,490,368 | 3.66% | 13F |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | SHS | 112,422,165 | 2.93% | 13F |
| VANGUARD GROUP INC | SHS | 111,079,158 | 2.89% | 13F |
| CREDIT SUISSE AG/ | SHS | 102,867,647 | 2.68% | 13F |
| Zurcher Kantonalbank (Zurich Cantonalbank) | SHS | 42,497,470 | 1.11% | 13F |
| Fidelity Investments | SHS | 37,328,316 | 0.97% | 13F |
| PICTET ASSET MANAGEMENT LTD | SHS | 32,475,266 | 0.85% | 13F |
| PICTET ASSET MANAGEMENT SA | SHS | 27,778,145 | 0.72% | 13F |
| Vontobel Holding Ltd. | SHS | 19,608,012 | 0.51% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 18,062,253 | 0.47% | 13F |
| Capital World Investors | SHS | 18,056,807 | 0.47% | 13F |
| Amundi | SHS | 17,209,017 | 0.45% | 13F |
| DEUTSCHE BANK AG\ | SHS | 16,857,632 | 0.44% | 13F |
| PIONEER INVESTMENT MANAGEMENT INC | SHS | 14,880,735 | 0.39% | 13F |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | SHS | 13,018,760 | 0.34% | 13F |
| BANK OF AMERICA CORP /DE/ | SHS | 10,708,372 | 0.28% | 13F |
| Emerald Acquisition Ltd. | Common Stocks | 9,821,194 | 0.26% | 13F |
| CAUSEWAY CAPITAL MANAGEMENT LLC | SHS | 8,903,128 | 0.23% | 13F |
| Bank of New York Mellon CORP | SHS | 8,591,356 | 0.22% | 13F |
| Russell Investments Group, Ltd. | Common Stock | 7,897,111 | 0.21% | 13F |
| HENDERSON GROUP PLC | SHS | 6,861,746 | 0.18% | 13F |
| Allianz Asset Management AG | SHS | 6,603,764 | 0.17% | 13F |
| Banque Cantonale Vaudoise | SHS | 6,142,869 | 0.16% | 13F |
| PZENA INVESTMENT MANAGEMENT LLC | Common Stocks | 6,140,954 | 0.16% | 13F |
| M&G INVESTMENT MANAGEMENT LTD | SHS | 6,132,184 | 0.16% | 13F |
| CITIGROUP INC | SHS | 6,020,046 | 0.16% | 13F |
| ROYAL BANK OF CANADA \ | SHS | 5,826,037 | 0.15% | 13F |
| ROYAL LONDON ASSET MANAGEMENT LTD | SHS | 5,707,517 | 0.15% | 13F |
| GROUP ONE TRADING, L.P. (CALL) | SHS | 5,582,500 | 0.15% | 13F |
| Rokos Capital Management LLP (CALL) | SHS | 5,200,000 | 0.14% | 13F |
| DekaBank Deutsche Girozentrale | SHS | 5,168,072 | 0.13% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | Common Stock | 5,161,025 | 0.13% | 13F |
| FRANKLIN RESOURCES INC | SHS | 4,907,214 | 0.13% | 13F |
| Eisler Capital (UK) Ltd. (PUT) | SHS | 4,564,300 | 0.12% | 13F |
| ARGA Investment Management, LP | Common Stocks | 4,430,409 | 0.12% | 13F |
| NORTHERN TRUST CORP | SHS | 4,367,018 | 0.11% | 13F |
| FIL Ltd | SHS | 4,224,887 | 0.11% | 13F |
| Korea Investment CORP | SHS | 3,915,082 | 0.10% | 13F |
| NATIXIS ASSET MANAGEMENT ADVISORS, L.P. | COM | 3,822,327 | 0.10% | 13F |
| NATIONAL BANK OF CANADA /FI/ | SHS | 3,581,801 | 0.09% | 13F |
| AVIVA PLC | SHS | 3,543,255 | 0.09% | 13F |
| THORNBURG INVESTMENT MANAGEMENT INC | SHS | 2,831,041 | 0.07% | 13F |
| Discovery Capital | SHS | 2,814,800 | 0.07% | 13F |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | SHS | 2,618,106 | 0.07% | 13F |
| Odey Asset Management Group Ltd | SHS | 2,566,348 | 0.07% | 13F |
| Patient Capital Management, LLC | SHS | 2,488,265 | 0.06% | 13F |
| Odey Asset Management LLP | SHS | 2,371,813 | 0.06% | 13F |
| CAPTRUST FINANCIAL ADVISORS | Stock | 2,209,119 | 0.06% | 13F |
| Invesco Ltd. | SHS | 2,195,330 | 0.06% | 13F |
| BANK OF MONTREAL /CAN/ | SHS | 2,193,282 | 0.06% | 13F |
| Compagnie Lombard, Odier SCA | SHS | 2,073,456 | 0.05% | 13F |
| NWQ INVESTMENT MANAGEMENT CO LLC | SHS | 2,063,081 | 0.05% | 13F |
| CANADA PENSION PLAN INVESTMENT BOARD | Common Stock | 2,003,512 | 0.05% | 13F |
| Grantham, Mayo, Van Otterloo & Co. LLC | SHS | 1,967,480 | 0.05% | 13F |
| Aperio Group, LLC | SHS | 1,914,874 | 0.05% | 13F |
| Border to Coast Pensions Partnership Ltd | Common Stock | 1,762,882 | 0.05% | 13F |
| MARSHALL WACE ASIA Ltd | COMMON STOCK | 1,644,339 | 0.04% | 13F |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | SHS | 1,582,073 | 0.04% | 13F |
| BRANDES INVESTMENT PARTNERS, LP | SHS | 1,545,339 | 0.04% | 13F |
| BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | SHS | 1,538,789 | 0.04% | 13F |
| TODD VEREDUS ASSET MANAGEMENT LLC | CS | 1,528,955 | 0.04% | 13F |
| MANUFACTURERES LIFE INSURANCE CO | SHS | 1,479,592 | 0.04% | 13F |
| State of Tennessee, Treasury Department | COMMON STOCK | 1,425,406 | 0.04% | 13F |
| EDMOND DE ROTHSCHILD (SUISSE) S.A. | SHS | 1,421,940 | 0.04% | 13F |
| LMR Partners LLP (PUT) | SHS | 1,394,830 | 0.04% | 13F |
| Optiver Holding B.V. | SHS | 1,387,839 | 0.04% | 13F |
| D. E. Shaw & Co., INC. | SHS | 1,307,448 | 0.03% | 13F |
| Quinn Opportunity Partners LLC | SHS | 1,150,244 | 0.03% | 13F |
| AMERIPRISE FINANCIAL INC | COM | 1,141,947 | 0.03% | 13F |
| LEVIN CAPITAL STRATEGIES, L.P. | SHS | 1,103,317 | 0.03% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | SHS | 1,101,552 | 0.03% | 13F |
| GAM Holding Ltd. | SHS | 1,020,351 | 0.03% | 13F |
| CAPSTONE ASSET MANAGEMENT CO | COM | 1,008,046 | 0.03% | 13F |
| STATE OF WISCONSIN INVESTMENT BOARD | SHS | 995,767 | 0.03% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | SHS | 993,412 | 0.03% | 13F |
| JUPITER ASSET MANAGEMENT LTD | SHS | 938,222 | 0.02% | 13F |
| MACKENZIE FINANCIAL CORP | SHS | 926,692 | 0.02% | 13F |
| RAYMOND JAMES & ASSOCIATES | SHS | 922,656 | 0.02% | 13F |
| BANQUE PICTET & CIE SA | SHS | 907,893 | 0.02% | 13F |
| Senator Investment Group LP | SHS | 860,000 | 0.02% | 13F |
| Qube Research & Technologies Ltd | SHS | 854,338 | 0.02% | 13F |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | SHS | 838,532 | 0.02% | 13F |
| Verde Servicos Internacionais S.A. | SHS | 806,000 | 0.02% | 13F |
| Duquesne Family Office LLC | SHS | 759,500 | 0.02% | 13F |
| Columbus Hill Capital Management, L.P. | SHS | 757,000 | 0.02% | 13F |
| SPX Equities Gestao de Recursos Ltda | SHS | 737,431 | 0.02% | 13F |
| Pictet North America Advisors SA | SHS | 732,981 | 0.02% | 13F |
| Janney Capital Management LLC | Common Stock | 730,423 | 0.02% | 13F |
| FORSTA AP-FONDEN | SHS | 726,621 | 0.02% | 13F |
| TD ASSET MANAGEMENT INC | SHS | 715,726 | 0.02% | 13F |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | COM | 700,250 | 0.02% | 13F |
| ACADIAN ASSET MANAGEMENT LLC | SHS | 696,721 | 0.02% | 13F |
| EDMOND DE ROTHSCHILD HOLDING S.A. | AG SHS | 695,736 | 0.02% | 13F |
| RAYMOND JAMES FINANCIAL INC | SHS | 691,384 | 0.02% | 13F |
| WELLS FARGO & CO/MN | SHS | 676,753 | 0.02% | 13F |
| HSBC HOLDINGS PLC | SHS | 669,241 | 0.02% | 13F |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP | SHS | 665,306 | 0.02% | 13F |
| Perpetual Ltd | SHS | 664,419 | 0.02% | 13F |
| MANGROVE PARTNERS | SHS | 659,546 | 0.02% | 13F |
| EATON VANCE MANAGEMENT | COMMON STOCK | 652,780 | 0.02% | 13F |
| ALLIANCEBERNSTEIN L.P. | SHS | 619,420 | 0.02% | 13F |
| Mitsubishi UFJ Trust & Banking Corp | SHS | 605,399 | 0.02% | 13F |
| Kite Lake Capital Management (UK) LLP | SHS | 600,000 | 0.02% | 13F |
| Zurich Insurance Group Ltd/FI | SHS | 588,260 | 0.02% | 13F |
| LGT Group Foundation | SHS | 561,189 | 0.01% | 13F |
| USS Investment Management Ltd | SHS | 553,860 | 0.01% | 13F |
| STIFEL FINANCIAL CORP | SHS | 553,795 | 0.01% | 13F |
| CHANNING GLOBAL ADVISORS, LLC | SHS | 515,274 | 0.01% | 13F |
| MOORE CAPITAL MANAGEMENT, LP | SHS | 515,000 | 0.01% | 13F |
| ING INVESTMENT MANAGEMENT LLC | SHS | 479,165 | 0.01% | 13F |
| Baker Avenue Asset Management, LP | Stock | 477,945 | 0.01% | 13F |
| Henry James International Management Inc. | COM | 456,036 | 0.01% | 13F |
| ABEILLE ASSET MANAGEMENT SA | SHS | 439,737 | 0.01% | 13F |
| Artemis Investment Management LLP | SHS | 404,408 | 0.01% | 13F |
