Notable Holders of RIO TINTO PLC (RIO)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| Fisher Asset Management, LLC | COM | 14,890,004 | 0.80% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 10,964,403 | 0.59% | 13F |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | SPONSORED ADR | 10,931,820 | 0.59% | 13F |
| Capital World Investors | SPONSORED ADR | 9,207,412 | 0.49% | 13F |
| Neuberger Berman Group LLC | ADR | 5,565,773 | 0.30% | 13F |
| BANK OF AMERICA CORP /DE/ | SPONSORED ADR | 3,398,278 | 0.18% | 13F |
| ACADIAN ASSET MANAGEMENT LLC | SPONSORED ADR | 2,741,561 | 0.15% | 13F |
| BT Investment Management Ltd | SPONSORED ADR | 2,622,987 | 0.14% | 13F |
| BLACKROCK ADVISORS LLC | SPONSORED ADR | 2,458,435 | 0.13% | 13F |
| HARDING LOEVNER LP | SPONSORED ADR | 2,396,439 | 0.13% | 13F |
| BANK OF MONTREAL /CAN/ | SPONSORED ADR | 2,221,469 | 0.12% | 13F |
| DIMENSIONAL FUND ADVISORS LP | SPONSORED ADR | 2,208,392 | 0.12% | 13F |
| MANAGED ACCOUNT ADVISORS LLC | SPONSORED ADR | 1,788,461 | 0.10% | 13F |
| Optiver Holding B.V. (PUT) | SPONSORED ADR | 1,757,100 | 0.09% | 13F |
| NORTHERN TRUST CORP | SPONSORED ADR | 1,704,563 | 0.09% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | ADR | 1,595,973 | 0.09% | 13F |
| CITIGROUP INC | SPONSORED ADR | 1,495,344 | 0.08% | 13F |
| EARNEST PARTNERS LLC | ADR | 1,418,428 | 0.08% | 13F |
| FRANKLIN RESOURCES INC | SPONSORED ADR | 1,395,655 | 0.07% | 13F |
| WELLS FARGO & CO/MN | SPONSORED ADR | 1,338,312 | 0.07% | 13F |
| ARROWSTREET CAPITAL LIMITED PARTNERSHIP | SPONSORED ADR | 1,316,986 | 0.07% | 13F |
| ROYAL BANK OF CANADA \ | SPONSORED ADR | 1,296,593 | 0.07% | 13F |
| Cullen Capital Management, LLC | ADR | 1,120,093 | 0.06% | 13F |
| UBS Group AG | SPONSORED ADR | 1,118,010 | 0.06% | 13F |
| DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. (PUT) | SPONSORED ADR | 1,080,000 | 0.06% | 13F |
| MCLEAN BUDDEN LTD | ADS(1 ORD SHR) | 1,025,700 | 0.06% | 13F |
| TODD VEREDUS ASSET MANAGEMENT LLC | CS | 992,294 | 0.05% | 13F |
| UBS AG | SPONSORED ADR | 978,320 | 0.05% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | SPONSORED ADR | 972,900 | 0.05% | 13F |
| Holocene Advisors, LP | SPONSORED ADR | 869,470 | 0.05% | 13F |
| NATIONAL BANK OF CANADA /FI/ | SPONSORED ADR | 847,485 | 0.05% | 13F |
| TD ASSET MANAGEMENT INC | SPONSORED ADR | 768,286 | 0.04% | 13F |
| Greystone Managed Investments Inc. | SPONSORED ADR | 764,020 | 0.04% | 13F |
| Aperio Group, LLC | SPONSORED ADR | 763,555 | 0.04% | 13F |
| TDAM USA INC. | SPONSORED ADR | 762,668 | 0.04% | 13F |
| RAYMOND JAMES FINANCIAL INC | SPONSORED ADR | 757,242 | 0.04% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | SPONSORED ADR | 723,071 | 0.04% | 13F |
| Pacer Advisors, Inc. | Common Stock - Foreign US$ | 705,746 | 0.04% | 13F |
| MENORA MIVTACHIM HOLDINGS LTD. | SPONSORED ADR | 690,318 | 0.04% | 13F |
| SAROFIM FAYEZ | COMMON | 618,900 | 0.03% | 13F |
| NATIXIS ASSET MANAGEMENT ADVISORS, L.P. | SPONSORED ADR | 609,621 | 0.03% | 13F |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | ADR | 586,980 | 0.03% | 13F |
| PEAK6 Investments, L.P. (PUT) | ADR | 579,800 | 0.03% | 13F |
| SEI INVESTMENTS CO | SPONSORED ADR | 557,784 | 0.03% | 13F |
| RAYMOND JAMES & ASSOCIATES | SPONSORED ADR | 526,270 | 0.03% | 13F |
| AMERIPRISE FINANCIAL INC | ADR | 521,283 | 0.03% | 13F |
| Marshall Wace LLP | ADR | 488,768 | 0.03% | 13F |
| BARCLAYS PLC | ADR | 441,921 | 0.02% | 13F |
| RUSSELL FRANK CO/ | Common Stocks | 417,872 | 0.02% | 13F |
| SEI TRUST CO | FS | 395,279 | 0.02% | 13F |
| LPL Financial LLC | SPONSORED ADR | 355,848 | 0.02% | 13F |
| GABELLI FUNDS LLC | DEPOSITORY RECEI | 349,000 | 0.02% | 13F |
| CAPITAL ADVISORS INC/OK | SPONSORED ADR | 347,107 | 0.02% | 13F |
| Capital Investment Advisors, LLC | SPONSORED ADR | 346,371 | 0.02% | 13F |
| Fidelity Investments | SPONSORED ADR | 339,305 | 0.02% | 13F |
| Epoch Investment Partners Inc. | SPONSORED ADR | 333,629 | 0.02% | 13F |
| FIRST TRUST ADVISORS LP | SPONSORED ADR | 333,023 | 0.02% | 13F |
| Rockefeller Capital Management L.P. | SPONSORED ADR | 299,243 | 0.02% | 13F |
| MILLENNIUM MANAGEMENT LLC | SPONSORED ADR | 288,682 | 0.02% | 13F |
| CAMBRIDGE TRUST CO | SPONSORED ADR | 278,870 | 0.01% | 13F |
| KORNITZER CAPITAL MANAGEMENT INC /KS | COM | 278,817 | 0.01% | 13F |
| D. E. Shaw & Co., INC. | SPONSORED ADR | 272,328 | 0.01% | 13F |
| CAUSEWAY CAPITAL MANAGEMENT LLC | SPONSORED ADR | 269,658 | 0.01% | 13F |
| Emerald Acquisition Ltd. | Common Stocks | 268,892 | 0.01% | 13F |
| Cubist Systematic Strategies, LLC | SPONSORED ADR | 258,819 | 0.01% | 13F |
| OXFORD ASSET MANAGEMENT | SPONSORED ADR | 256,728 | 0.01% | 13F |
| MACQUARIE GROUP LTD | SPONSORED ADR | 252,640 | 0.01% | 13F |
| Merewether Investment Management, LP | SPONSORED ADR | 250,000 | 0.01% | 13F |
| GROUP ONE TRADING, L.P. (CALL) | SPONSORED ADR | 244,600 | 0.01% | 13F |
| STIFEL FINANCIAL CORP | SPONSORED ADR | 243,474 | 0.01% | 13F |
| BlackRock Group LTD | SPONSORED ADR | 240,356 | 0.01% | 13F |
| ExodusPoint Capital Management, LP | SPONSORED ADR | 232,417 | 0.01% | 13F |
| Qube Research & Technologies Ltd | SPONSORED ADR | 223,593 | 0.01% | 13F |
| TWO SIGMA INVESTMENTS LLC | SPONSORED ADR | 223,531 | 0.01% | 13F |
| NORTHERN TRUST CO OF CONNECTICUT | SPONSORED ADR | 205,239 | 0.01% | 13F |
| NOMURA HOLDINGS INC (CALL) | SPONSORED ADR | 203,000 | 0.01% | 13F |
| Grassi Investment Management | COM | 202,144 | 0.01% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | SPONSORED ADR | 196,541 | 0.01% | 13F |
| Marshall Wace North America, L.P. | ADR | 196,275 | 0.01% | 13F |
| CAPITAL GUARDIAN TRUST CO | COMMON STOCK | 195,472 | 0.01% | 13F |
| Van Eck | SPONSORED ADR | 191,718 | 0.01% | 13F |
| WENTWORTH HAUSER & VIOLICH | SPONSORED ADR | 188,830 | 0.01% | 13F |
