Notable Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND (PTY)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| LPL Financial LLC | COM | 1,558,314 | 2.37% | 13F |
| PFG Investments, LLC | COM | 1,544,954 | 2.35% | 13F |
| Invesco Ltd. | COM | 1,324,697 | 2.02% | 13F |
| XML Financial, LLC | COM | 933,586 | 1.42% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | COM | 845,377 | 1.29% | 13F |
| Penserra Capital Management LLC | COM | 831,441 | 1.27% | 13F |
| WELLS FARGO & CO/MN | COM | 627,242 | 0.96% | 13F |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | COM | 626,353 | 0.95% | 13F |
| RAYMOND JAMES FINANCIAL INC | COM | 584,292 | 0.89% | 13F |
| ROYAL BANK OF CANADA \ | COM | 584,073 | 0.89% | 13F |
| BB&T CORP | COM | 449,144 | 0.68% | 13F |
| Equitable Holdings, Inc. | COM | 448,922 | 0.68% | 13F |
| Commonwealth Equity Services, Inc | COM | 418,822 | 0.64% | 13F |
| BANK OF AMERICA CORP /DE/ | COM | 351,571 | 0.54% | 13F |
| Financial Network | COM | 346,209 | 0.53% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM | 344,916 | 0.53% | 13F |
| Raymond James Financial Services Advisors, Inc. | COM | 322,068 | 0.49% | 13F |
| SYM FINANCIAL CORPORATION | COM | 306,591 | 0.47% | 13F |
| Cambridge Investment Research Advisors, Inc. | INCOME OPP COM | 297,766 | 0.45% | 13F |
| Advisor Group, Inc. | COM | 295,887 | 0.45% | 13F |
| Financial Advocates Investment Management | COM | 282,500 | 0.43% | 13F |
| Private Advisor Group, LLC | COM | 276,550 | 0.42% | 13F |
| Marex Group plc | COM | 271,902 | 0.41% | 13F |
| Evergreen Wealth Management, LLC | COM | 249,364 | 0.38% | 13F |
| OHE FINANCIAL INC | CEF | 245,929 | 0.37% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | COM | 231,986 | 0.35% | 13F |
| Cresta Advisors, Ltd. | COM | 212,988 | 0.32% | 13F |
| Accel Wealth Management | COM | 212,541 | 0.32% | 13F |
| UBS Group AG | COM | 196,055 | 0.30% | 13F |
| Cetera Investment Advisers | COM | 188,317 | 0.29% | 13F |
| Dynamic Advisors Solutions LLC | COM | 180,998 | 0.28% | 13F |
| Golden State Equity Partners | COM | 175,048 | 0.27% | 13F |
| STIFEL FINANCIAL CORP | COM | 169,052 | 0.26% | 13F |
| Kestra Advisory Services, LLC | COM | 136,241 | 0.21% | 13F |
| MML INVESTORS SERVICES, LLC | COM | 121,818 | 0.19% | 13F |
| RAYMOND JAMES TRUST CO | ETF / CLOSED EN | 116,557 | 0.18% | 13F |
| Burns Wealth Management, Inc. | COM | 83,892 | 0.13% | 13F |
| C2C Wealth Management, LLC | COM | 76,712 | 0.12% | 13F |
| Parallel Advisors, LLC | CEF | 74,452 | 0.11% | 13F |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | COM | 74,147 | 0.11% | 13F |
| RAYMOND JAMES & ASSOCIATES | COM | 72,155 | 0.11% | 13F |
| Beacon Pointe Advisors, LLC | COM | 64,251 | 0.10% | 13F |
| Goss Wealth Management LLC | MF Closed and MF Open | 64,177 | 0.10% | 13F |
| CAPTRUST FINANCIAL ADVISORS | CEF | 63,982 | 0.10% | 13F |
| Cornerstone Wealth Management, LLC | COM | 52,772 | 0.08% | 13F |
| Virtu Financial LLC | COM | 51,346 | 0.08% | 13F |
| Consolidated Portfolio Review Corp | COM | 51,289 | 0.08% | 13F |
| Neuberger Berman Group LLC | COMMON | 51,210 | 0.08% | 13F |
| Homrich & Berg | COM | 47,221 | 0.07% | 13F |
| Western Wealth Management, LLC | COM | 46,728 | 0.07% | 13F |
| BDO Wealth Advisors, LLC | COM | 45,750 | 0.07% | 13F |
| HOLLENCREST SECURITIES LLC | CEF | 45,289 | 0.07% | 13F |
| All Season Financial Advisors, Inc. | COM | 44,625 | 0.07% | 13F |
| VERUS CAPITAL PARTNERS, LLC | COM | 44,586 | 0.07% | 13F |
| Samalin Investment Counsel, LLC | COM | 42,684 | 0.07% | 13F |
| NWAM LLC | COM | 42,372 | 0.06% | 13F |
| Rockefeller Capital Management L.P. | COM | 41,996 | 0.06% | 13F |
| Atria Wealth Solutions, Inc. | COM | 41,525 | 0.06% | 13F |
| Semus Wealth Partners LLC | COM | 38,975 | 0.06% | 13F |
| Janney Montgomery Scott LLC | ETF/Closed End- | 38,407 | 0.06% | 13F |
| GUGGENHEIM CAPITAL LLC | COM | 38,207 | 0.06% | 13F |
| Sigma Planning Corp | COM | 37,148 | 0.06% | 13F |
| MetLife Securities, Inc | COM | 36,689 | 0.06% | 13F |
| Covenant Asset Management, LLC | COM | 32,762 | 0.05% | 13F |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | COM | 32,750 | 0.05% | 13F |
| HB Wealth Management, LLC | COM | 31,471 | 0.05% | 13F |
| Ausdal Financial Partners, Inc. | COM | 30,812 | 0.05% | 13F |
| HighTower Advisors, LLC | COM | 30,475 | 0.05% | 13F |
| Cornerstone Advisory, LLP | COM | 30,239 | 0.05% | 13F |
| First Allied Advisory Services, Inc. | COM | 29,517 | 0.04% | 13F |
| Certified Advisory Corp | CEF | 27,759 | 0.04% | 13F |
| Avestar Capital, LLC | COM | 27,180 | 0.04% | 13F |
| Sheaff Brock Investment Advisors, LLC | COM | 25,526 | 0.04% | 13F |
| GHE, LLC | MF | 25,350 | 0.04% | 13F |
| Stratos Wealth Partners, LTD. | COM | 25,050 | 0.04% | 13F |
| Integrity Financial Corp /WA | COM | 24,625 | 0.04% | 13F |
| NORTHERN TRUST CORP | COM | 24,357 | 0.04% | 13F |
| AE Wealth Management LLC | COM | 22,981 | 0.03% | 13F |
| GSB Wealth Management, LLC | COM | 21,971 | 0.03% | 13F |
| CENTAURUS FINANCIAL, INC. | COM | 21,510 | 0.03% | 13F |
| BARCLAYS PLC | FUND | 20,850 | 0.03% | 13F |
| Spire Wealth Management | COM | 20,745 | 0.03% | 13F |
| TRENT CAPITAL MANAGEMENT INC /NC/ | COM | 20,551 | 0.03% | 13F |
| INTL FCSTONE INC. | COM | 20,325 | 0.03% | 13F |
| Biltmore Capital Advisors LLC | COM | 20,000 | 0.03% | 13F |
| NOMURA HOLDINGS INC | COM | 19,800 | 0.03% | 13F |
| Benchmark Capital Advisors | COM | 19,600 | 0.03% | 13F |
| American Portfolios Advisors | COM | 18,694 | 0.03% | 13F |
| Opera Trading Capital | COM | 18,689 | 0.03% | 13F |
| GILL CAPITAL PARTNERS, LLC | CEF | 18,686 | 0.03% | 13F |
| CIBC World Markets Inc. | COM | 18,610 | 0.03% | 13F |
| OPTIMUM INVESTMENT ADVISORS | COM | 18,600 | 0.03% | 13F |
| Collaborative Wealth Managment Inc. | COM | 18,519 | 0.03% | 13F |
| Wealth Alliance Advisory Group, LLC | COM | 17,847 | 0.03% | 13F |
| COMERICA BANK | COM | 17,565 | 0.03% | 13F |
| BEAM Asset Management, LLC | COM | 17,309 | 0.03% | 13F |
| OARSMAN CAPITAL, INC. | CEF | 16,817 | 0.03% | 13F |
| H D Vest Advisory Services | COM | 16,817 | 0.03% | 13F |
| SFI Advisors, LLC | COM | 15,618 | 0.02% | 13F |
| Advisory Services Network, LLC | CEF | 14,550 | 0.02% | 13F |
| Strategic Financial Concepts, LLC | COM | 14,267 | 0.02% | 13F |
| Crescent Capital Consulting, LLC | Closed End Fund | 13,397 | 0.02% | 13F |
| Wealthcare Advisory Partners LLC | COM | 13,017 | 0.02% | 13F |
| Vestmark Advisory Solutions, Inc. | COM | 12,625 | 0.02% | 13F |
| Equius Partners, Inc. | COM | 12,624 | 0.02% | 13F |
| TFG Advisers LLC | COM | 12,624 | 0.02% | 13F |
| LUCAS CAPITAL MANAGEMENT | Com | 12,300 | 0.02% | 13F |
| Steward Partners Investment Advisory, LLC | COM | 12,285 | 0.02% | 13F |
| Future Financial Wealth Managment LLC | CEF | 12,000 | 0.02% | 13F |
| CFO4Life Group, LLC | COM | 11,305 | 0.02% | 13F |
| Independent Wealth Network Inc. | COM | 11,147 | 0.02% | 13F |
| Coastal Investment Advisors, Inc. | COM | 11,100 | 0.02% | 13F |
| 20/20 Capital Management, Inc. | COM | 11,003 | 0.02% | 13F |
| DAVENPORT & CO LLC | COM | 10,867 | 0.02% | 13F |
| TFB Advisors LLC | COM | 10,463 | 0.02% | 13F |
| COBIZ INVESTMENT MANAGEMENT, LLC | ETF | 10,000 | 0.02% | 13F |
| SIGNATUREFD, LLC | COM | 10,000 | 0.02% | 13F |
| Belpointe Asset Management LLC | COM | 10,000 | 0.02% | 13F |
| PRIVATE TRUST CO NA | Com | 9,829 | 0.01% | 13F |
| Bank of New Hampshire | COM | 8,760 | 0.01% | 13F |
| CWM, LLC | COM | 8,605 | 0.01% | 13F |
| BESSEMER GROUP INC | FFF | 7,700 | 0.01% | 13F |
| PNC FINANCIAL SERVICES GROUP INC | COM | 7,672 | 0.01% | 13F |
| IFP Advisors, Inc | mf | 7,500 | 0.01% | 13F |
| Johnson Midwest Financial, LLC | COM | 6,827 | 0.01% | 13F |
