Notable Holders of Pennant Investment Corp (PNNT)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| ARES MANAGEMENT LLC | COM | 4,708,166 | 7.07% | 13F |
| UBS AG | COM | 2,048,717 | 3.08% | 13F |
| Callodine Capital Management, LP | COM | 2,000,000 | 3.00% | 13F |
| Invesco Ltd. | COM | 1,836,639 | 2.76% | 13F |
| LSV ASSET MANAGEMENT | COM | 1,806,677 | 2.71% | 13F |
| MILLENNIUM MANAGEMENT LLC | COM | 1,354,951 | 2.04% | 13F |
| Farmer Steven Patrick | COM | 721,985 | 1.08% | 13F |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | COM | 695,242 | 1.04% | 13F |
| Advisors Asset Management, Inc. | COM | 615,728 | 0.92% | 13F |
| TWO SIGMA INVESTMENTS LLC | COM | 509,801 | 0.77% | 13F |
| BlackRock Group LTD | COM | 484,566 | 0.73% | 13F |
| TWO SIGMA ADVISERS, LLC | COM | 481,518 | 0.72% | 13F |
| LEGAL & GENERAL GROUP PLC | COM | 471,605 | 0.71% | 13F |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | COM | 349,871 | 0.53% | 13F |
| Golden Green, Inc. | COM | 247,658 | 0.37% | 13F |
| Claybrook Capital, LLC | COM | 246,312 | 0.37% | 13F |
| CONDOR CAPITAL MANAGEMENT | COM | 217,237 | 0.33% | 13F |
| Advisors Capital Management, LLC | COM | 203,960 | 0.31% | 13F |
| RAYMOND JAMES & ASSOCIATES | COM | 172,760 | 0.26% | 13F |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | COM | 163,000 | 0.24% | 13F |
| Texas Capital Bank Wealth Management Services Inc | COM | 152,033 | 0.23% | 13F |
| HRT FINANCIAL LLC | COM | 129,933 | 0.20% | 13F |
| Aris Wealth Services, Inc. | COM | 122,332 | 0.18% | 13F |
| MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE | COM | 121,632 | 0.18% | 13F |
| Sterneck Capital Management, LLC | COM | 113,666 | 0.17% | 13F |
| Janney Montgomery Scott LLC | Common Stock | 111,347 | 0.17% | 13F |
| Garner Asset Management Corp | COM | 107,615 | 0.16% | 13F |
| Guild Investment Management, Inc. | COM | 102,945 | 0.15% | 13F |
| Catalyst Capital Advisors LLC | COM | 99,131 | 0.15% | 13F |
| STIFEL NICOLAUS & CO INC \MO\ | Com | 96,452 | 0.14% | 13F |
| Cornerstone Wealth Management, LLC | COM | 92,193 | 0.14% | 13F |
| Abbot Financial Management, Inc. | COM | 87,976 | 0.13% | 13F |
| Cambridge Investment Research Advisors, Inc. | INVT CORP COM | 85,477 | 0.13% | 13F |
| Trexquant Investment LP | COM | 84,387 | 0.13% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | COM | 77,545 | 0.12% | 13F |
| Cetera Investment Advisers | COM | 77,113 | 0.12% | 13F |
| HighTower Advisors, LLC | COM | 73,238 | 0.11% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | Common Stock | 70,728 | 0.11% | 13F |
| RAYMOND JAMES FINANCIAL INC | COM | 68,578 | 0.10% | 13F |
| LPL Financial LLC | COM | 67,437 | 0.10% | 13F |
| Brooklyn Capital Management LLC | COM | 67,321 | 0.10% | 13F |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | COM | 61,442 | 0.09% | 13F |
| XTX Topco Ltd | COM | 60,369 | 0.09% | 13F |
| VSR Financial Services, Inc. | COM | 60,200 | 0.09% | 13F |
| BANK OF AMERICA CORP /DE/ | COM | 58,747 | 0.09% | 13F |
| Creative Planning | COM | 57,953 | 0.09% | 13F |
| Relative Value Partners, LLC | COM | 57,631 | 0.09% | 13F |
| MERIDIAN INVESTMENT COUNSEL INC. | COM | 56,100 | 0.08% | 13F |
| Virtus ETF Advisers LLC | COM | 54,975 | 0.08% | 13F |
| Advisor Group, Inc. | COM | 54,544 | 0.08% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM | 54,543 | 0.08% | 13F |
| Ladenburg Thalmann Asset Management | O | 53,771 | 0.08% | 13F |
| MANNING & NAPIER ADVISORS LLC | COM | 51,119 | 0.08% | 13F |
| Jump Financial, LLC | Common Stock | 50,300 | 0.08% | 13F |
| TUDOR INVESTMENT CORP ET AL | Equity | 46,614 | 0.07% | 13F |
| D. E. Shaw & Co., INC. | COM | 46,365 | 0.07% | 13F |
| NORTHERN TRUST CORP | COM | 46,326 | 0.07% | 13F |
| CAXTON ASSOCIATES LP | COM | 45,476 | 0.07% | 13F |
| Arkadios Wealth Advisors | CEF | 44,696 | 0.07% | 13F |
| GRIES FINANCIAL LLC | COM | 43,935 | 0.07% | 13F |
| WELLS FARGO & CO/MN | COM | 43,364 | 0.07% | 13F |
| Hennion & Walsh Asset Management, Inc. | COM | 42,308 | 0.06% | 13F |
| UBS Group AG | COM | 41,815 | 0.06% | 13F |
| WEDBUSH MORGAN SECURITIES INC | COM | 40,395 | 0.06% | 13F |
| MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC | COM | 39,710 | 0.06% | 13F |
| Global X Management CO LLC | COM | 37,252 | 0.06% | 13F |
| Kovack Advisors, Inc. | COM | 34,550 | 0.05% | 13F |
| Stockman Asset Management | COM | 33,650 | 0.05% | 13F |
| Atria Wealth Solutions, Inc. | COM | 33,031 | 0.05% | 13F |
| Close Asset Management Ltd | COM | 33,000 | 0.05% | 13F |
| Dynamic Technology Lab Pte Ltd | COM | 31,507 | 0.05% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | COM | 31,489 | 0.05% | 13F |
| SIGNATUREFD, LLC | COM | 30,271 | 0.05% | 13F |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | MUTUAL FUND | 30,000 | 0.05% | 13F |
| ING INVESTMENT MANAGEMENT CO | COM | 29,830 | 0.04% | 13F |
| Raymond James Financial Services Advisors, Inc. | COM | 28,402 | 0.04% | 13F |
| US BANCORP \DE\ | COM | 26,500 | 0.04% | 13F |
| EVERGREEN CAPITAL MANAGEMENT LLC | COM | 25,911 | 0.04% | 13F |
| BAIRD ROBERT W & CO INC /WI/ | COMMON | 23,989 | 0.04% | 13F |
| Cresset Asset Management, LLC | COM | 23,526 | 0.04% | 13F |
| Hillsdale Investment Management Inc. | COM | 22,500 | 0.03% | 13F |
| Y-Intercept (Hong Kong) Ltd | COM | 21,132 | 0.03% | 13F |
| Edge Wealth Management LLC | COM | 20,000 | 0.03% | 13F |
| REGIONS FINANCIAL CORP | COM | 20,000 | 0.03% | 13F |
| BOOTHBAY FUND MANAGEMENT, LLC | COM | 19,934 | 0.03% | 13F |
| Cubic Asset Management, LLC | COM | 19,375 | 0.03% | 13F |
| Beaumont Financial Advisors, LLC | COM | 19,100 | 0.03% | 13F |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | COM | 18,750 | 0.03% | 13F |
| Marshall Wace North America, L.P. | COMMON STOCK | 18,589 | 0.03% | 13F |
| Commonwealth Equity Services, Inc | COM | 18,317 | 0.03% | 13F |
| Quadrature Capital Ltd | COM | 18,186 | 0.03% | 13F |
| GROUP ONE TRADING, L.P. (PUT) | COM | 17,800 | 0.03% | 13F |
| Sunbelt Securities, Inc. | CEF | 17,441 | 0.03% | 13F |
| ROYAL BANK OF CANADA \ | COM | 17,337 | 0.03% | 13F |
| Manulife Asset Management (North America) Ltd | COM | 16,980 | 0.03% | 13F |
| NOMURA HOLDINGS INC | COM | 16,500 | 0.02% | 13F |
| JANE STREET GROUP, LLC | COM | 15,321 | 0.02% | 13F |
| OLD MISSION CAPITAL, LLC | Common Stock | 15,272 | 0.02% | 13F |
| SOCIETE GENERALE | COM | 15,183 | 0.02% | 13F |
| Essex Financial Services, Inc. | CEF | 14,600 | 0.02% | 13F |
| Baird Financial Group, Inc. | COMMON | 13,725 | 0.02% | 13F |
| KCG Holdings, Inc. | COM | 12,788 | 0.02% | 13F |
| Private Advisor Group, LLC | COM | 11,772 | 0.02% | 13F |
| BFT FINANCIAL GROUP, LLC | COM | 11,196 | 0.02% | 13F |
| Dynamic Technology Lab Private Ltd | COM | 11,058 | 0.02% | 13F |
| Legacy Capital Wealth Partners, LLC | COM | 10,986 | 0.02% | 13F |
| HL FINANCIAL SERVICES LLC | COM | 10,977 | 0.02% | 13F |
| Quantbot Technologies LLC | COM | 10,908 | 0.02% | 13F |
| NinePointTwo Capital | COM | 10,107 | 0.02% | 13F |
| Parallel Advisors, LLC | CEF | 9,283 | 0.01% | 13F |
| Quarry LP | COM | 7,359 | 0.01% | 13F |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | COM | 7,275 | 0.01% | 13F |
