Notable Holders of PENNANTPARK FLT (PFLT)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| Sound Income Strategies, LLC | COM | 3,006,237 | 20.18% | 13F |
| Altshuler Shaham Ltd | COM | 1,839,245 | 12.35% | 13F |
| UBS Group AG | COM | 1,367,442 | 9.18% | 13F |
| Invesco Ltd. | COM | 1,222,697 | 8.21% | 13F |
| TWO SIGMA INVESTMENTS LLC | COM | 1,032,133 | 6.93% | 13F |
| TWO SIGMA ADVISERS, LLC | COM | 950,475 | 6.38% | 13F |
| Van Eck | COM | 726,596 | 4.88% | 13F |
| MILLENNIUM MANAGEMENT LLC | COM | 571,366 | 3.84% | 13F |
| Marshall Wace LLP | COMMON STOCK | 469,264 | 3.15% | 13F |
| SCOGGIN LLC | COM | 468,581 | 3.15% | 13F |
| LEGAL & GENERAL GROUP PLC | COM | 359,089 | 2.41% | 13F |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | COM | 345,391 | 2.32% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM | 320,335 | 2.15% | 13F |
| Advisors Asset Management, Inc. | COM | 301,007 | 2.02% | 13F |
| D. E. Shaw & Co., INC. | COM | 281,806 | 1.89% | 13F |
| UBS AG | COM | 250,212 | 1.68% | 13F |
| BlackRock Group LTD | COM | 179,973 | 1.21% | 13F |
| WELLS FARGO & CO/MN | COM | 151,558 | 1.02% | 13F |
| Golden Green, Inc. | COM | 150,842 | 1.01% | 13F |
| Sumitomo Mitsui Trust Holdings, Inc. | COM | 147,213 | 0.99% | 13F |
| Quadrature Capital Ltd | COM | 142,706 | 0.96% | 13F |
| TUDOR INVESTMENT CORP ET AL | Equity | 139,813 | 0.94% | 13F |
| Trexquant Investment LP | COM | 126,375 | 0.85% | 13F |
| HighTower Advisors, LLC | COM | 126,027 | 0.85% | 13F |
| PFG Advisors | COM | 123,177 | 0.83% | 13F |
| Hennion & Walsh Asset Management, Inc. | COM | 122,175 | 0.82% | 13F |
| Jump Financial, LLC | Common Stock | 112,328 | 0.75% | 13F |
| STATE STREET CORP | COM | 107,263 | 0.72% | 13F |
| Muzinich & Co., Inc. | COM | 90,804 | 0.61% | 13F |
| MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE | COM | 88,812 | 0.60% | 13F |
| Toroso Investments, LLC | COM | 77,596 | 0.52% | 13F |
| BANK OF AMERICA CORP /DE/ | COM | 67,997 | 0.46% | 13F |
| Hutchin Hill Capital, LP | COM | 65,900 | 0.44% | 13F |
| AE Wealth Management LLC | COM | 65,779 | 0.44% | 13F |
| LPL Financial LLC | COM | 65,680 | 0.44% | 13F |
| Relative Value Partners, LLC | COM | 60,646 | 0.41% | 13F |
| CSS LLC/IL | COM | 59,566 | 0.40% | 13F |
| Boyle Capital Management, LLC | COM | 54,542 | 0.37% | 13F |
| WEDBUSH MORGAN SECURITIES INC | COM | 53,245 | 0.36% | 13F |
| Ladenburg Thalmann Asset Management | RATE CAP LTD COM | 52,064 | 0.35% | 13F |
| STIFEL FINANCIAL CORP | COM | 50,957 | 0.34% | 13F |
| Strategic Financial Concepts, LLC | COM | 48,550 | 0.33% | 13F |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | COM | 46,486 | 0.31% | 13F |
| NORTHERN TRUST CORP | COM | 45,286 | 0.30% | 13F |
| ROOSEVELT INVESTMENT GROUP INC | COM | 44,993 | 0.30% | 13F |
| Nine Chapters Capital Management LLC | COM | 44,300 | 0.30% | 13F |
| Commonwealth Equity Services, Inc | COM | 42,953 | 0.29% | 13F |
| TWO SIGMA SECURITIES, LLC | COM | 42,734 | 0.29% | 13F |
| Janney Montgomery Scott LLC | ETF/Closed End | 41,940 | 0.28% | 13F |
| CI Private Wealth, LLC | COM | 39,642 | 0.27% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 35,158 | 0.24% | 13F |
| Cambridge Investment Research Advisors, Inc. | COM | 34,220 | 0.23% | 13F |
| Quantbot Technologies LLC | COM | 34,111 | 0.23% | 13F |
| Dynamic Technology Lab Pte Ltd | COM | 32,779 | 0.22% | 13F |
| Virtus ETF Advisers LLC | COM | 32,078 | 0.22% | 13F |
| HRT FINANCIAL LLC | COM | 29,124 | 0.20% | 13F |
| Camden Capital, LLC | COM | 26,658 | 0.18% | 13F |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | COM | 23,780 | 0.16% | 13F |
| Aquatic Capital Management LLC | COM | 23,200 | 0.16% | 13F |
| GROUP ONE TRADING, L.P. (CALL) | COM | 22,200 | 0.15% | 13F |
| ROYAL BANK OF CANADA \ | COM | 22,053 | 0.15% | 13F |
| M&T BANK CORP | COM | 21,899 | 0.15% | 13F |
| OPTIMUM INVESTMENT ADVISORS | COM | 21,801 | 0.15% | 13F |
| Mid-American Wealth Advisory Group, Inc. | COM | 20,783 | 0.14% | 13F |
| Financial Network | COM | 20,190 | 0.14% | 13F |
| NOMURA HOLDINGS INC | COM | 19,887 | 0.13% | 13F |
| Wambolt & Associates, LLC | COM | 19,488 | 0.13% | 13F |
| Global X Management CO LLC | COM | 19,402 | 0.13% | 13F |
| FIRETHORN WEALTH PARTNERS, LLC | COM | 19,272 | 0.13% | 13F |
| NATIXIS | COM | 19,076 | 0.13% | 13F |
| VSR Financial Services, Inc. | COM | 19,000 | 0.13% | 13F |
| RAYMOND JAMES FINANCIAL INC | COM | 18,586 | 0.12% | 13F |
| Advisory Services Network, LLC | CEF | 18,575 | 0.12% | 13F |
| Garner Asset Management Corp | COM | 18,122 | 0.12% | 13F |
| Sigma Planning Corp | COM | 17,187 | 0.12% | 13F |
| Teamwork Financial Advisors, LLC | COM | 16,740 | 0.11% | 13F |
| Arkadios Wealth Advisors | CEF | 16,232 | 0.11% | 13F |
| ADAR Investment Management LLC | COM | 16,000 | 0.11% | 13F |
| SILVER CAPITAL MANAGEMENT LLC | COM | 15,592 | 0.10% | 13F |
| Qube Research & Technologies Ltd | COM | 15,580 | 0.10% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | COM | 15,511 | 0.10% | 13F |
| GUGGENHEIM CAPITAL LLC | COM | 15,231 | 0.10% | 13F |
| Biltmore Capital Advisors LLC | COM | 15,000 | 0.10% | 13F |
| AllSquare Wealth Management LLC | CEF | 14,900 | 0.10% | 13F |
| BNP PARIBAS ARBITRAGE, SA | Equity | 14,719 | 0.10% | 13F |
| Y-Intercept (Hong Kong) Ltd | COM | 14,304 | 0.10% | 13F |
| Allspring Global Investments Holdings, LLC | COM | 13,100 | 0.09% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | COM | 12,798 | 0.09% | 13F |
| BEACON INVESTMENT ADVISORS LLC | COM | 12,135 | 0.08% | 13F |
| DAVENPORT & CO LLC | COM | 11,400 | 0.08% | 13F |
| Latitude Advisors, LLC | COM | 11,249 | 0.08% | 13F |
| Tower Research Capital LLC | COM | 11,031 | 0.07% | 13F |
| XTX Topco Ltd | COM | 10,719 | 0.07% | 13F |
| Doman Group, LLC | COM | 10,627 | 0.07% | 13F |
| STIFEL NICOLAUS & CO INC \MO\ | Com | 10,599 | 0.07% | 13F |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | COM | 10,000 | 0.07% | 13F |
| Gratus Capital LLC | COM | 10,000 | 0.07% | 13F |
| Sage Mountain Advisors LLC | COM | 10,000 | 0.07% | 13F |
| Advisor Group, Inc. | COM | 9,283 | 0.06% | 13F |
| Sunbelt Securities, Inc. | CEF | 9,274 | 0.06% | 13F |
| PEAK6 Investments, L.P. (PUT) | COM | 8,600 | 0.06% | 13F |
| NEXT Financial Holdings | COM | 7,663 | 0.05% | 13F |
| NEXT Financial Group, Inc | COM | 7,251 | 0.05% | 13F |
| CITIGROUP INC | COM | 4,663 | 0.03% | 13F |
| Parallel Advisors, LLC | CEF | 4,006 | 0.03% | 13F |
| US BANCORP \DE\ | COM | 4,000 | 0.03% | 13F |
| Castleview Partners, LLC | COM | 3,587 | 0.02% | 13F |
| Quarry LP | COM | 3,156 | 0.02% | 13F |
| PRIVATE TRUST CO NA | Com | 2,530 | 0.02% | 13F |
| Strategic Asset Management, LLC | COM | 2,325 | 0.02% | 13F |
| Beacon Capital Management, LLC | COM | 1,737 | 0.01% | 13F |
