Notable Holders of Principal Financial Group (PFG)

  |   Expand Research on PFG   |   * Does Not Fully Represent All Holders
Fund Title Shares % Owned Source
VANGUARD GROUP INC COM 29,456,419 10.01% 13F
NIPPON LIFE INSURANCE CO COM 18,137,000 6.16% 13F
STATE STREET CORP COM 10,509,360 3.57% 13F
Capital Research Global Investors COM 9,149,111 3.11% 13F
BANK OF AMERICA CORP /DE/ COM 8,399,133 2.85% 13F
BlackRock Institutional Trust Company, N.A. COM 7,708,632 2.62% 13F
GEODE CAPITAL MANAGEMENT LLC COM 5,603,444 1.90% 13F
BlackRock Fund Advisors COM 5,311,751 1.81% 13F
DIMENSIONAL FUND ADVISORS LP COM 3,872,839 1.32% 13F
NORTHERN TRUST CORP COM 3,427,612 1.16% 13F
Invesco Ltd. COM 3,284,734 1.12% 13F
FIRST TRUST ADVISORS LP COM 2,661,992 0.90% 13F
Goldman Sachs Asset Management, L.P. CMN 2,498,766 0.85% 13F
BlackRock Group LTD COM 2,445,153 0.83% 13F
JANUS CAPITAL MANAGEMENT LLC COM 2,379,858 0.81% 13F
LEGAL & GENERAL GROUP PLC COM 2,094,887 0.71% 13F
Bank of New York Mellon CORP COM 1,528,038 0.52% 13F
PARAMETRIC PORTFOLIO ASSOCIATES Common Stock 1,474,968 0.50% 13F
SCHWAB CHARLES INVESTMENT MANAGEMENT INC COM 1,278,571 0.43% 13F
MAIRS & POWER INC COM 1,202,659 0.41% 13F
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC EQUITY US CM 1,109,980 0.38% 13F
Winton Capital Management Ltd COM 1,093,246 0.37% 13F
UBS Group AG COM 959,342 0.33% 13F
Swiss National Bank COM 877,600 0.30% 13F
TIAA CREF INVESTMENT MANAGEMENT LLC CS 863,199 0.29% 13F
OPPENHEIMER FUNDS INC COM 824,999 0.28% 13F
TEACHERS ADVISORS INC CS 780,733 0.27% 13F
ROYAL BANK OF CANADA \ COM 768,682 0.26% 13F
HSBC HOLDINGS PLC COM 754,530 0.26% 13F
Amundi COM 668,307 0.23% 13F
DEUTSCHE BANK AG\ COM 653,258 0.22% 13F
BlackRock Investment Management, LLC COM 648,834 0.22% 13F
AQR CAPITAL MANAGEMENT LLC COM 612,526 0.21% 13F
RUSSELL FRANK CO/ Common Stocks 601,864 0.20% 13F
Fidelity Investments COM 598,322 0.20% 13F
BARCLAYS PLC COM 584,244 0.20% 13F
Nuveen Asset Management, LLC COM 565,692 0.19% 13F
RHUMBLINE ADVISERS COM 533,363 0.18% 13F
Marshall Wace LLP COMMON STOCK 527,218 0.18% 13F
Sumitomo Mitsui Trust Holdings, Inc. COM 523,859 0.18% 13F
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ Common 488,101 0.17% 13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM COM 476,381 0.16% 13F
BALYASNY ASSET MANAGEMENT LLC COM 473,664 0.16% 13F
MILLENNIUM MANAGEMENT LLC COM 460,637 0.16% 13F
VICTORY CAPITAL MANAGEMENT INC COM 456,049 0.15% 13F
GENWORTH FINANCIAL WEALTH MANAGEMENT, INC COM 444,791 0.15% 13F
ENVESTNET ASSET MANAGEMENT INC COM 439,223 0.15% 13F
CREDIT SUISSE AG/ COM 421,147 0.14% 13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM COMMON STOCK 401,730 0.14% 13F
BlackRock Japan Co. Ltd COM 400,943 0.14% 13F
National Pension Service COM 398,146 0.14% 13F
KBC Group NV COM 397,070 0.13% 13F
Allianz Asset Management AG COM 395,847 0.13% 13F
Qube Research & Technologies Ltd COM 391,229 0.13% 13F
CONNING INC. COM 368,763 0.13% 13F
PIONEER INVESTMENT MANAGEMENT INC COM 366,245 0.12% 13F
F&C Asset Management plc COMMON STOCK 352,043 0.12% 13F
Emerald Acquisition Ltd. Common Stocks 347,807 0.12% 13F
Brandywine Global Investment Management, LLC COM 346,628 0.12% 13F
MADISON SQUARE INVESTORS LLC. COM 346,464 0.12% 13F
EATON VANCE MANAGEMENT COMMON STOCK 339,922 0.12% 13F
Korea Investment CORP COM 338,691 0.12% 13F
GREAT WEST LIFE ASSURANCE CO /CAN/ COM 327,617 0.11% 13F
GW HENSSLER & ASSOCIATES LTD COM 325,816 0.11% 13F
RAYMOND JAMES FINANCIAL INC COM 321,565 0.11% 13F
O'SHAUGHNESSY ASSET MANAGEMENT, LLC COM 314,717 0.11% 13F
Squarepoint Ops LLC COM 308,526 0.10% 13F
NEW YORK STATE TEACHERS RETIREMENT SYSTEM COM 306,182 0.10% 13F
PRICE T ROWE ASSOCIATES INC /MD/ COMM STK 300,121 0.10% 13F
Skandinaviska Enskilda Banken AB (publ) COM 297,274 0.10% 13F
BLACKROCK ADVISORS LLC COM 297,172 0.10% 13F
MANAGED ACCOUNT ADVISORS LLC COM 295,195 0.10% 13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM COM 288,697 0.10% 13F
WELLS FARGO & CO/MN COM 259,347 0.09% 13F
Man Group plc COM 258,527 0.09% 13F
NEW YORK STATE COMMON RETIREMENT FUND Common Stock 251,909 0.09% 13F
ING INVESTMENT MANAGEMENT CO COM 251,322 0.09% 13F
Russell Investments Group, Ltd. Common Stock 251,171 0.09% 13F
Aperio Group, LLC COM 243,885 0.08% 13F
CITIGROUP INC COM 239,433 0.08% 13F
AustralianSuper Pty Ltd COM 239,321 0.08% 13F
MERCER GLOBAL ADVISORS INC /ADV COM 237,931 0.08% 13F
ALLIANCEBERNSTEIN L.P. COM 236,836 0.08% 13F
AE Wealth Management LLC COM 229,324 0.08% 13F
BNP PARIBAS ARBITRAGE, SA Equity 226,336 0.08% 13F
Adage Capital COM 225,000 0.08% 13F
AMERIPRISE FINANCIAL INC COM 218,990 0.07% 13F
PRINCIPAL FINANCIAL GROUP INC COM 215,144 0.07% 13F
Mitsubishi UFJ Asset Management Co., Ltd. COM 213,343 0.07% 13F
AVIVA PLC COM 193,232 0.07% 13F
Achmea Investment Management B.V. Equity 193,183 0.07% 13F
BANK OF MONTREAL /CAN/ COM 191,598 0.07% 13F
Mitsubishi UFJ Trust & Banking Corp COM 165,506 0.06% 13F
JEFFERIES GROUP INC /DE/ COM 164,200 0.06% 13F
PICTET ASSET MANAGEMENT SA COM 161,446 0.05% 13F
NewEdge Wealth, LLC COM 159,029 0.05% 13F
Ensign Peak Advisors, Inc COM 156,220 0.05% 13F
Elkfork Partners LLC COM 155,652 0.05% 13F
ROYAL LONDON ASSET MANAGEMENT LTD COM 155,618 0.05% 13F
MANUFACTURERES LIFE INSURANCE CO COM 154,935 0.05% 13F
D. E. Shaw & Co., INC. COM 145,670 0.05% 13F
FRANKLIN RESOURCES INC COM 144,828 0.05% 13F
BRC Investment Management LLC COM 143,950 0.05% 13F
Sound Income Strategies, LLC COM 143,757 0.05% 13F
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC COM 142,969 0.05% 13F
PICTET ASSET MANAGEMENT LTD COM 142,015 0.05% 13F
TEACHER RETIREMENT SYSTEM OF TEXAS COM 139,954 0.05% 13F
INTECH INVESTMENT MANAGEMENT LLC COM 137,889 0.05% 13F
UBS AG COM 137,632 0.05% 13F
NORTHERN TRUST CO OF CONNECTICUT COM 137,600 0.05% 13F
Raymond James Financial Services Advisors, Inc. COM 137,109 0.05% 13F
State of New Jersey Common Pension Fund D COM 135,746 0.05% 13F
PNC FINANCIAL SERVICES GROUP INC COM 134,260 0.05% 13F
Robeco Institutional Asset Management B.V. COM 133,095 0.05% 13F
TUDOR INVESTMENT CORP ET AL Equity 131,852 0.04% 13F
Goelzer Investment Management, Inc. COM 131,646 0.04% 13F
STATE OF WISCONSIN INVESTMENT BOARD COM 131,288 0.04% 13F
COMMERCE BANK N A/MO COM 131,112 0.04% 13F
Chevy Chase Trust Holdings, Inc. COM 129,887 0.04% 13F
Glen Harbor Capital Management LLC COM 128,184 0.04% 13F
JANE STREET GROUP, LLC COM 127,403 0.04% 13F
MADISON INVESTMENT HOLDINGS INC COM 125,335 0.04% 13F
LPL Financial LLC COM 124,260 0.04% 13F
BATTERYMARCH FINANCIAL MANAGEMENT INC COM 121,041 0.04% 13F
CAPITAL MANAGEMENT CORP /VA COM 119,584 0.04% 13F
TORONTO DOMINION BANK COM 118,223 0.04% 13F
PRUDENTIAL FINANCIAL INC COM 118,114 0.04% 13F
DAVIDSON INVESTMENT ADVISORS COM 117,282 0.04% 13F
Mn Services Vermogensbeheer B.V. COM 115,780 0.04% 13F
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO COM 112,855 0.04% 13F
Fjarde AP-fonden (The Fourth Swedish National Pensionfund) COM 110,296 0.04% 13F
Cambria Investment Management, L.P. COM 109,368 0.04% 13F
Treasurer of the State of North Carolina COM 108,876 0.04% 13F
Handelsbanken Fonder AB COM 106,587 0.04% 13F
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main COM 105,480 0.04% 13F
BNP Paribas Investment Partners S.A. COM 104,343 0.04% 13F
TD ASSET MANAGEMENT INC COM 102,470 0.03% 13F
Meadow Creek Investment Management LLC COM 100,716 0.03% 13F
Mirae Asset Global Investments Co., Ltd. COM 100,356 0.03% 13F
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND COM 100,351 0.03% 13F
AMG National Trust Bank COM 100,070 0.03% 13F
DIAM Co., Ltd. COM 99,351 0.03% 13F
CFG Asset Management LLC Stock 98,338 0.03% 13F
Cambridge Investment Research Advisors, Inc. IN COM 95,119 0.03% 13F
NOMURA ASSET MANAGEMENT CO LTD COM 95,064 0.03% 13F
Standard Life Aberdeen plc COM 90,841 0.03% 13F
Manulife Asset Management (North America) Ltd COM 89,215 0.03% 13F
CITY NATIONAL BANK COMMON STOCK 88,688 0.03% 13F
Zurcher Kantonalbank (Zurich Cantonalbank) COM 85,718 0.03% 13F
PAX WORLD MANAGEMENT LLC COM 85,559 0.03% 13F
MACQUARIE GROUP LTD COM 85,235 0.03% 13F
COMMONWEALTH EQUITY SERVICES, LLC. COM 85,148 0.03% 13F
RAYMOND JAMES & ASSOCIATES COM 84,590 0.03% 13F
NISA INVESTMENT ADVISORS L L C COM 83,995 0.03% 13F
ING INVESTMENT MANAGEMENT LLC COM 83,701 0.03% 13F
Connor, Clark & Lunn Investment Management Ltd. COM 83,683 0.03% 13F
ABERDEEN ASSET MANAGEMENT PLC/UK COM 82,535 0.03% 13F
Xact Kapitalforvaltning AB COM 81,576 0.03% 13F
Grantham, Mayo, Van Otterloo & Co. LLC COM 81,254 0.03% 13F
RIVERHEAD CAPITAL MANAGEMENT LLC COM 80,271 0.03% 13F
ANALYTIC INVESTORS INC/CA COM 79,717 0.03% 13F
CI INVESTMENTS INC. COM 79,196 0.03% 13F
NETWORK FINANCIAL PRINTING INC COM 78,403 0.03% 13F
DekaBank Deutsche Girozentrale COM 77,629 0.03% 13F
Illinois Municipal Retirement Fund COM 77,130 0.03% 13F
Dorsey & Whitney Trust CO LLC COM 75,481 0.03% 13F
BANK OF NOVA SCOTIA / COM 74,898 0.03% 13F
DAVIDSON D A & CO COM 74,230 0.03% 13F
Flinton Capital Management LLC COM 73,248 0.02% 13F
Walleye Trading Advisors, LLC COM 73,220 0.02% 13F
Rafferty Asset Management, LLC COM 72,489 0.02% 13F
PGGM Investments COM 71,286 0.02% 13F
CBOE Vest Financial, LLC COM 69,845 0.02% 13F
NATIONAL BANK OF CANADA /FI/ COM 69,685 0.02% 13F
Marshall Wace North America, L.P. COMMON STOCK 68,927 0.02% 13F
Andra AP-fonden COM 68,500 0.02% 13F
AHL Partners LLP COM 68,382 0.02% 13F
COMERICA BANK COM 68,027 0.02% 13F
Radium Fund Advisors LLC COM 68,000 0.02% 13F
Baird Financial Group, Inc. COMMON 67,757 0.02% 13F
STATE TREASURER STATE OF MICHIGAN COM 67,180 0.02% 13F
Arizona State Retirement System COM 66,311 0.02% 13F
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. COM 66,030 0.02% 13F
DEAN C H & ASSOCIATES INC CS 65,351 0.02% 13F
LMR Master Fund Ltd COM 64,942 0.02% 13F
USS Investment Management Ltd COM 64,262 0.02% 13F
Amalgamated Financial Corp. COM 63,301 0.02% 13F
Advisors Asset Management, Inc. COM 63,129 0.02% 13F
Alaska Retirement Management Board COM 62,439 0.02% 13F
FORSTA AP-FONDEN COM 62,400 0.02% 13F
NN Investment Partners Holdings N.V. COM 61,480 0.02% 13F
HoyleCohen, LLC COM 61,377 0.02% 13F
BEACON FINANCIAL GROUP COM 60,096 0.02% 13F
AMALGAMATED BANK COM 59,448 0.02% 13F
PEAK6 Investments, L.P. (PUT) COM 58,800 0.02% 13F
DnB NOR Asset Management AS common 58,203 0.02% 13F
NOMURA ASSET MANAGEMENT INTERNATIONAL INC. COMMON 57,731 0.02% 13F
MetLife Investment Advisors, LLC COM 57,619 0.02% 13F
MACKENZIE FINANCIAL CORP COM 56,731 0.02% 13F
LSV ASSET MANAGEMENT COM 56,400 0.02% 13F
Unison Advisors LLC COM 55,646 0.02% 13F
Wealthfront Advisers LLC COM 54,179 0.02% 13F
PUBLIC SECTOR PENSION INVESTMENT BOARD COM 54,057 0.02% 13F
COMERICA SECURITIES INC COM 53,754 0.02% 13F
IFM Investors Pty Ltd COM 51,612 0.02% 13F
Retirement Systems of Alabama COM 51,316 0.02% 13F
ProShare Advisors LLC COM 50,903 0.02% 13F
Neuberger Berman Group LLC Common 50,877 0.02% 13F
Stellar Capital Management, LLC COM 50,555 0.02% 13F
Man Investments LTD COM 50,473 0.02% 13F
Advisor Group, Inc. COM 49,782 0.02% 13F
Archipel Asset Management AB COM 49,283 0.02% 13F
CAPTRUST FINANCIAL ADVISORS Stock 49,122 0.02% 13F
First Allied Advisory Services, Inc. COM 48,650 0.02% 13F
TEXAS PERMANENT SCHOOL FUND COM 48,463 0.02% 13F
First Houston Capital, Inc. COM 47,550 0.02% 13F
Creative Planning COM 46,057 0.02% 13F
CIBC WORLD MARKETS CORP COM 46,054 0.02% 13F
SMITH HAYES Advisers, Inc Stock 45,515 0.02% 13F
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND COM 45,000 0.02% 13F
WEDGE CAPITAL MANAGEMENT L L P/NC COM 44,668 0.02% 13F
Freestone Capital Holdings, LLC COM 44,506 0.02% 13F
Tredje AP-fonden COM 43,856 0.01% 13F
MERITAGE PORTFOLIO MANAGEMENT COMMON 42,455 0.01% 13F
CIBC Global Asset Management Inc COM 42,028 0.01% 13F
Utah Retirement Systems COM 41,513 0.01% 13F
SEI INVESTMENTS CO COM 41,312 0.01% 13F
Iowa State Bank Com 41,298 0.01% 13F
EXXONMOBIL INVESTMENT MANAGEMENT INC /TX COM 41,239 0.01% 13F
DIAM International Ltd. COM 41,055 0.01% 13F
Ethic Inc. COM 40,692 0.01% 13F
Goodman & Company, Investment Counsel Ltd. COM 40,394 0.01% 13F
BRIDGEWAY CAPITAL MANAGEMENT INC COM 39,500 0.01% 13F
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS COM 39,377 0.01% 13F
Sterling Capital Management LLC COM 39,250 0.01% 13F
Commonwealth Equity Services, Inc COM 39,074 0.01% 13F
Walleye Trading LLC (CALL) COM 38,500 0.01% 13F
FOSTER & MOTLEY INC com 38,212 0.01% 13F
State of Tennessee, Treasury Department COMMON STOCK 36,771 0.01% 13F
OREGON PUBLIC EMPLOYEES RETIREMENT FUND COM 36,248 0.01% 13F
Pineno Levin & Ford Asset Management, Inc. COM 36,195 0.01% 13F
Arjuna Capital COM 35,934 0.01% 13F
NEW YORK LIFE INVESTMENT MANAGEMENT LLC COM 35,596 0.01% 13F
Cetera Investment Advisers COM 35,255 0.01% 13F
Oakmont Partners LLC COM 34,408 0.01% 13F
YOUSIF CAPITAL MANAGEMENT, LLC COM 34,187 0.01% 13F
Daiwa Securities Group Inc. COM 34,156 0.01% 13F
HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV COM 34,046 0.01% 13F
Private Advisor Group, LLC COM 34,007 0.01% 13F
SCHRODER INVESTMENT MANAGEMENT GROUP COM 33,971 0.01% 13F
Van Eck COM 33,321 0.01% 13F
Alaska Permanent Fund Corp COM 32,700 0.01% 13F
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP COM 32,488 0.01% 13F
PARK AVENUE SECURITIES LLC COM 32,213 0.01% 13F
ExodusPoint Capital Management, LP COM 31,881 0.01% 13F
Siemens Fonds Invest GmbH COM 31,858 0.01% 13F
Investment Management Corp of Ontario COM 31,607 0.01% 13F
FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. COM 31,329 0.01% 13F
FIS GROUP, INC. COM 31,216 0.01% 13F
La Banque Postale Asset Management SA COM 31,148 0.01% 13F
Delta Lloyd Asset Management N.V. COM 30,673 0.01% 13F
PineBridge Investments Ltd COM 29,735 0.01% 13F
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO COM 29,523 0.01% 13F