Notable Holders of NUVEEN DIV ADV MUNI FD 3 (NZH)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | COM | 5,576,519 | 23.09% | 13F |
| Karpus Management, Inc. | COM | 4,209,650 | 17.43% | 13F |
| Saba Capital Management, L.P. | COM | 4,120,117 | 17.06% | 13F |
| WELLS FARGO & CO/MN | COM | 1,994,983 | 8.26% | 13F |
| GUGGENHEIM CAPITAL LLC | COM | 1,344,972 | 5.57% | 13F |
| UBS Group AG | COM | 1,114,490 | 4.61% | 13F |
| BANK OF AMERICA CORP /DE/ | COM | 834,857 | 3.46% | 13F |
| Strategic Wealth Advisors Group,Inc. | COM | 640,894 | 2.65% | 13F |
| Mariner Wealth Advisors, LLC | COM | 623,496 | 2.58% | 13F |
| Hennion & Walsh Asset Management, Inc. | COM | 597,373 | 2.47% | 13F |
| Penserra Capital Management LLC | COM | 592,617 | 2.45% | 13F |
| Advisors Asset Management, Inc. | COM | 488,874 | 2.02% | 13F |
| Rockefeller Capital Management L.P. | COM | 467,189 | 1.93% | 13F |
| Allianz Asset Management AG | COM | 401,979 | 1.66% | 13F |
| Beach Point Capital Management LP | COM | 378,823 | 1.57% | 13F |
| WHITTIER TRUST CO | FIXED INCOME TAX EXEMPT | 264,513 | 1.10% | 13F |
| LPL Financial LLC | COM | 254,724 | 1.05% | 13F |
| CNH PARTNERS LLC | COM | 243,178 | 1.01% | 13F |
| AMERIPRISE FINANCIAL INC | COM | 241,635 | 1.00% | 13F |
| 20/20 Capital Management, Inc. | COM | 237,410 | 0.98% | 13F |
| Hall Private Wealth Advisors | COM | 232,655 | 0.96% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM | 198,835 | 0.82% | 13F |
| ROYAL BANK OF CANADA \ | COM | 185,973 | 0.77% | 13F |
| Resources Investment Advisors, Inc. | COM | 168,720 | 0.70% | 13F |
| RAYMOND JAMES FINANCIAL INC | COM | 164,459 | 0.68% | 13F |
| DAVIDSON TRUST CO | Fixed Income | 157,264 | 0.65% | 13F |
| Snowden Capital Advisors LLC | COM | 150,869 | 0.62% | 13F |
| REGATTA CAPITAL GROUP, LLC | COM | 149,578 | 0.62% | 13F |
| EVOKE WEALTH, LLC | COM | 144,015 | 0.60% | 13F |
| Oakmont Partners LLC | COM | 141,950 | 0.59% | 13F |
| Ignite Planners, LLC | COM | 131,112 | 0.54% | 13F |
| Mutual Advisors, LLC | COM | 116,642 | 0.48% | 13F |
| Prime Capital Investment Advisors, LLC | Stock | 112,944 | 0.47% | 13F |
| RAYMOND JAMES & ASSOCIATES | COM | 108,817 | 0.45% | 13F |
| Del Mar Asset Management, LP | COM SH BEN INT | 106,899 | 0.44% | 13F |
| STIFEL FINANCIAL CORP | COM | 84,088 | 0.35% | 13F |
| HPM Partners LLC | COM | 81,857 | 0.34% | 13F |
| Van Hulzen Asset Management, LLC | COM | 81,320 | 0.34% | 13F |
| SIT INVESTMENT ASSOCIATES INC | COMMON | 80,852 | 0.33% | 13F |
| FIRST FOUNDATION ADVISORS | COM | 76,590 | 0.32% | 13F |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | COM | 75,256 | 0.31% | 13F |
| Commonwealth Equity Services, Inc | COM | 72,467 | 0.30% | 13F |
| WOLVERINE ASSET MANAGEMENT LLC | COM | 67,526 | 0.28% | 13F |
| Cetera Investment Advisers | COM | 65,966 | 0.27% | 13F |
| Iwamoto, Kong & Co., Inc. | COM | 65,195 | 0.27% | 13F |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | COM | 65,000 | 0.27% | 13F |
| First Allied Advisory Services, Inc. | COM | 61,250 | 0.25% | 13F |
| PNC FINANCIAL SERVICES GROUP INC | COM | 59,626 | 0.25% | 13F |
| HOLLENCREST SECURITIES LLC | CEF | 57,478 | 0.24% | 13F |
| Bartlett & Co. LLC | ETF FI | 55,550 | 0.23% | 13F |
| Tortoise Investment Management, LLC | COM | 54,813 | 0.23% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | COM | 54,404 | 0.23% | 13F |
| GAMBLE JONES INVESTMENT COUNSEL | COM | 48,541 | 0.20% | 13F |
| Newfleet Asset Management, LLC | COM | 47,733 | 0.20% | 13F |
| Oder Investment Management, LLC | COM | 47,638 | 0.20% | 13F |
| EVERETT HARRIS & CO /CA/ | COM | 46,000 | 0.19% | 13F |
| OBERMEYER ASSET MANAGEMENT CO | COM | 44,730 | 0.19% | 13F |
| Cooper Financial Group | COM | 43,825 | 0.18% | 13F |
| HighTower Advisors, LLC | COM | 42,214 | 0.17% | 13F |
| Integrated Wealth Concepts LLC | MF Closed and MF Open | 40,945 | 0.17% | 13F |
| ROSENBLUM SILVERMAN SUTTON S F INC /CA | ETF | 38,460 | 0.16% | 13F |
| Cornerstone Wealth Management, LLC | COM | 37,980 | 0.16% | 13F |
| Core Wealth Partners LLC | COM | 37,543 | 0.16% | 13F |
| Atria Wealth Solutions, Inc. | COM | 34,606 | 0.14% | 13F |
| Wunderlich Securities, Inc. | COM | 33,627 | 0.14% | 13F |
| Pacific Wealth Strategies Group, Inc. | COM | 32,509 | 0.13% | 13F |
| WHITTIER TRUST CO OF NEVADA INC | FIXED INCOME TAX EXEMPT | 31,544 | 0.13% | 13F |
| Wellspring Financial Advisors, LLC | COM | 26,600 | 0.11% | 13F |
| Gerber Kawasaki Wealth & Investment Management | COM | 26,450 | 0.11% | 13F |
| National Asset Management, Inc. | COM | 26,120 | 0.11% | 13F |
| Private Wealth Partners, LLC | COM | 26,000 | 0.11% | 13F |
| Empirical Financial Services, LLC | COM | 23,372 | 0.10% | 13F |
| MKT Advisors LLC | COM | 23,060 | 0.10% | 13F |
| FIRST AMERICAN TRUST CO | UNIT INV TR NON | 21,000 | 0.09% | 13F |
| Choate Investment Advisors | COM | 20,500 | 0.08% | 13F |
| RB Capital Management, LLC | COM | 20,346 | 0.08% | 13F |
| Laurel Wealth Advisors, Inc. | CEF | 19,491 | 0.08% | 13F |
| Integrated Wealth Management | COM | 18,692 | 0.08% | 13F |
| Logan Stone Capital, LLC | COM | 18,493 | 0.08% | 13F |
| Castle Rock Wealth Management, LLC | COM | 18,375 | 0.08% | 13F |
| Pensionmark Financial Group, LLC | COM | 17,848 | 0.07% | 13F |
| Perigon Wealth Management, LLC | COM | 17,199 | 0.07% | 13F |
| Marex Group plc | COM | 16,600 | 0.07% | 13F |
| Weaver Consulting Group | COM | 16,500 | 0.07% | 13F |
| Advisor Group, Inc. | COM | 16,166 | 0.07% | 13F |
| Western Wealth Management, LLC | COM | 15,049 | 0.06% | 13F |
| Grassi Investment Management | COM | 15,000 | 0.06% | 13F |
| Raymond James Financial Services Advisors, Inc. | COM | 14,969 | 0.06% | 13F |
| BANK OF OKLAHOMA NATIONAL ASSOCIATION / | COM | 14,525 | 0.06% | 13F |
| Alpha Cubed Investments, LLC | COM | 14,355 | 0.06% | 13F |
| Pure Financial Advisors, Inc. | COM | 14,250 | 0.06% | 13F |
| Virtu Financial LLC | COM | 13,993 | 0.06% | 13F |
| EP Wealth Advisors, Inc. | COM | 13,986 | 0.06% | 13F |
| Parallel Advisors, LLC | CEF | 13,831 | 0.06% | 13F |
| Chapwood Capital Investment Management, LLC | COM | 13,627 | 0.06% | 13F |
| Winfield Associates, Inc. | CEF | 13,300 | 0.06% | 13F |
| MetLife Securities, Inc | COM | 13,244 | 0.05% | 13F |
| KWB Wealth | COM | 12,744 | 0.05% | 13F |
| Perennial Investment Advisors, LLC | COM | 12,512 | 0.05% | 13F |
| MELFA WEALTH MANAGEMENT, LLC | COM | 11,996 | 0.05% | 13F |
| Octavia Wealth Advisors, LLC | COM | 11,750 | 0.05% | 13F |
| AXXCESS WEALTH MANAGEMENT, LLC | COM | 11,747 | 0.05% | 13F |
| EATON VANCE MANAGEMENT | MUTUAL FUND | 10,619 | 0.04% | 13F |
| RAND & ASSOCIATES,LLC | COM | 10,612 | 0.04% | 13F |
| Riverview Trust Co | Com | 10,612 | 0.04% | 13F |
| HoyleCohen, LLC | COM | 10,575 | 0.04% | 13F |
| EWG Elevate Inc. | COM | 10,218 | 0.04% | 13F |
| Rinkey Investments | COM | 10,000 | 0.04% | 13F |
| Hanson McClain, Inc. | COM | 6,739 | 0.03% | 13F |
| Feltz Wealth PLAN Inc. | Stock/ETF | 5,000 | 0.02% | 13F |
| US BANCORP \DE\ | COM | 4,400 | 0.02% | 13F |
| Rockbridge Investment Management, LCC | COM | 3,404 | 0.01% | 13F |
| Covington Capital Management | COM | 3,261 | 0.01% | 13F |
