Notable Holders of Northeast Utilities (NU)
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Expand Research on NU
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| SC US (TTGP), LTD. | ORD SHS CL A | 414,276,036 | 131.11% | 13F |
| Capital Research Global Investors | ORD SHS CL A | 125,291,570 | 39.65% | 13F |
| STATE STREET CORP | ORD SHS CL A | 91,544,751 | 28.97% | 13F |
| Artisan Partners Limited Partnership | ORD SHS CL A | 71,031,377 | 22.48% | 13F |
| Kontiki Capital Management (HK) Ltd. | ORD SHS CL A | 49,727,325 | 15.74% | 13F |
| Redpoint Management, LLC | ORD SHS CL A | 42,391,274 | 13.42% | 13F |
| BANK OF AMERICA CORP /DE/ | ORD SHS CL A | 42,309,987 | 13.39% | 13F |
| SANDS CAPITAL MANAGEMENT, LLC | ORD SHS CL A | 41,953,429 | 13.28% | 13F |
| D. E. Shaw & Co., INC. | ORD SHS CL A | 37,199,466 | 11.77% | 13F |
| FIL Ltd | ORD SHS CL A | 32,095,228 | 10.16% | 13F |
| SCGE MANAGEMENT, L.P. | ORD SHS CL A | 31,042,831 | 9.82% | 13F |
| Dragoneer Investment Group, LLC | ORD SHS CL A | 28,142,906 | 8.91% | 13F |
| NORTHERN TRUST CORP | ORD SHS CL A | 27,689,983 | 8.76% | 13F |
| DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. | ORD SHS CL A | 27,253,602 | 8.62% | 13F |
| Fidelity Investments | ORD SHS CL A | 24,860,904 | 7.87% | 13F |
| Whale Rock Capital Management LLC | ORD SHS CL A | 24,293,336 | 7.69% | 13F |
| Capital Research & Management Co - Division 3 | ORD SHS CL A | 24,099,925 | 7.63% | 13F |
| Ribbit Capital GP III, Ltd. | ORD SHS CL A | 22,961,007 | 7.27% | 13F |
| Tiger Global Management | ORD SHS CL A | 20,325,908 | 6.43% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | ORD SHS CL A | 19,478,229 | 6.16% | 13F |
| JENNISON ASSOCIATES LLC | ORD SHS CL A | 19,335,927 | 6.12% | 13F |
| Genesis Investment Management, LLP | ORD SHS CL A | 18,747,746 | 5.93% | 13F |
| WASATCH ADVISORS INC | ORD SHS CL A | 17,900,655 | 5.67% | 13F |
| ADVENT INTERNATIONAL CORP/MA | ORD SHS CL A | 16,567,753 | 5.24% | 13F |
| ATMOS CAPITAL GESTAO DE RECURSOS LTDA. | ORD SHS CL A | 15,721,039 | 4.98% | 13F |
| Nuveen Asset Management, LLC | ORD SHS CL A | 14,861,936 | 4.70% | 13F |
| Maverick Capital | ORD SHS CL A | 13,394,645 | 4.24% | 13F |
| Itau Unibanco Holding S.A. | ORD SHS CL A | 12,592,559 | 3.99% | 13F |
| TWO SIGMA INVESTMENTS LLC | ORD SHS CL A | 12,240,909 | 3.87% | 13F |
| Absoluto Partners Gestao de Recursos Ltda | ORD SHS CL A | 11,496,186 | 3.64% | 13F |
| Robeco Institutional Asset Management B.V. | ORD SHS CL A | 11,071,585 | 3.50% | 13F |
| Kora Management LP | ORD SHS CL A | 10,116,000 | 3.20% | 13F |
| CITIGROUP INC | ORD SHS CL A | 9,247,546 | 2.93% | 13F |
| Sands Capital Ventures, LLC | ORD SHS CL A | 9,152,548 | 2.90% | 13F |
| UBS Group AG | ORD SHS CL A | 8,999,483 | 2.85% | 13F |
| Bullfrog Capital GP, Ltd. | ORD SHS CL A | 8,819,028 | 2.79% | 13F |
| SEI INVESTMENTS CO | ORD SHS CL A | 7,701,658 | 2.44% | 13F |
| AXIOM INTERNATIONAL INVESTORS LLC /DE | ORD SHS CL A | 7,273,660 | 2.30% | 13F |
| Ribbit Bullfrog GP II, Ltd. | ORD SHS CL A | 6,990,700 | 2.21% | 13F |
| ALLIANCEBERNSTEIN L.P. | ORD SHS CL A | 6,937,660 | 2.20% | 13F |
| Invesco Ltd. | ORD SHS CL A | 6,889,699 | 2.18% | 13F |
| UBS AG | COM | 6,004,669 | 1.90% | 13F |
| VANGUARD GROUP INC | ORD SHS CL A | 5,577,808 | 1.77% | 13F |
| ThornTree Capital Partners LP | ORD SHS CL A | 4,782,207 | 1.51% | 13F |
| Truxt Investmentos Ltda. | ORD SHS CL A | 4,627,937 | 1.46% | 13F |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | ORD SHS CL A | 4,083,417 | 1.29% | 13F |
| Comprehensive Financial Management LLC | ORD SHS CL A | 4,014,309 | 1.27% | 13F |
| Vista Wealth Management Group, LLC | ORD SHS CL A | 3,728,351 | 1.18% | 13F |
| Gemsstock Ltd. | ORD SHS CL A | 3,506,005 | 1.11% | 13F |
| LEGAL & GENERAL GROUP PLC | ORD SHS CL A | 3,302,323 | 1.05% | 13F |
| TWO SIGMA ADVISERS, LLC | ORD SHS CL A | 3,278,100 | 1.04% | 13F |
| Coronation Fund Managers Ltd. | ORD SHS CL A | 3,226,381 | 1.02% | 13F |
| SCHF (GPE), LLC | ORD SHS CL A | 2,666,517 | 0.84% | 13F |
| INDUSTRY VENTURES, L.L.C. | ORD SHS CL A | 2,664,051 | 0.84% | 13F |
| GROUP ONE TRADING, L.P. (CALL) | ORD SHS CL A | 2,505,400 | 0.79% | 13F |
| TD ASSET MANAGEMENT INC | ORD SHS CL A | 2,307,848 | 0.73% | 13F |
| FRANKLIN RESOURCES INC | ORD SHS CL A | 2,199,284 | 0.70% | 13F |
| Prince Street Capital Management LLC | ORD SHS CL A | 2,080,000 | 0.66% | 13F |
| University of Wisconsin Foundation | ORD SHS CL A | 1,909,267 | 0.60% | 13F |
| GCM Grosvenor Holdings, LLC | ORD SHS CL A | 1,891,344 | 0.60% | 13F |
| Toroso Investments, LLC | ORD SHS CL A | 1,807,837 | 0.57% | 13F |
| BALYASNY ASSET MANAGEMENT LLC | ORD SHS CL A | 1,772,060 | 0.56% | 13F |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | ORD SHS CL A | 1,760,300 | 0.56% | 13F |
| BANK OF NOVA SCOTIA / | ORD SHS CL A | 1,685,435 | 0.53% | 13F |
| Loup Funds, LLC | ORD SHS CL A | 1,653,490 | 0.52% | 13F |
| IEQ CAPITAL, LLC | ORD SHS CL A | 1,606,223 | 0.51% | 13F |
| Carnegie Capital Asset Management, LLC | ORD SHS CL A | 1,575,160 | 0.50% | 13F |
| NATIONAL BANK OF CANADA /FI/ | ORD SHS CL A | 1,566,578 | 0.50% | 13F |
| SALEM INVESTMENT COUNSELORS INC | ORD SHS CL A | 1,521,150 | 0.48% | 13F |
| Walleye Trading Advisors, LLC | ORD SHS CL A | 1,501,845 | 0.48% | 13F |
| BANK OF MONTREAL /CAN/ | ORD SHS CL A | 1,420,570 | 0.45% | 13F |
| ROYAL BANK OF CANADA \ | ORD SHS CL A | 1,413,390 | 0.45% | 13F |
| WELLS FARGO & CO/MN | ORD SHS CL A | 1,397,370 | 0.44% | 13F |
| INVESTMENT HOUSE LLC | ORD SHS CL A | 1,381,124 | 0.44% | 13F |
| MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC | COM | 1,370,460 | 0.43% | 13F |
| Penserra Capital Management LLC | ORD SHS CL A | 1,332,231 | 0.42% | 13F |
| CAPITAL FUND MANAGEMENT S.A. (CALL) | ORD SHS CL A | 1,295,400 | 0.41% | 13F |
| Walleye Trading LLC (PUT) | ORD SHS CL A | 1,254,900 | 0.40% | 13F |
| Malka Meyer | ORD SHS CL A | 1,209,160 | 0.38% | 13F |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | ORD SHS CL A | 1,182,570 | 0.37% | 13F |
| JOHO CAPITAL LLC | ORD SHS CL A | 1,150,000 | 0.36% | 13F |
| Treasurer of the State of North Carolina | ORD SHS CL A | 1,147,450 | 0.36% | 13F |
| ROCHDALE INVESTMENT MANAGEMENT LLC | COM | 1,123,400 | 0.36% | 13F |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | ORD SHS CL A | 1,058,616 | 0.34% | 13F |
| KBC Group NV | ORD SHS CL A | 1,041,615 | 0.33% | 13F |
| Verition Fund Management LLC | ORD SHS CL A | 1,000,000 | 0.32% | 13F |
| TEMASEK HOLDINGS (PRIVATE) LTD | ORD SHS CL A | 929,725 | 0.29% | 13F |
| Kayak Investment Partners LLC | ORD SHS CL A | 900,000 | 0.28% | 13F |
| WOLVERINE TRADING, LLC (CALL) | ORD SHS CL A | 854,900 | 0.27% | 13F |
| Old Well Partners, LLC | ORD SHS CL A | 830,400 | 0.26% | 13F |
| ING INVESTMENT MANAGEMENT LLC | ORD SHS CL A | 827,256 | 0.26% | 13F |
| PRUDENTIAL FINANCIAL INC | ORD SHS CL A | 810,665 | 0.26% | 13F |
| Octahedron Capital Management L.P. | ORD SHS CL A | 809,300 | 0.26% | 13F |
| HSBC HOLDINGS PLC | ORD SHS CL A | 806,085 | 0.26% | 13F |
| STIFEL FINANCIAL CORP | ORD SHS CL A | 771,803 | 0.24% | 13F |
| BTG Pactual Global Asset Management Ltd | ORD SHS CL A | 756,891 | 0.24% | 13F |
| Mirae Asset Global Investments Co., Ltd. | ORD SHS CL A | 749,356 | 0.24% | 13F |
| JANE STREET GROUP, LLC | ORD SHS CL A | 734,766 | 0.23% | 13F |
| Unison Asset Management LLC | ORD SHS CL A | 703,443 | 0.22% | 13F |
| MACKENZIE FINANCIAL CORP | ORD SHS CL A | 697,323 | 0.22% | 13F |
| Rockefeller Capital Management L.P. | ORD SHS CL A | 681,193 | 0.22% | 13F |
| Creative Planning | ORD SHS CL A | 680,541 | 0.22% | 13F |
| ZIMMER LUCAS CAPITAL LLC | COM | 675,000 | 0.21% | 13F |
| Northside Capital Management, LLC | ORD SHS CL A | 657,549 | 0.21% | 13F |
| Allen Investment Management LLC | ORD SHS CL A | 656,892 | 0.21% | 13F |
| PDT Partners, LLC | ORD SHS CL A | 636,573 | 0.20% | 13F |
| HENDERSON GROUP PLC | ORD SHS CL A | 626,893 | 0.20% | 13F |
| Windmill Hill Asset Management Ltd | ORD SHS CL A | 618,377 | 0.20% | 13F |
| ING Investment Management (Europe) B.V. | COM | 618,056 | 0.20% | 13F |
| Legg Mason Investment Counsel, LLC | COM | 566,321 | 0.18% | 13F |
| FEDERATED INVESTORS INC /PA/ | ORD SHS CL A | 505,603 | 0.16% | 13F |
| LAKE STREET ADVISORS GROUP, LLC | ORD SHS CL A | 501,315 | 0.16% | 13F |
| Jordan Park Group LLC | ORD SHS CL A | 458,992 | 0.15% | 13F |
| RAYMOND JAMES FINANCIAL INC | ORD SHS CL A | 457,607 | 0.14% | 13F |
| PEAK6 Investments LLC (PUT) | ORD SHS CL A | 453,300 | 0.14% | 13F |
| Leucadia National (CALL) | ORD SHS CL A | 450,000 | 0.14% | 13F |
| HighTower Advisors, LLC | ORD SHS CL A | 396,842 | 0.13% | 13F |
| Cubist Systematic Strategies, LLC (CALL) | ORD SHS CL A | 387,900 | 0.12% | 13F |
| FIRST TRUST ADVISORS LP | ORD SHS CL A | 369,094 | 0.12% | 13F |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | ORD SHS CL A | 366,619 | 0.12% | 13F |
| BBR PARTNERS, LLC | ORD SHS CL A | 365,088 | 0.12% | 13F |
| DEUTSCHE BANK AG\ | ORD SHS CL A | 362,966 | 0.11% | 13F |
| VELT Partners Investimentos Ltda. | ORD SHS CL A | 357,600 | 0.11% | 13F |
| GTS SECURITIES LLC (PUT) | ORD SHS CL A | 348,300 | 0.11% | 13F |
| Daiwa Securities Group Inc. | ORD SHS CL A | 340,882 | 0.11% | 13F |
| AJ WEALTH STRATEGIES, LLC | ORD SHS CL A | 326,499 | 0.10% | 13F |
| Dynamo Administracao de Recursos Ltda. | ORD SHS CL A | 324,401 | 0.10% | 13F |
| M&T BANK CORP | ORD SHS CL A | 282,863 | 0.09% | 13F |
| EXCHANGE TRADED CONCEPTS, LLC | ORD SHS CL A | 273,584 | 0.09% | 13F |
| NORTHERN TRUST CO OF CONNECTICUT | COM | 269,577 | 0.09% | 13F |
| MANUFACTURERES LIFE INSURANCE CO | ORD SHS CL A | 265,393 | 0.08% | 13F |
| Point72 Middle East FZE | ORD SHS CL A | 259,562 | 0.08% | 13F |
| State of New Jersey Common Pension Fund A | COM | 252,000 | 0.08% | 13F |
| Crestone Asset Management LLC | ORD SHS CL A | 250,734 | 0.08% | 13F |
| FIS GROUP, INC. | ORD SHS CL A | 245,769 | 0.08% | 13F |
| Bayesian Capital Management, LP | ORD SHS CL A | 240,200 | 0.08% | 13F |
| ARROWSTREET CAPITAL LIMITED PARTNERSHIP | ORD SHS CL A | 239,625 | 0.08% | 13F |
| MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC | ORD SHS CL A | 237,640 | 0.08% | 13F |
| ING INVESTMENT MANAGEMENT CO | COM | 236,081 | 0.07% | 13F |
| US BANCORP \DE\ | ORD SHS CL A | 219,867 | 0.07% | 13F |
| Private Advisor Group, LLC | ORD SHS CL A | 218,633 | 0.07% | 13F |
| WEISS GEORGE A | COM | 200,000 | 0.06% | 13F |
| DekaBank Deutsche Girozentrale | ORD SHS CL A | 197,390 | 0.06% | 13F |
| Schonfeld Strategic Advisors LLC | ORD SHS CL A | 197,132 | 0.06% | 13F |
| RPg Family Wealth Advisory, LLC | ORD SHS CL A | 195,083 | 0.06% | 13F |
| AIGEN INVESTMENT MANAGEMENT, LP | ORD SHS CL A | 193,096 | 0.06% | 13F |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | ORD SHS CL A | 187,517 | 0.06% | 13F |
| Holocene Advisors, LP | ORD SHS CL A | 186,274 | 0.06% | 13F |
| WETHERBY ASSET MANAGEMENT INC | ORD SHS CL A | 182,260 | 0.06% | 13F |
| CLOVERFIELDS CAPITAL GROUP, LP | ORD SHS CL A | 172,888 | 0.05% | 13F |
| Caption Management, LLC (CALL) | ORD SHS CL A | 160,000 | 0.05% | 13F |
| PNC FINANCIAL SERVICES GROUP INC | ORD SHS CL A | 154,411 | 0.05% | 13F |
| Advanced Portfolio Management, LLC | ORD SHS CL A | 150,000 | 0.05% | 13F |
| Parallax Volatility Advisers, LLC (PUT) | ORD SHS CL A | 150,000 | 0.05% | 13F |
| LEGG MASON TRUST COMPANY, NATIONAL ASSOCIATION | COM | 147,020 | 0.05% | 13F |
| CREDIT SUISSE AG/ | ORD SHS CL A | 145,790 | 0.05% | 13F |
| Cypress Point Wealth Management, LLC | ORD SHS CL A | 141,534 | 0.04% | 13F |
| SEVEN EIGHT CAPITAL, LLC | ORD SHS CL A | 132,389 | 0.04% | 13F |
| Oak Hill Investment Management, L.P. | ORD SHS CL A | 131,776 | 0.04% | 13F |
| Utah Retirement Systems | ORD SHS CL A | 124,600 | 0.04% | 13F |
| JT Stratford LLC | ORD SHS CL A | 124,587 | 0.04% | 13F |
| Cederberg Capital Ltd | ORD SHS CL A | 123,300 | 0.04% | 13F |
| Winchester Group Inc. | COM | 117,037 | 0.04% | 13F |
| TPG Financial Advisors, LLC | ORD SHS CL A | 112,937 | 0.04% | 13F |
| MetLife Investment Advisors, LLC | ORD SHS CL A | 111,503 | 0.04% | 13F |
| INVESTMENTAKTIENGESELLSCHAFT FUER LANGFRISTIGE INVESTOREN TGV | ORD SHS CL A | 105,000 | 0.03% | 13F |
| Manulife Asset Management (North America) Ltd | COM | 100,566 | 0.03% | 13F |
| BAMCO INC /NY/ | ORD SHS CL A | 100,000 | 0.03% | 13F |
| EA Series Trust | ORD SHS CL A | 99,906 | 0.03% | 13F |
| Empowered Funds, LLC | ORD SHS CL A | 99,906 | 0.03% | 13F |
| CAM Group Holding A/S | ORD SHS CL A | 97,235 | 0.03% | 13F |
| BMO FINANCIAL CORP | COM | 96,052 | 0.03% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | ORD SHS CL A | 96,006 | 0.03% | 13F |
| CI Private Wealth, LLC | ORD SHS CL A | 91,142 | 0.03% | 13F |
| Vontobel Holding Ltd. | ORD SHS CL A | 85,041 | 0.03% | 13F |
| Mariner Wealth Advisors, LLC | ORD SHS CL A | 82,965 | 0.03% | 13F |
| Man Investments LTD | COM | 77,904 | 0.02% | 13F |
| VETAMER CAPITAL MANAGEMENT, L.P. | ORD SHS CL A | 77,864 | 0.02% | 13F |
| Avestar Capital, LLC | ORD SHS CL A | 76,692 | 0.02% | 13F |
| Banco Santander, S.A. | ORD SHS CL A | 75,521 | 0.02% | 13F |
| TWO SIGMA SECURITIES, LLC | ORD SHS CL A | 75,499 | 0.02% | 13F |
| Frank, Rimerman Advisors LLC | ORD SHS CL A | 75,175 | 0.02% | 13F |
| BB&T CORP | ORD SHS CL A | 72,985 | 0.02% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | ORD SHS CL A | 70,327 | 0.02% | 13F |
| CITIZENS FINANCIAL GROUP INC/RI | ORD SHS CL A | 69,817 | 0.02% | 13F |
| PRINCIPAL FINANCIAL GROUP INC | ORD SHS CL A | 69,256 | 0.02% | 13F |
| Marex Group plc | ORD SHS CL A | 67,425 | 0.02% | 13F |
| NATIXIS | ORD SHS CL A | 67,241 | 0.02% | 13F |
| DIAM International Ltd. | COM | 66,049 | 0.02% | 13F |
| REGIONS FINANCIAL CORP | ORD SHS CL A | 64,395 | 0.02% | 13F |
| AlTi Global, Inc. | ORD SHS CL A | 64,136 | 0.02% | 13F |
| Fjarde AP-fonden (The Fourth Swedish National Pensionfund) | COM | 63,581 | 0.02% | 13F |
| Harbour Capital Advisors, LLC | ORD SHS CL A | 63,400 | 0.02% | 13F |
| GLG INC. | COM | 62,235 | 0.02% | 13F |
| HARBOUR INVESTMENTS, INC. | ORD SHS CL A | 61,885 | 0.02% | 13F |
| Brookstone Capital Management | ORD SHS CL A | 58,250 | 0.02% | 13F |
| Machina Capital S.A.S. | ORD SHS CL A | 56,082 | 0.02% | 13F |
| Placemark Investments, Inc. | COM | 55,417 | 0.02% | 13F |
| NOMURA HOLDINGS INC (CALL) | ORD SHS CL A | 54,300 | 0.02% | 13F |
| AMP Capital Brookfield {US} LLC | COM | 54,031 | 0.02% | 13F |
| Salvus Wealth Management, LLC | ORD SHS CL A | 54,000 | 0.02% | 13F |
| LWM Advisory Services, LLC | ORD SHS CL A | 53,445 | 0.02% | 13F |
| BOSTON TRUST & INVESTMENT MANAGEMENT CO | 52,382 | 0.02% | 13F | |
| Praesidis Advisors LLC | COM | 51,834 | 0.02% | 13F |
| Regal Investment Advisors, LLC | ORD SHS CL A | 51,707 | 0.02% | 13F |
| PUTNAM INVESTMENT MANAGEMENT LLC | 51,637 | 0.02% | 13F | |
| Clear Street Group Inc. | ORD SHS CL A | 49,976 | 0.02% | 13F |
| OSSIAM | ORD SHS CL A | 49,811 | 0.02% | 13F |
| NETWORK FINANCIAL PRINTING INC | COM | 46,088 | 0.01% | 13F |
| IPG Investment Advisors LLC | ORD SHS CL A | 45,200 | 0.01% | 13F |
| Resources Investment Advisors, Inc. | ORD SHS CL A | 45,000 | 0.01% | 13F |
| FOX RUN MANAGEMENT, L.L.C. | ORD SHS CL A | 44,932 | 0.01% | 13F |
| Kames Capital Management Ltd | COMMON STOCK USD | 43,436 | 0.01% | 13F |
| HAP Trading, LLC (PUT) | ORD SHS CL A | 43,300 | 0.01% | 13F |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | ORD SHS CL A | 40,000 | 0.01% | 13F |
| BOOTHBAY FUND MANAGEMENT, LLC | ORD SHS CL A | 38,963 | 0.01% | 13F |
| Sonoma Private Wealth LLC | ORD SHS CL A | 37,936 | 0.01% | 13F |
| GUGGENHEIM CAPITAL LLC | ORD SHS CL A | 36,796 | 0.01% | 13F |
| Orion Portfolio Solutions, LLC | ORD SHS CL A | 36,709 | 0.01% | 13F |
| PICTET ASSET MANAGEMENT SA | ORD SHS CL A | 33,135 | 0.01% | 13F |
| Gotham Asset Management, LLC | ORD SHS CL A | 33,078 | 0.01% | 13F |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | ORD SHS CL A | 32,219 | 0.01% | 13F |

