Notable Holders of NEOPHOTONICS CORP (NPTN)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
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| MARXE AUSTIN W & GREENHOUSE DAVID M | common | 2,208,656 | 6.98% | 13F |
| BlackRock Fund Advisors | COM | 1,013,018 | 3.20% | 13F |
| BlackRock Institutional Trust Company, N.A. | COM | 806,852 | 2.55% | 13F |
| Adirondack Funds | COM | 672,304 | 2.12% | 13F |
| RUSSELL FRANK CO/ | Common Stocks | 525,239 | 1.66% | 13F |
| Emerald Acquisition Ltd. | Common Stocks | 384,684 | 1.21% | 13F |
| ING Investment Management (Europe) B.V. | COM | 373,115 | 1.18% | 13F |
| TIAA CREF INVESTMENT MANAGEMENT LLC | CS | 315,068 | 1.00% | 13F |
| GRUBER & MCBAINE CAPITAL MANAGEMENT LLC | COM | 275,000 | 0.87% | 13F |
| TEACHERS ADVISORS INC | CS | 249,890 | 0.79% | 13F |
| Shinko Asset Management Co., Ltd. | COM | 210,890 | 0.67% | 13F |
| BlackRock Investment Management, LLC | COM | 129,439 | 0.41% | 13F |
| WALL STREET ASSOCIATES | COM | 112,000 | 0.35% | 13F |
| IndexIQ Advisors LLC | COM | 92,317 | 0.29% | 13F |
| 361 CAPITAL LLC | COM | 71,946 | 0.23% | 13F |
| SMITH ASSET MANAGEMENT GROUP LP | Common Stock - Long | 58,700 | 0.19% | 13F |
| QS Investors, LLC | COM | 51,200 | 0.16% | 13F |
| CADENCE CAPITAL MANAGEMENT LLC | COM | 44,999 | 0.14% | 13F |
| PRINCETON CAPITAL MANAGEMENT INC | COM | 44,856 | 0.14% | 13F |
| Bascom Hill Partners, LLC | COM | 35,013 | 0.11% | 13F |
| CHICAGO EQUITY PARTNERS LLC | COM | 29,830 | 0.09% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | Common Stock | 19,157 | 0.06% | 13F |
| SPOT TRADING L.L.C. (CALL) | COM | 15,800 | 0.05% | 13F |
| BLACKROCK ADVISORS LLC | COM | 15,785 | 0.05% | 13F |
| Marshall Wace North America, L.P. | COMMON STOCK | 13,987 | 0.04% | 13F |
| BlackRock Group LTD | COM | 11,340 | 0.04% | 13F |
| Amalgamated Financial Corp. | COM | 6,175 | 0.02% | 13F |
| SPHINX TRADING, LP | COM | 6,000 | 0.02% | 13F |
| Hoover Financial Advisors, Inc. | COM | 3,511 | 0.01% | 13F |
