Notable Holders of NUVEEN FLOATING RATE INCOME FUND (JFR)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
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| OAKTREE CAPITAL MANAGEMENT LP | COMMON STOCK | 793,641 | 1.67% | 13F |
| EATON VANCE MANAGEMENT | MUTUAL FUND | 661,536 | 1.40% | 13F |
| GUGGENHEIM CAPITAL LLC | COM SHS | 561,173 | 1.18% | 13F |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | COM SHS | 503,188 | 1.06% | 13F |
| Raymond James Financial Services Advisors, Inc. | COM SHS | 483,872 | 1.02% | 13F |
| Advisors Asset Management, Inc. | COM SHS | 374,905 | 0.79% | 13F |
| SIT INVESTMENT ASSOCIATES INC | COMMON | 328,965 | 0.69% | 13F |
| RAYMOND JAMES & ASSOCIATES | COM SHS | 307,596 | 0.65% | 13F |
| Chapwood Capital Investment Management, LLC | COM SHS | 214,709 | 0.45% | 13F |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | COM SHS | 204,303 | 0.43% | 13F |
| WOLVERINE ASSET MANAGEMENT LLC | COM SHS | 192,671 | 0.41% | 13F |
| Aviance Capital Partners, LLC | COM SHS | 191,579 | 0.40% | 13F |
| RFG Advisory Group, LLC | COM SHS | 186,464 | 0.39% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | COM SHS | 141,948 | 0.30% | 13F |
| MISSION WEALTH MANAGEMENT, LLC | COM SHS | 134,200 | 0.28% | 13F |
| PARK AVENUE SECURITIES LLC | COM SHS | 129,029 | 0.27% | 13F |
| Saba Capital Management, L.P. | COM SHS | 118,559 | 0.25% | 13F |
| FourThought Financial, LLC | CEF | 117,913 | 0.25% | 13F |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | COM SHS | 108,200 | 0.23% | 13F |
| Congress Park Capital LLC | COM SHS | 100,000 | 0.21% | 13F |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | COM SHS | 98,596 | 0.21% | 13F |
| LPL Financial LLC | COM SHS | 95,057 | 0.20% | 13F |
| Capital Investment Advisors, LLC | COM SHS | 93,298 | 0.20% | 13F |
| 1607 Capital Partners, LLC | COM SHS | 89,800 | 0.19% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM SHS | 86,553 | 0.18% | 13F |
| Shaker Financial Services, LLC | COM SHS | 83,333 | 0.18% | 13F |
| Cambridge Investment Research Advisors, Inc. | RATE INCOME COM SHS | 61,968 | 0.13% | 13F |
| WEDBUSH MORGAN SECURITIES INC | COM | 60,208 | 0.13% | 13F |
| HighTower Advisors, LLC | COM SHS | 60,112 | 0.13% | 13F |
| Next Capital Management LLC | CEM | 59,807 | 0.13% | 13F |
| Horizon Kinetics LLC | COM SHS | 59,424 | 0.13% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | COM SHS | 57,573 | 0.12% | 13F |
| Gladstone Institutional Advisory LLC | COM SHS | 57,320 | 0.12% | 13F |
| CNH PARTNERS LLC | COM SHS | 56,738 | 0.12% | 13F |
| HORIZON KINETICS ASSET MANAGEMENT LLC | COM SHS | 56,673 | 0.12% | 13F |
| Virtus ETF Advisers LLC | COM SHS | 39,840 | 0.08% | 13F |
| Sigma Planning Corp | COM SHS | 34,931 | 0.07% | 13F |
| OPPENHEIMER & CO INC | COM SHS | 31,844 | 0.07% | 13F |
| Advisor Group, Inc. | COM SHS | 31,161 | 0.07% | 13F |
| Future Financial Wealth Managment LLC | CEF | 30,487 | 0.06% | 13F |
| Kovack Advisors, Inc. | COM SHS | 28,718 | 0.06% | 13F |
| Ahrens Investment Partners LLC | COM SHS | 25,900 | 0.05% | 13F |
| Goss Wealth Management LLC | COM SHS | 25,400 | 0.05% | 13F |
| FourThought Financial Partners, LLC | CEF | 24,579 | 0.05% | 13F |
| ProVise Management Group, LLC | COM SHS | 23,325 | 0.05% | 13F |
| Commonwealth Equity Services, Inc | COM SHS | 21,088 | 0.04% | 13F |
| INTEGRATED CAPITAL MANAGEMENT, INC. | COM SHS | 20,920 | 0.04% | 13F |
| Klingman & Associates, LLC | COM SHS | 20,038 | 0.04% | 13F |
| JONES ROAD CAPITAL MANAGEMENT, L.P. | COM SHS | 20,000 | 0.04% | 13F |
| Western Wealth Management, LLC | COM SHS | 18,934 | 0.04% | 13F |
| Carnick & Kubik Group, LLC | COM SHS | 15,519 | 0.03% | 13F |
| Lloyd Park, LLC | COM SHS | 15,429 | 0.03% | 13F |
| WAYNE HUMMER INVESTMENTS L.L.C. | CEF | 15,238 | 0.03% | 13F |
| Ameritas Advisory Services, LLC | COM SHS | 15,217 | 0.03% | 13F |
| AMERITAS INVESTMENT CORP | COM SHS | 14,500 | 0.03% | 13F |
| SHEETS SMITH WEALTH MANAGEMENT | COM SHS | 14,400 | 0.03% | 13F |
| Apollon Wealth Management, LLC | COM SHS | 13,894 | 0.03% | 13F |
| BB&T SECURITIES, LLC | COM SHS | 12,830 | 0.03% | 13F |
| MELFA WEALTH MANAGEMENT, LLC | COM SHS | 12,666 | 0.03% | 13F |
| Koshinski Asset Management, Inc. | COM SHS | 12,553 | 0.03% | 13F |
| IFG Advisory, LLC | MF Closed and MF Open | 12,500 | 0.03% | 13F |
| Wealth Alliance Advisory Group, LLC | COM SHS | 12,412 | 0.03% | 13F |
| Yakira Capital Management, Inc. | COM SHS | 11,428 | 0.02% | 13F |
| CTC Capital Management, LLC | COM SHS | 10,730 | 0.02% | 13F |
| CTC Alternative Strategies, Ltd. | COM SHS | 10,730 | 0.02% | 13F |
| Vivaldi Capital Management, LLC | COM SHS | 10,000 | 0.02% | 13F |
| CWM, LLC | COM SHS | 9,725 | 0.02% | 13F |
| CoreCap Advisors, LLC | CEF | 9,290 | 0.02% | 13F |
| CARY STREET PARTNER INVESTMENT ADVISORY LLC | CEF | 8,750 | 0.02% | 13F |
| Steward Partners Investment Advisory, LLC | COM SHS | 8,638 | 0.02% | 13F |
| NEXT Financial Group, Inc | COM SHS | 6,800 | 0.01% | 13F |
| MetLife Securities, Inc | COM SHS | 6,401 | 0.01% | 13F |
| HOLLENCREST SECURITIES LLC | CEF | 6,120 | 0.01% | 13F |
| WFG Advisors, LP | COM SHS | 5,200 | 0.01% | 13F |
