Notable Holders of HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, Inc. (HASI)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| VANGUARD GROUP INC | COM | 10,057,061 | 46.19% | 13F |
| BlackRock Fund Advisors | COM | 2,462,573 | 11.31% | 13F |
| BNP Paribas Investment Partners S.A. | COM | 1,800,581 | 8.27% | 13F |
| Vontobel Holding Ltd. | COM | 1,451,243 | 6.66% | 13F |
| DEPRINCE RACE & ZOLLO INC | COM | 1,437,308 | 6.60% | 13F |
| EVENTIDE ASSET MANAGEMENT, LLC | COM | 1,378,800 | 6.33% | 13F |
| Aristotle Capital Boston, LLC | COM | 1,377,626 | 6.33% | 13F |
| BlackRock Institutional Trust Company, N.A. | COM | 1,320,726 | 6.07% | 13F |
| Standard Life Aberdeen plc | COM | 1,185,258 | 5.44% | 13F |
| SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC | COM | 998,233 | 4.58% | 13F |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC | COM | 914,017 | 4.20% | 13F |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | COM | 825,665 | 3.79% | 13F |
| DEUTSCHE BANK AG\ | COM | 747,849 | 3.43% | 13F |
| FIRST TRUST ADVISORS LP | COM | 618,398 | 2.84% | 13F |
| Triodos Investment Management BV | COM | 550,000 | 2.53% | 13F |
| Candriam Luxembourg S.C.A. | COM | 491,291 | 2.26% | 13F |
| ALPS ADVISORS INC | COM | 452,889 | 2.08% | 13F |
| Nuveen Asset Management, LLC | COM | 379,977 | 1.75% | 13F |
| CCM PARTNERS | COM | 364,900 | 1.68% | 13F |
| HERMES INVESTMENT MANAGEMENT LTD | COM | 335,158 | 1.54% | 13F |
| Dana Investment Advisors, Inc. | COM | 334,703 | 1.54% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | COM | 328,670 | 1.51% | 13F |
| CREDIT SUISSE AG/ | COM | 327,118 | 1.50% | 13F |
| PFG Investments, LLC | COM | 326,065 | 1.50% | 13F |
| EDENTREE ASSET MANAGEMENT Ltd | COM | 304,700 | 1.40% | 13F |
| STATE OF WISCONSIN INVESTMENT BOARD | COM | 290,917 | 1.34% | 13F |
| BROWN ADVISORY HOLDINGS INC | COM | 261,477 | 1.20% | 13F |
| M&G INVESTMENT MANAGEMENT LTD | COM | 260,672 | 1.20% | 13F |
| Commonwealth Equity Services, Inc | COM | 256,169 | 1.18% | 13F |
| ExodusPoint Capital Management, LP | COM | 249,028 | 1.14% | 13F |
| Swiss National Bank | COM | 228,334 | 1.05% | 13F |
| SCHMEIDLER A R & CO INC | COM | 221,354 | 1.02% | 13F |
| JUPITER ASSET MANAGEMENT LTD | COM | 218,504 | 1.00% | 13F |
| TRILLIUM ASSET MANAGEMENT CORP | COM | 215,463 | 0.99% | 13F |
| Baltimore-Washington Financial Advisors, Inc. | COM | 202,230 | 0.93% | 13F |
| DELTA LLOYD NV | COM | 200,000 | 0.92% | 13F |
| Delta Lloyd Asset Management N.V. | COM | 200,000 | 0.92% | 13F |
| JENNISON ASSOCIATES LLC | COM | 187,691 | 0.86% | 13F |
| RAYMOND JAMES & ASSOCIATES | COM | 177,052 | 0.81% | 13F |
| BlackRock Investment Management, LLC | COM | 172,931 | 0.79% | 13F |
| NFJ INVESTMENT GROUP, LLC | COM | 168,366 | 0.77% | 13F |
| NICOLA WEALTH MANAGEMENT LTD. | COM | 165,000 | 0.76% | 13F |
| Rockefeller Capital Management L.P. | COM | 159,218 | 0.73% | 13F |
| Avalon Trust Co | COM | 152,800 | 0.70% | 13F |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | COM | 151,911 | 0.70% | 13F |
| KINGS POINT CAPITAL MANAGEMENT | COM | 151,307 | 0.69% | 13F |
| FIL Ltd | COM | 151,099 | 0.69% | 13F |
| NATIXIS | COM | 140,500 | 0.65% | 13F |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | COM | 137,649 | 0.63% | 13F |
| NIA IMPACT ADVISORS, LLC | COM | 137,608 | 0.63% | 13F |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | COM | 132,412 | 0.61% | 13F |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | COM | 128,400 | 0.59% | 13F |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | COM | 126,167 | 0.58% | 13F |
| Fort Sheridan Advisors LLC | COM | 110,767 | 0.51% | 13F |
| State of New Jersey Common Pension Fund D | COM | 101,820 | 0.47% | 13F |
| LEGAL & GENERAL GROUP PLC | COM | 100,687 | 0.46% | 13F |
| Parallax Volatility Advisers, LLC (PUT) | COM | 100,000 | 0.46% | 13F |
| Robeco Institutional Asset Management B.V. | COM | 88,676 | 0.41% | 13F |
| Quaero Capital S.A. | COM | 86,237 | 0.40% | 13F |
| SFE Investment Counsel | COM | 85,589 | 0.39% | 13F |
| LPL Financial LLC | COM | 84,225 | 0.39% | 13F |
| Colorado Capital Management, Inc. | COM | 80,662 | 0.37% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM | 79,736 | 0.37% | 13F |
| PUTNAM FL INVESTMENT MANAGEMENT CO | COM | 77,838 | 0.36% | 13F |
| Green Alpha Advisors, LLC | COM | 74,993 | 0.34% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | COM | 74,147 | 0.34% | 13F |
| OLD MUTUAL ASSET MANAGERS UK LTD | COM | 73,164 | 0.34% | 13F |
| JANE STREET GROUP, LLC (PUT) | COM | 72,300 | 0.33% | 13F |
| Holocene Advisors, LP | COM | 66,145 | 0.30% | 13F |
| Atria Wealth Solutions, Inc. | COM | 65,194 | 0.30% | 13F |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | COM | 64,884 | 0.30% | 13F |
| BB&T SECURITIES, LLC | COM | 61,844 | 0.28% | 13F |
| Mariner Wealth Advisors, LLC | COM | 60,303 | 0.28% | 13F |
| MetLife Investment Advisors, LLC | COM | 54,629 | 0.25% | 13F |
| MANUFACTURERES LIFE INSURANCE CO | COM | 53,543 | 0.25% | 13F |
| Mirae Asset Global Investments Co., Ltd. | COM | 53,011 | 0.24% | 13F |
| Global X Management CO LLC | COM | 50,966 | 0.23% | 13F |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | COM | 46,611 | 0.21% | 13F |
| ING INVESTMENT MANAGEMENT LLC | COM | 45,845 | 0.21% | 13F |
| KENNEDY CAPITAL MANAGEMENT INC | COM | 44,977 | 0.21% | 13F |
| Northeast Financial Consultants Inc | COM | 43,755 | 0.20% | 13F |
| OPPENHEIMER & CO INC | COM | 43,203 | 0.20% | 13F |
| BAILARD, INC. | COM | 42,456 | 0.19% | 13F |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | COM | 41,369 | 0.19% | 13F |
| Pathstone Family Office, LLC | COM | 40,896 | 0.19% | 13F |
| DIMENSIONAL FUND ADVISORS LP | COM | 40,357 | 0.19% | 13F |
| Horst & Graben Wealth Management LLC | COM | 40,253 | 0.18% | 13F |
| Spouting Rock Asset Management, LLC | COM | 39,751 | 0.18% | 13F |
| Toroso Investments, LLC | COM | 38,918 | 0.18% | 13F |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP | COM | 38,209 | 0.18% | 13F |
| Quadrature Capital Ltd | COM | 37,312 | 0.17% | 13F |
| Perpetual Investment Management Ltd | COM | 36,412 | 0.17% | 13F |
| Three Peaks Capital Management, LLC | COM | 36,198 | 0.17% | 13F |
| Zurcher Kantonalbank (Zurich Cantonalbank) | COM | 36,157 | 0.17% | 13F |
| Strategic Wealth Advisors Group,Inc. | COM | 35,578 | 0.16% | 13F |
| Shaolin Capital Management LLC | COM | 34,930 | 0.16% | 13F |
| Perigon Wealth Management, LLC | COM | 32,941 | 0.15% | 13F |
| Ensign Peak Advisors, Inc | COM | 31,530 | 0.14% | 13F |
| Tower Research Capital LLC | COM | 30,832 | 0.14% | 13F |
| BlackRock Group LTD | COM | 30,305 | 0.14% | 13F |
| Davy Asset Management Ltd | COM | 29,872 | 0.14% | 13F |
| Arizona State Retirement System | COM | 29,451 | 0.14% | 13F |
| GROUP ONE TRADING, L.P. (PUT) | COM | 29,400 | 0.14% | 13F |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | COM | 29,396 | 0.14% | 13F |
| ZACKS INVESTMENT MANAGEMENT | COM | 28,541 | 0.13% | 13F |
| Values First Advisors, Inc. | COM | 28,191 | 0.13% | 13F |
| Apollon Wealth Management, LLC | COM | 27,854 | 0.13% | 13F |
| AQR CAPITAL MANAGEMENT LLC | COM | 26,192 | 0.12% | 13F |
| BLACKROCK ADVISORS LLC | COM | 25,392 | 0.12% | 13F |
| NWAM LLC | COM | 24,976 | 0.11% | 13F |
| Eqis Capital Management, Inc. | COM | 24,216 | 0.11% | 13F |
| Perpetual Ltd | COM | 24,095 | 0.11% | 13F |
| Skandinaviska Enskilda Banken AB (publ) | COM | 23,517 | 0.11% | 13F |
| PEAK6 Investments LLC (PUT) | COM | 23,200 | 0.11% | 13F |
| Outlook Wealth Advisors, LLC | COM | 23,049 | 0.11% | 13F |
| Vident Investment Advisory, LLC | COM | 23,041 | 0.11% | 13F |
| Financial Network | COM | 22,315 | 0.10% | 13F |
| Insight Folios Inc | COM | 21,668 | 0.10% | 13F |
| Bridgewater Associates, LP | COM | 21,499 | 0.10% | 13F |
| TWO SIGMA INVESTMENTS LLC | COM | 21,230 | 0.10% | 13F |
| Caption Management, LLC (PUT) | COM | 20,000 | 0.09% | 13F |
| Raymond James Financial Services Advisors, Inc. | COM | 18,640 | 0.09% | 13F |
| VICTORY CAPITAL MANAGEMENT INC | COM | 18,329 | 0.08% | 13F |
| Belvedere Trading LLC (PUT) | COM | 18,000 | 0.08% | 13F |
| Portside Wealth Group, LLC | COM | 17,928 | 0.08% | 13F |
| LA FINANCIERE DE L'ECHIQUIER | COM | 17,850 | 0.08% | 13F |
| Merit Financial Group, LLC | COM | 17,497 | 0.08% | 13F |
| Dynamic Advisors Solutions LLC | COM | 17,474 | 0.08% | 13F |
| BARD ASSOCIATES INC | COM | 17,444 | 0.08% | 13F |
| WOLVERINE TRADING, LLC (PUT) | COM | 16,800 | 0.08% | 13F |
| Voit & Company, LLC | COM | 16,693 | 0.08% | 13F |
| Advisor Group, Inc. | COM | 16,574 | 0.08% | 13F |
| JEFFERIES GROUP INC /DE/ (PUT) | COM | 15,000 | 0.07% | 13F |
| H D Vest Advisory Services | COM | 13,865 | 0.06% | 13F |
| ProShare Advisors LLC | COM | 13,465 | 0.06% | 13F |
| Consolidated Portfolio Review Corp | COM | 12,806 | 0.06% | 13F |
| SCHNIEDERS CAPITAL MANAGEMENT LLC | COM | 12,700 | 0.06% | 13F |
| PICTET ASSET MANAGEMENT SA | COM | 12,353 | 0.06% | 13F |
| TEACHER RETIREMENT SYSTEM OF TEXAS | COM | 12,187 | 0.06% | 13F |
| KCG Holdings, Inc. | COM | 11,818 | 0.05% | 13F |
| Centiva Capital, LP | COM | 11,470 | 0.05% | 13F |
| Granite Springs Asset Management LLC | COM | 10,755 | 0.05% | 13F |
| BALDWIN BROTHERS INC/MA | COM | 10,118 | 0.05% | 13F |
| ETRADE Capital Management LLC | COM | 9,997 | 0.05% | 13F |
| DekaBank Deutsche Girozentrale | COM | 9,335 | 0.04% | 13F |
| EVERETT HARRIS & CO /CA/ | COM | 9,300 | 0.04% | 13F |
| FIDUCIARY TRUST CO | COM | 9,175 | 0.04% | 13F |
| GUIDANCE CAPITAL, INC | COM | 9,111 | 0.04% | 13F |
| Glassman Wealth Services | COM | 9,020 | 0.04% | 13F |
| LGL PARTNERS, LLC | COM | 9,000 | 0.04% | 13F |
| Shepherd Financial Partners LLC | COM | 8,925 | 0.04% | 13F |
| SMITHFIELD TRUST CO | COM | 8,616 | 0.04% | 13F |
| Summit Investment Advisors, Inc. | COM | 8,550 | 0.04% | 13F |
| Annapolis Financial Services, LLC | COM | 8,537 | 0.04% | 13F |
| First Affirmative Financial Network | COM | 8,401 | 0.04% | 13F |
| OneAscent Wealth Management LLC | COM | 8,382 | 0.04% | 13F |
| Good Life Advisors, LLC | COM | 8,360 | 0.04% | 13F |
| Riverwater Partners LLC | COM | 8,200 | 0.04% | 13F |
| Annex Advisory Services, LLC | COM | 8,186 | 0.04% | 13F |
| ALGERT COLDIRON INVESTORS LLC | COM | 8,110 | 0.04% | 13F |
| MAI Wealth Advisors | RE | 8,086 | 0.04% | 13F |
| Harrington Investments, INC | COM | 8,025 | 0.04% | 13F |
| Kovitz Investment Group Partners, LLC | COM | 8,000 | 0.04% | 13F |
| GAMBLE JONES INVESTMENT COUNSEL | COM | 7,406 | 0.03% | 13F |
| EQUITEC SPECIALISTS, LLC (CALL) | COM | 7,000 | 0.03% | 13F |
| Virtus Investment Advisers, Inc. | COM | 6,211 | 0.03% | 13F |
| PICTET ASSET MANAGEMENT LTD | COM | 6,100 | 0.03% | 13F |
| Fidelity Investments | COM | 5,379 | 0.02% | 13F |
| WESTPORT RESOURCES MANAGEMENT INC | COM | 4,995 | 0.02% | 13F |
| FIRST MIDWEST BANK TRUST DIVISION | COM | 4,837 | 0.02% | 13F |
| USCA RIA LLC | COM | 4,700 | 0.02% | 13F |
| Catalyst Capital Advisors LLC | COM | 4,280 | 0.02% | 13F |
| JTC Employer Solutions Trustee Ltd | COM | 4,000 | 0.02% | 13F |
| Spire Wealth Management | COM | 4,000 | 0.02% | 13F |
| Winslow, Evans & Crocker, Inc. | COM | 3,952 | 0.02% | 13F |
| SageGuard Financial Group, LLC | COM | 3,900 | 0.02% | 13F |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV | COM | 3,275 | 0.02% | 13F |
| State of Wyoming | COM | 3,180 | 0.01% | 13F |
| Allspring Global Investments Holdings, LLC | COM | 2,501 | 0.01% | 13F |
| NOMURA ASSET MANAGEMENT CO LTD | COM | 2,495 | 0.01% | 13F |
| ATTICUS WEALTH MANAGEMENT, LLC | COM | 2,492 | 0.01% | 13F |
| OSTERWEIS CAPITAL MANAGEMENT INC | COM | 2,390 | 0.01% | 13F |
| EXCHANGE TRADED CONCEPTS, LLC | COM | 2,267 | 0.01% | 13F |
