Notable Holders of Advanced Battery Technologies (GBT)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| PICTET ASSET MANAGEMENT LTD | COM | 2,534,773 | N/A | 13F |
| Polar Capital LLP | COM | 350,000 | N/A | 13F |
| ROOSEVELT INVESTMENT GROUP INC | COM | 146,845 | N/A | 13F |
| JEFFERIES GROUP INC /DE/ | COM | 144,610 | N/A | 13F |
| NEXTHERA CAPITAL LP | COM | 142,305 | N/A | 13F |
| CT Mason | COM | 130,949 | N/A | 13F |
| Iguana Healthcare Management, LLC | COM | 125,000 | N/A | 13F |
| TEACHERS ADVISORS INC | CS | 124,583 | N/A | 13F |
| Elk Creek Partners, LLC | COM | 98,767 | N/A | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | Common Stock | 94,062 | N/A | 13F |
| TIAA CREF INVESTMENT MANAGEMENT LLC | CS | 91,715 | N/A | 13F |
| COWEN GROUP, INC. | COM | 67,300 | N/A | 13F |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | COM | 59,113 | N/A | 13F |
| TWINBEECH CAPITAL LP | COM | 56,322 | N/A | 13F |
| S. MUOIO & CO. LLC | COMM | 40,710 | N/A | 13F |
| Taylor Wealth Management Partners | COM | 27,917 | N/A | 13F |
| SARISSA CONSULTING LLC | COM | 26,000 | N/A | 13F |
| MADISON SQUARE INVESTORS LLC. | COM | 19,700 | N/A | 13F |
| FIRST MIDWEST BANK TRUST DIVISION | COM | 13,816 | N/A | 13F |
| Xact Kapitalforvaltning AB | COM | 12,844 | N/A | 13F |
| TIVERTON ASSET MANAGEMENT LLC | COM | 12,563 | N/A | 13F |
| Amalgamated Financial Corp. | COM | 10,100 | N/A | 13F |
| Aperio Group, LLC | COM | 9,629 | N/A | 13F |
| Opus Point Partners Management, LLC | COM | 9,479 | N/A | 13F |
| 361 CAPITAL LLC | COM | 9,222 | N/A | 13F |
| First Allied Advisory Services, Inc. | COM | 8,700 | N/A | 13F |
| Dynamic Technology Lab Private Ltd | COM | 7,328 | N/A | 13F |
| BRINKER CAPITAL INC | COM | 5,927 | N/A | 13F |
| Meadow Creek Investment Management LLC | COM | 5,338 | N/A | 13F |
| PIONEER INVESTMENT MANAGEMENT INC | COM | 4,600 | N/A | 13F |
| Elkfork Partners LLC | COM | 4,396 | N/A | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM | 4,140 | N/A | 13F |
| FIRST MERCANTILE TRUST CO | COM | 3,651 | N/A | 13F |
| Glen Harbor Capital Management LLC | COM | 3,454 | N/A | 13F |
| Neuburgh Advisers LLC | COM | 2,512 | N/A | 13F |
| Advisor Group, Inc. | COM | 1,145 | N/A | 13F |
| RIVERHEAD CAPITAL MANAGEMENT LLC | COM | 149 | N/A | 13F |
| WIPFLI FINANCIAL ADVISORS LLC, | COM | 145 | N/A | 13F |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | COM | 100 | N/A | 13F |
| SIENA CAPITAL LLC | Stock | 4 | N/A | 13F |
| HUNTINGTON NATIONAL BANK | COMMON STOCK | 1 | N/A | 13F |
