Notable Holders of Capital Southwest Corp (CSWC)
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Expand Research on CSWC
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | COM | 846,709 | 5.54% | 13F |
| UBS Group AG | COM | 817,148 | 5.35% | 13F |
| SANDERS MORRIS HARRIS INC. | COM | 700,099 | 4.58% | 13F |
| Zuckerman Investment Group, LLC | COM | 643,829 | 4.21% | 13F |
| Van Eck | COM | 592,140 | 3.87% | 13F |
| Sound Income Strategies, LLC | COM | 515,618 | 3.37% | 13F |
| FIRST MANHATTAN CO | COM | 393,378 | 2.57% | 13F |
| Sumitomo Mitsui Trust Holdings, Inc. | COM | 284,778 | 1.86% | 13F |
| RAYMOND JAMES FINANCIAL INC | COM | 281,013 | 1.84% | 13F |
| FRANKLIN RESOURCES INC | COM | 262,299 | 1.72% | 13F |
| LEGAL & GENERAL GROUP PLC | COM | 253,608 | 1.66% | 13F |
| UBS AG | COM | 249,697 | 1.63% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 229,086 | 1.50% | 13F |
| TWO SIGMA INVESTMENTS LLC | COM | 220,191 | 1.44% | 13F |
| TECTONIC ADVISORS LLC | COM | 219,572 | 1.44% | 13F |
| Advisors Asset Management, Inc. | COM | 181,731 | 1.19% | 13F |
| GRACE & WHITE INC /NY | COM | 177,471 | 1.16% | 13F |
| Hennion & Walsh Asset Management, Inc. | COM | 158,858 | 1.04% | 13F |
| TWO SIGMA ADVISERS, LLC | COM | 147,300 | 0.96% | 13F |
| Emerald Acquisition Ltd. | Common Stocks | 134,021 | 0.88% | 13F |
| RUSSELL FRANK CO/ | Common Stocks | 131,243 | 0.86% | 13F |
| MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE | COM | 126,231 | 0.83% | 13F |
| Susquehanna International Group, LLP (CALL) | COM | 123,900 | 0.81% | 13F |
| Golden Green, Inc. | COM | 121,164 | 0.79% | 13F |
| LPL Financial LLC | COM | 118,290 | 0.77% | 13F |
| Farmer Steven Patrick | COM | 108,185 | 0.71% | 13F |
| Moerus Capital Management LLC | Com | 106,270 | 0.70% | 13F |
| BARCLAYS PLC | COM | 97,739 | 0.64% | 13F |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | COM | 96,256 | 0.63% | 13F |
| RAYMOND JAMES & ASSOCIATES | COM | 92,976 | 0.61% | 13F |
| GraniteShares Advisors LLC | COM | 81,912 | 0.54% | 13F |
| Quadrature Capital Ltd | COM | 80,358 | 0.53% | 13F |
| ROYAL BANK OF CANADA \ | COM | 79,556 | 0.52% | 13F |
| BlackRock Group LTD | COM | 73,552 | 0.48% | 13F |
| STATE STREET CORP | COM | 62,507 | 0.41% | 13F |
| Raymond James Financial Services Advisors, Inc. | COM | 61,742 | 0.40% | 13F |
| National Asset Management, Inc. | COM | 55,254 | 0.36% | 13F |
| PUTNAM INVESTMENTS LLC | COMMON STOCK | 52,019 | 0.34% | 13F |
| Mraz, Amerine & Associates, Inc. | COM | 51,003 | 0.33% | 13F |
| BANK OF AMERICA CORP /DE/ | COM | 50,458 | 0.33% | 13F |
| NORTHERN TRUST CORP | COM | 47,217 | 0.31% | 13F |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | COM | 45,990 | 0.30% | 13F |
| REDMONT WEALTH ADVISORS LLC | COM | 45,473 | 0.30% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | COM | 44,788 | 0.29% | 13F |
| CALDWELL SUTTER CAPITAL, INC. | COM | 43,228 | 0.28% | 13F |
| SILVER CAPITAL MANAGEMENT LLC | COM | 40,813 | 0.27% | 13F |
| EMERALD MUTUAL FUND ADVISERS TRUST | COM | 40,470 | 0.26% | 13F |
| PEAK6 Investments LLC (PUT) | COM | 38,900 | 0.25% | 13F |
| Citadel (CALL) | COM | 37,900 | 0.25% | 13F |
| Cetera Investment Advisers | COM | 37,721 | 0.25% | 13F |
| ENVESTNET ASSET MANAGEMENT INC | COM | 36,928 | 0.24% | 13F |
| ADVISORY RESEARCH INC | COM | 36,813 | 0.24% | 13F |
| Kestra Advisory Services, LLC | COM | 35,311 | 0.23% | 13F |
| Invesco Ltd. | COM | 34,576 | 0.23% | 13F |
| SIMPLEX TRADING, LLC (CALL) | CALL | 30,700 | 0.20% | 13F |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | COM | 30,346 | 0.20% | 13F |
| Cornerstone Wealth Management, LLC | COM | 29,059 | 0.19% | 13F |
| All Season Financial Advisors, Inc. | COM | 27,932 | 0.18% | 13F |
| Cambridge Investment Research Advisors, Inc. | CORP COM | 27,078 | 0.18% | 13F |
| ROOSEVELT INVESTMENT GROUP INC | COM | 25,580 | 0.17% | 13F |
| CI Private Wealth, LLC | COM | 24,678 | 0.16% | 13F |
| First Dallas Securities Inc. | COM | 22,500 | 0.15% | 13F |
| Muzinich & Co., Inc. | COM | 21,386 | 0.14% | 13F |
| MILLENNIUM MANAGEMENT LLC | COM | 21,232 | 0.14% | 13F |
| AMERIPRISE FINANCIAL INC | COM | 20,106 | 0.13% | 13F |
| Blue Clay Capital Management, LLC | COM | 19,684 | 0.13% | 13F |
| Sunbelt Securities, Inc. | CEF | 19,419 | 0.13% | 13F |
| Apollon Wealth Management, LLC | COM | 18,979 | 0.12% | 13F |
| BARD ASSOCIATES INC | COM | 18,910 | 0.12% | 13F |
| Horizon Kinetics LLC | COM | 18,700 | 0.12% | 13F |
| Virtus ETF Advisers LLC | COM | 18,296 | 0.12% | 13F |
| MONTICELLO WEALTH MANAGEMENT, LLC | COM | 18,272 | 0.12% | 13F |
| Atria Wealth Solutions, Inc. | COM | 17,108 | 0.11% | 13F |
| OPPENHEIMER & CO INC | COM | 17,105 | 0.11% | 13F |
| SMH CAPITAL ADVISORS INC | COM | 16,431 | 0.11% | 13F |
| HORIZON KINETICS ASSET MANAGEMENT LLC | COM | 16,400 | 0.11% | 13F |
| Quantbot Technologies LLC | COM | 16,359 | 0.11% | 13F |
| Jump Financial, LLC | Common Stock | 15,000 | 0.10% | 13F |
| Highmount Capital, LLC | COM | 14,648 | 0.10% | 13F |
| US BANCORP \DE\ | COM | 13,700 | 0.09% | 13F |
| RAYMOND JAMES TRUST CO | ETF / CLOSED EN | 13,486 | 0.09% | 13F |
| SOUTH TEXAS MONEY MANAGEMENT LTD | COM | 13,485 | 0.09% | 13F |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | COM | 13,449 | 0.09% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM | 12,877 | 0.08% | 13F |
| Mariner Wealth Advisors, LLC | COM | 12,665 | 0.08% | 13F |
| Connor, Clark & Lunn Investment Management Ltd. | COM | 12,375 | 0.08% | 13F |
| Good Life Advisors, LLC | COM | 12,275 | 0.08% | 13F |
| Mirae Asset Global Investments Co., Ltd. | COM | 11,736 | 0.08% | 13F |
| Core Wealth Partners LLC | COM | 11,520 | 0.08% | 13F |
| Steinberg Global Asset Management | COM | 11,370 | 0.07% | 13F |
| Change Path, LLC | COM | 11,318 | 0.07% | 13F |
| GEODE CAPITAL MANAGEMENT LLC | COM | 11,251 | 0.07% | 13F |
| Advisor Group, Inc. | COM | 10,852 | 0.07% | 13F |
| BROWN ADVISORY HOLDINGS INC | COM | 10,700 | 0.07% | 13F |
| SEGALL BRYANT & HAMILL | COM | 10,664 | 0.07% | 13F |
| GROUP ONE TRADING, L.P. (CALL) | COM | 10,600 | 0.07% | 13F |
| Weather Gauge Advisory, LLC | COM | 9,455 | 0.06% | 13F |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | COM | 7,955 | 0.05% | 13F |
| Aquatic Capital Management LLC | COM | 7,300 | 0.05% | 13F |
| WELLS FARGO & CO/MN | COM | 5,753 | 0.04% | 13F |
| HOLLENCREST SECURITIES LLC | CEF | 5,336 | 0.03% | 13F |
| Parallel Advisors, LLC | CEF | 4,815 | 0.03% | 13F |
| Washington Trust Advisors, Inc. | COM | 3,674 | 0.02% | 13F |
| ING INVESTMENT MANAGEMENT CO | COM | 2,720 | 0.02% | 13F |
| Capital Analysts, Inc. | COM | 2,691 | 0.02% | 13F |
| Tower Research Capital LLC | COM | 2,675 | 0.02% | 13F |
| BMO FINANCIAL CORP | COM | 2,452 | 0.02% | 13F |
| Winslow, Evans & Crocker, Inc. | COM | 2,225 | 0.01% | 13F |
| TCTC Holdings, LLC | COM | 2,136 | 0.01% | 13F |
| PNC FINANCIAL SERVICES GROUP INC | COM | 1,566 | 0.01% | 13F |
