Notable Holders of APPLIED OPTOELECTR (AAOI)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
|---|---|---|---|---|
| Invesco Ltd. | COM | 3,512,309 | 23.76% | 13F |
| PRICE T ROWE ASSOCIATES INC /MD/ | COMM STK | 2,229,757 | 15.08% | 13F |
| STATE STREET CORP | COM | 1,606,236 | 10.86% | 13F |
| Portolan Capital Management, LLC | COM | 1,214,989 | 8.22% | 13F |
| VANGUARD GROUP INC | COM | 1,208,859 | 8.18% | 13F |
| ROYCE & ASSOCIATES LLC | COM | 1,002,188 | 6.78% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 967,305 | 6.54% | 13F |
| UBS Group AG | COM | 951,065 | 6.43% | 13F |
| EAM Investors, LLC | Common Stock | 757,304 | 5.12% | 13F |
| JANE STREET GROUP, LLC (CALL) | COM | 684,500 | 4.63% | 13F |
| Kovack Advisors, Inc. | COM | 678,551 | 4.59% | 13F |
| BlackRock Fund Advisors | COM | 542,348 | 3.67% | 13F |
| NORTHERN TRUST CORP | COM | 526,928 | 3.56% | 13F |
| KENNEDY CAPITAL MANAGEMENT INC | COM | 525,905 | 3.56% | 13F |
| Marshall Wace LLP | COMMON STOCK | 489,680 | 3.31% | 13F |
| GRUBER & MCBAINE CAPITAL MANAGEMENT LLC | COM | 425,000 | 2.87% | 13F |
| BlackRock Institutional Trust Company, N.A. | COM | 417,849 | 2.83% | 13F |
| RAYMOND JAMES FINANCIAL INC | COM | 379,221 | 2.56% | 13F |
| GEODE CAPITAL MANAGEMENT LLC | COM | 347,862 | 2.35% | 13F |
| RUSSELL FRANK CO/ | Common Stocks | 345,414 | 2.34% | 13F |
| Susquehanna International Group, LLP | COM | 329,950 | 2.23% | 13F |
| BANK OF AMERICA CORP /DE/ | COM | 325,842 | 2.20% | 13F |
| Citadel (PUT) | COM | 289,600 | 1.96% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | COM | 280,100 | 1.89% | 13F |
| Collaborative Holdings Management LP | COM | 265,000 | 1.79% | 13F |
| BARCLAYS PLC | COM | 235,704 | 1.59% | 13F |
| GAMCO Investors | EQUITY | 183,000 | 1.24% | 13F |
| GROUP ONE TRADING, L.P. (CALL) | COM | 175,800 | 1.19% | 13F |
| Assenagon Asset Management S.A. | COM | 171,971 | 1.16% | 13F |
| CITIGROUP INC (CALL) | COM | 130,000 | 0.88% | 13F |
| Bank of New York Mellon CORP | COM | 125,131 | 0.85% | 13F |
| SEI INVESTMENTS CO | COM | 123,651 | 0.84% | 13F |
| BRIDGEWAY CAPITAL MANAGEMENT INC | COM | 120,500 | 0.82% | 13F |
| SIMPLEX TRADING, LLC | COM | 117,732 | 0.80% | 13F |
| ARDSLEY ADVISORY PARTNERS | COM | 115,000 | 0.78% | 13F |
| GABELLI FUNDS LLC | EQUITY | 110,500 | 0.75% | 13F |
| Marshall Wace North America, L.P. | COMMON STOCK | 102,476 | 0.69% | 13F |
| UBS OCONNOR LLC (CALL) | COM | 100,000 | 0.68% | 13F |
| Emerald Acquisition Ltd. | Common Stocks | 99,288 | 0.67% | 13F |
| BOARDMAN BAY CAPITAL MANAGEMENT LLC | COM | 98,814 | 0.67% | 13F |
| SPOT TRADING L.L.C. (CALL) | COM | 92,600 | 0.63% | 13F |
| WELLS FARGO & CO/MN | COM | 88,822 | 0.60% | 13F |
| GOLDMAN CAPITAL MANAGEMENT INC | COM | 83,850 | 0.57% | 13F |
| WOLVERINE TRADING, LLC (CALL) | COM | 81,300 | 0.55% | 13F |
| BlackRock Investment Management, LLC | COM | 69,300 | 0.47% | 13F |
| TWO SIGMA ADVISERS, LLC | COM | 69,000 | 0.47% | 13F |
| Alpha Paradigm Partners, LLC | COM | 68,719 | 0.46% | 13F |
| CloudAlpha Capital Management Limited/Hong Kong | COM | 61,000 | 0.41% | 13F |
| ALLIANCEBERNSTEIN L.P. | COM | 59,012 | 0.40% | 13F |
| TEACHERS ADVISORS INC | CS | 58,645 | 0.40% | 13F |
| AMERIPRISE FINANCIAL INC | COM | 55,218 | 0.37% | 13F |
| QS Investors, LLC | COM | 52,800 | 0.36% | 13F |
| WALL STREET ASSOCIATES | COM | 51,812 | 0.35% | 13F |
| MILLENNIUM MANAGEMENT LLC | COM | 51,653 | 0.35% | 13F |
| DIMENSIONAL FUND ADVISORS LP | COM | 51,356 | 0.35% | 13F |
| GSA CAPITAL PARTNERS LLP | COM | 42,253 | 0.29% | 13F |
| TIAA CREF INVESTMENT MANAGEMENT LLC | CS | 38,089 | 0.26% | 13F |
| HL FINANCIAL SERVICES LLC | COM | 37,619 | 0.25% | 13F |
| GABELLI SECURITIES INC | EQUITY | 36,500 | 0.25% | 13F |
| Spot Trading L.L.C (PUT) | COM | 33,700 | 0.23% | 13F |
| Virtu Financial LLC | COM | 30,427 | 0.21% | 13F |
| BANK OF MONTREAL /CAN/ | COM | 30,339 | 0.21% | 13F |
| HENDERSON GROUP PLC | COM | 24,155 | 0.16% | 13F |
| STIFEL FINANCIAL CORP | COM | 20,267 | 0.14% | 13F |
| Hilltop Park Associates LLC | COM | 20,000 | 0.14% | 13F |
| Cutler Group LP (CALL) | Call | 19,900 | 0.13% | 13F |
| GRAY FINANCIAL GROUP /GA /ADV /ADV | COM | 18,055 | 0.12% | 13F |
| Jump Trading, LLC | Common Stock | 15,700 | 0.11% | 13F |
| Squarepoint Ops LLC | COM | 15,293 | 0.10% | 13F |
| NOMURA HOLDINGS INC | COM | 13,833 | 0.09% | 13F |
| LPL Financial LLC | COM | 13,265 | 0.09% | 13F |
| OPPENHEIMER FUNDS INC | COM | 11,071 | 0.07% | 13F |
| Advisor Group, Inc. | COM | 10,877 | 0.07% | 13F |
| Flinton Capital Management LLC | COM | 10,302 | 0.07% | 13F |
| FRANKLIN RESOURCES INC | COM | 10,052 | 0.07% | 13F |
| Walleye Trading LLC (CALL) | COM | 9,700 | 0.07% | 13F |
| PNC FINANCIAL SERVICES GROUP INC | COM | 9,076 | 0.06% | 13F |
| BLACKROCK ADVISORS LLC | COM | 8,669 | 0.06% | 13F |
| Tyers Asset Management LLC | COM | 8,484 | 0.06% | 13F |
| PEAK6 Investments, L.P. (PUT) | COM | 8,000 | 0.05% | 13F |
| RIVERHEAD CAPITAL MANAGEMENT LLC | COM | 7,685 | 0.05% | 13F |
| INTL FCSTONE INC. | COM | 7,465 | 0.05% | 13F |
| Neuburgh Advisers LLC | COM | 6,666 | 0.05% | 13F |
| DREMAN VALUE MANAGEMENT L L C | COM | 6,407 | 0.04% | 13F |
| ROYAL BANK OF CANADA \ | COM | 5,883 | 0.04% | 13F |
| GLG Partners LP | COM | 5,500 | 0.04% | 13F |
| Meadow Creek Investment Management LLC | COM | 4,848 | 0.03% | 13F |
| LADENBURG THALMANN FINANCIAL SERVICES INC | COM | 3,785 | 0.03% | 13F |
| Commonwealth Equity Services, Inc | COM | 3,497 | 0.02% | 13F |
| CAPSTONE ASSET MANAGEMENT CO | COM | 3,280 | 0.02% | 13F |
| Tower Research Capital LLC | COM | 2,677 | 0.02% | 13F |
| MANAGED ACCOUNT ADVISORS LLC | COM | 2,035 | 0.01% | 13F |
