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Form 8-K Netcapital Inc. For: Oct 14

Tue, 20 Oct 2026 17:00:00 -0400

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Form SCHEDULE 13G Netcapital Inc. Filed by: JANE STREET GROUP, LLC

Fri, 16 Oct 2026 16:20:00 -0400

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Netcapital regains Nasdaq bid price compliance, appoints new auditor

Wed, 14 Oct 2026 16:00:11 -0400

Netcapital Inc. (NASDAQ: NCPL) said it received a letter from Nasdaq on Oct. 7, 2026, confirming the company has regained compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2).

Nasdaq determined that the closing bid price of Netcapital's common stock was at least $1.00 per share for 10 consecutive business days, from Sept. 23, 2026 through Oct. 6, 2026. The bid price deficiency was first identified in a Nasdaq notice dated Feb. 4, 2026.

The company also announced that its Audit Committee has engaged Adeptus Partners, LLC as its independent registered public accounting firm, replacing Fruci & Associates II,

Netcapital Inc. Regains Compliance with Nasdaq Minimum Bid Price Requirement

Wed, 14 Oct 2026 16:00:00 -0400

Engages Adeptus Partners as Independent Registered Public Accounting Firm

BOSTON, MA, Oct. 14, 2026 (GLOBE NEWSWIRE) -- Netcapital Inc. (Nasdaq: NCPL) (the “Company”) today announced that it received a letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) on October 7, 2026, notifying the Company that it has regained compliance with the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2).

Nasdaq determined that the closing bid price of the Company’s common stock was $1.00 per share or greater for 10 consecutive business days, from September 23, 2026 through

Netcapital Inc. Regains Compliance with Nasdaq Minimum Bid Price Requirement

Wed, 14 Oct 2026 16:00:00 -0400

Engages Adeptus Partners as Independent Registered Public Accounting Firm

Nasdaq determined that the closing bid price of the Company’s common stock was $1.00 per share or greater for 10 consecutive business days, from September 23, 2026 through

Form 8-K Netcapital Inc. For: Oct 07

Wed, 14 Oct 2026 15:50:00 -0400

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Form 8-K Netcapital Inc. For: Sep 21

Fri, 25 Sep 2026 17:01:00 -0400

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Netcapital gets second Nasdaq notice over late financial filings

Fri, 25 Sep 2026 17:00:30 -0400

Netcapital Inc. (Nasdaq: NCPL) received a notice from Nasdaq's Listing Qualifications Department on September 21, 2026, citing non-compliance with Nasdaq Listing Rule 5250(c)(1) due to the company's failure to file its Quarterly Report on Form 10-Q for the fiscal quarter ended July 31, 2026.

The notice also references the company's previously disclosed delinquency in filing its Annual Report on Form 10-K for the fiscal year ended April 30, 2026. Nasdaq first notified Netcapital of the 10-K delinquency on August 24, 2026, with that notice publicly announced on August 27, 2026.

Under the combined notices, Netcapital has until October 23, 2026 to submit

Netcapital Inc. Receives Nasdaq Notice Related to Delayed Quarterly Report on Form 10-Q

Fri, 25 Sep 2026 17:00:00 -0400

BOSTON, MA, Sept. 25, 2026 (GLOBE NEWSWIRE) -- Netcapital Inc. (Nasdaq: NCPL) (the “Company”) today announced that on September 21, 2026, it received a notice from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) stating that, because the Company has not yet filed its Quarterly Report on Form 10-Q for the fiscal quarter ended July 31, 2026, and remains delinquent in filing its Annual Report on Form 10-K for the fiscal year ended April 30, 2026, the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1). That rule requires listed companies to timely

Netcapital Inc. Receives Nasdaq Notice Related to Delayed Quarterly Report on Form 10-Q

Fri, 25 Sep 2026 17:00:00 -0400

Netcapital receives Nasdaq notice over late annual report filing

Fri, 28 Aug 2026 06:25:26 -0400

Netcapital Inc. (Nasdaq: NCPL) received a delinquency notification from Nasdaq on Aug. 24, 2026, for failing to timely file its annual report on Form 10-K for the fiscal year ended April 30, 2026.

The notice was issued under Nasdaq Listing Rule 5250(c)(1), which requires listed companies to file all required periodic financial reports with the Securities and Exchange Commission on time. According to a press release from the company, the notice does not immediately affect the listing or trading of Netcapital's common stock or warrants on Nasdaq.

Under Nasdaq rules, the company has 60 calendar days from receipt of the notice, or

Form 8-K Netcapital Inc. For: Aug 24

Fri, 28 Aug 2026 06:08:00 -0400

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Form 8-K Netcapital Inc. For: Aug 24

Fri, 28 Aug 2026 06:08:00 -0400

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Netcapital Inc. Announces Receipt of Nasdaq Notification Regarding Delayed Annual Report on Form 10-K

Fri, 28 Aug 2026 06:05:00 -0400

BOSTON, Massachusetts, Aug. 28, 2026 (GLOBE NEWSWIRE) -- Netcapital Inc. (Nasdaq: NCPL) (the “Company”) today announced that on August 24, 2026 it received a delinquency notification letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, because the Company has not yet filed its Annual Report on Form 10-K for the fiscal year ended April 30, 2026 (the “Form 10-K”), the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires listed companies to timely file all required periodic financial reports with the Securities and Exchange

Netcapital Inc. Announces Receipt of Nasdaq Notification Regarding Delayed Annual Report on Form 10-K

Fri, 28 Aug 2026 06:05:00 -0400

Form 8-K Netcapital Inc. For: Aug 19

Tue, 25 Aug 2026 15:35:00 -0400

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Form 8-K Netcapital Inc. For: Aug 19

Tue, 25 Aug 2026 15:35:00 -0400

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Form 8-K Netcapital Inc. For: Aug 12

Tue, 18 Aug 2026 06:04:00 -0400

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Form 8-K Netcapital Inc. For: Aug 12

Tue, 18 Aug 2026 06:04:00 -0400

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SEC files civil complaint against Netcapital and certain individuals

Wed, 12 Aug 2026 15:01:26 -0400

The U.S. Securities and Exchange Commission has filed a civil complaint against Netcapital Inc. (NASDAQ: NCPL) and certain individuals, following a previously disclosed Wells Notice related to an SEC investigation involving the company and certain current and former directors, officers, and other individuals.

In a statement, Netcapital's CEO said the company recognizes "the seriousness of this development" and noted that the allegations in the complaint have not been adjudicated. The CEO said they joined the company after the Wells Notice was received.

The company said it plans to spend seven to ten days reviewing the complaint with its board of directors and

SEC files civil complaint against Netcapital and certain individuals

Wed, 12 Aug 2026 15:01:26 -0400

The company said it plans to spend seven to ten days reviewing the complaint with its board of directors and

Netcapital Inc. Statement from CEO

Wed, 12 Aug 2026 15:00:00 -0400

Boston, MA, Aug. 12, 2026 (GLOBE NEWSWIRE) -- Netcapital Inc. (NASDAQ: NCPL). As previously disclosed, Netcapital Inc. received a Wells Notice from the staff of the U.S. Securities and Exchange Commission relating to an investigation involving the Company and certain current and former directors, officers, and other individuals.

I joined Netcapital after the Company received the Wells Notice, with a mandate to provide guidance on potential regulatory and other challenges it faced, assist in protecting shareholder interests to the best of my ability, and position Netcapital for its best possible future given

Netcapital Inc. Statement from CEO

Wed, 12 Aug 2026 15:00:00 -0400

Form 8-K Netcapital Inc. For: Aug 06

Mon, 10 Aug 2026 17:21:00 -0400

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Form 8-K Netcapital Inc. For: Aug 06

Mon, 10 Aug 2026 17:21:00 -0400

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