Maxim Group
http://www.maximgrp.com/Maxim Group is a financial services firm that provides investment banking, asset management, research, and sales & trading to a diverse range of corporate clients, institutional investors and high net worth individuals.
The firm’s research division uses fundamental research and a “bottom up” approach to making investment recommendations. Maxim’s research analysts focus on under-covered, small- to mid-cap names in a variety of sectors including healthcare, technology, retail and others.
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Abeona Therapeutics Inc. Announces Closing of its Underwritten Offering of Common Stock
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Joseph Gunnar & Co., LLC is pleased to Announce the Naming of Paul Cooney as Director and Scott Rothbaum as Assistant Director of Structured Products
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Xtant Medical Announces Commencement of Subscription Period for Previously Announced Rights Offering
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Maxim Group Downgrades Opexa Therapeutics (OPXA) to Hold
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Notable Analyst Rating Changes 10/28: (QCOM) (AKS) (TWTR) Upgraded; (EA) (ATHN) (WWE) Downgraded
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Maxim Group Starts Vuzix Corp. (VUZI) at Buy
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Maxim Group Downgrades ESSA Bancorp (ESSA) to Hold
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Abeona Therapeutics (ABEO) Prices 6M Shares at $7/Share
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Abeona Therapeutics Announces Pricing of Public Offering of Common Stock
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Aeterna Zentaris (AEZS) Announces $7.56M Common Stock, Warrants Registered Direct Offering
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Aeterna Zentaris Announces US$7,560,000 Registered Direct Offering of Common Shares and Warrants
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Gladstone Capital (GLAD) Prices 2M Share Common Stock Offering for Proceeds of ~$16M
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Gladstone Capital Corporation Prices Common Stock Offering
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Ocean Power Technologies, Inc. Announces Closing of Common Stock Offering
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Unusual 11 Mid-Day Movers 10/19: (TCCO) (CERU) (BANC) Higher; (PBYI) (VDSI) (IMPV) Lower
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Joseph Gunnar & Co., LLC Expands Risk and Merger Arbitrage Desk with Hire of Philippe Allain as Head of Event Driven and Institutional Equity Sales
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Maxim Group Starts iPass Inc. (IPAS) at Buy
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Maxim Group Starts MBT Financial (MBTF) at Buy
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Maxim Group Starts Dynagas LNG Partners (DLNG) at Buy
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Medley Management Inc. Closes an Additional $28.6 Million of Medley LLC 6.875% Notes Due 2026
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Maxim Group Upgrades Texas Roadhouse (TXRH) to Buy
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Xtant Medical Reminds Shareholders That Rights Offering Ownership Day is Tuesday, October 18, 2016 at 4:00 PM ET
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PlacementTracker Publishes Q3 2016 Private Placement Market League Tables
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Unusual 11 Mid-Day Movers 10/14: (CTRV) (FBMS) (MGT) Higher; (OPTT) (TAYD) (BIOC) Lower
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Ocean Power Technologies (OPTT) Prices 2.4M Common Stock Offering at $2.75/Share
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Ocean Power Technologies, Inc. Announces Pricing of Common Stock Offering
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Ocean Power Technologies (OPTT) Prices 2.4M Common Stock Offering at $2.75/Share
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Medley Management Inc. Announces Upsizing and Pricing of Additional $28.6 Million of Medley LLC 6.875% Notes Due 2026
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Medley Management Inc. Announces Re-Opening of Public Offering of Medley LLC Notes Due 2026
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PIPE Deals Rise 38% in Q3 2016
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Maxim Group Starts First Savings Financial Group (FSFG) at Buy
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Accelerated Pharma (ACCP) Files 1.89M Share Common Stock IPO
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Ocean Power Technologies (OPTT) Announces 2.5M Share Common Stock Offering
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Ocean Power Technologies, Inc. Launches Common Stock Offering
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Maxim Group Reiterates Buy, $6 PT on IntelliPharmaCeutics (IPCI) as FDA Greenlights Generic Seroquel XR
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SITO carves out growing role in location-based mobile ad market
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Blue Sphere Teams With Stern Brothers
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Provectus Biopharma (PVCT) Files Rights Offering Shelf with U.S. SEC for Existing Shareholders
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Provectus Biopharmaceuticals Files Registration Statement for Rights Offering to Existing Stockholders
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Maxim Group Maintains Bullish View on Abeona Therapeutics (ABEO) After Safety Hurdle Cleared
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CytoSorbents (CSTO) Bullish View Reiterated at Maxim Group on Commercial Launch of CytoSorb for Cardiac Surgery
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Maxim Group Starts Nutanix (NTNX) at Buy
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Maxim Group Starts Potbelly Corp (PBPB) at Hold
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Maxim Group Starts DineEquity (DIN) at Buy
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Abeona Therapeutics (ABEO): Visibility Improves Multiple, Raising PT - Maxim
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bluebird bio (BLUE) PT Raised to $100 at Maxim Group
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Stellar Acquisition III Inc. Announces Closing of Partial Over-Allotment Exercise in Connection With Its Initial Public Offering
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Gladstone Investment Corporation Announces Closing of Offering of 2,300,000 Shares of its 6.25% Series D Cumulative Term Preferred Stock for Gross Proceeds of Approximately $57.5 million
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Grom Holdings, Inc. Announces Engagement of Maxim Group LLC to Provide Strategic Advisory Services
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Notable Analyst Rating Changes 9/22: (TI) (AMZN) (SEAS) Upgraded; (CBS) (FTI) (SYNT) Downgraded

