Maxim Group
http://www.maximgrp.com/Maxim Group is a financial services firm that provides investment banking, asset management, research, and sales & trading to a diverse range of corporate clients, institutional investors and high net worth individuals.
The firm’s research division uses fundamental research and a “bottom up” approach to making investment recommendations. Maxim’s research analysts focus on under-covered, small- to mid-cap names in a variety of sectors including healthcare, technology, retail and others.
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Disciplined Growth Acquisition Corporation prices $150 million IPO
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CPRO to merge with Lakeshore Acquisition in $326 million deal
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Maxim Group Upgrades Gilead Sciences (GILD) to Buy
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Rubico prices $5 million public offering at $0.95 per unit
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AMASS Brands Group begins trading on NASDAQ under ticker AMSS
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Co-Diagnostics secures $3 million private placement
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Elong Power closes $6 million public offering of units
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Maxim Group Starts NeOnc Technologies (NTHI) at Buy, PT $20
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Elong Power prices $6 million public offering at $1.30 per unit
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Duke Robotics prices $9.2 million offering, moves to NASDAQ
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Worksport Ltd. (WKSP) PT Lowered to $2 at Maxim Group
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Maxim Group Downgrades Emerald Expositions Events (EEX) to Hold
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Maxim Group Downgrades Longeveron (LGVN) to Hold
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Maxim Group Starts 20/20 Biolabs (AIDX) at Buy
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Blue Moon Metals completes C$156 million equity offerings
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Roadzen prices $8 million registered direct offering at $1.70 per share
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Maxim Group Downgrades FibroBiologics (FBLG) to Hold
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Nutex Health (NUTX) PT Raised to $175 at Maxim Group
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Amazon.com (AMZN) PT Raised to $315 at Maxim Group
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Maxim Group Starts Advanced Battery Technologies (ABAT) at Buy
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Maxim Group Starts Diversified Healthcare Trust (DHC) at Buy
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Maxim Group Starts Hyperliquid Strategies, Inc. (PURR) at Buy
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Maxim Group Starts ChinaCast Education (CAST) at Buy
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Maxim Group Downgrades Badger Meter (BMI) to Hold
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SBC Medical completes secondary offering of 3.1 million shares
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Maxim Group Starts NextSource Materials Inc. (NEXT:CN) (NSRCF) at Buy
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Maxim Group Downgrades Guardian Metal Resources (GMTL) to Hold
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Lakeland Industries (LAKE) PT Raised to $16 at Maxim Group
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Maxim Group Assumes Xtant Medical (XTNT) at Buy
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Maxim Group Downgrades Orangekloud Technology Inc. (ORKT) to Hold
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Modular Medical prices $3.4 million stock offering at $4.50 per share
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SBC Medical prices secondary offering of 3.1 million shares at $3.25
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Maxim Group Starts Imunon (IMNN) at Buy
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Maxim Group Starts Westwater Resources (WWR) at Buy
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Form X-17A-5 MAXIM GROUP LLC For: Dec 31
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DeFi Technologies (DEFT) PT Lowered to $1.50 at Maxim Group
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Nicola Mining prices $6 million NASDAQ offering at $6.45 per share
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Angel Studios prices $30 million public stock offering at $2.10 per share
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Maxim Group Downgrades Assertio Therapeutics (ASRT) to Hold
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SUNation Energy explores strategic options including potential sale
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NervGen Pharma Corp (NGEN) PT Raised to $12 at Maxim Group
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Maxim Group Starts Santacruz Silver Mining Ltd (SCZM) at Buy
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Maxim Group Downgrades Akari Therapeutics (AKTX) to Hold
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Maxim Group Downgrades Reviva Pharmaceuticals (RVPH) to Hold
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Nakamoto (NAKA) PT Lowered to $0.75 at Maxim Group
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Maxim Group Assumes Solana Co (HSDT) at Buy
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Roadzen to Present at Maxim Group’s “Powering the AI Revolution” Virtual Conference on Tuesday April 7, 2026 at 8:30am ET
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Aprea Therapeutics closes $30 million private placement
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Aprea Therapeutics Announces Closing of Oversubscribed $30 Million Private Placement
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Co-Diagnostics Reports Full Year 2025 Financial Results

