Maxim Group
http://www.maximgrp.com/Maxim Group is a financial services firm that provides investment banking, asset management, research, and sales & trading to a diverse range of corporate clients, institutional investors and high net worth individuals.
The firm’s research division uses fundamental research and a “bottom up” approach to making investment recommendations. Maxim’s research analysts focus on under-covered, small- to mid-cap names in a variety of sectors including healthcare, technology, retail and others.
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Oxbridge Acquisition Corp. Announces Pricing of $100.0 Million Initial Public Offering
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Gladstone Land (LAND) PT Raised to $28 at Maxim Group, Following Earnings
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CohBar (CWBR) PT Raised to $4 at Maxim Group, Following Clinical Business Update
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Zedge Inc. (ZDGE) PT Raised to $27 at Maxim Group
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Kaleyra (KLR) PT Lowered to $37 at Maxim Group
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UPDATE: Maxim Group Assumes Cardiff Oncology (CRDF) at Buy
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B. Riley Financial Closes Offering of $316.25 Million Senior Notes Due 2028 including Full Exercise of Underwriters' Option
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Worksport Announces Closing of Upsized $18.0 Million Public Offering and Uplisting to Nasdaq
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Worksport Announces Closing of Upsized $18.0 Million Public Offering and Uplisting to Nasdaq
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Paltalk, Inc. Announces Closing of $4.0 Million Underwritten Public Offering and Full Exercise of Over-Allotment Option
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Paltalk, Inc. Announces Closing of $4.0 Million Underwritten Public Offering and Full Exercise of Over-Allotment Option
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UMH Properties (UMH) PT Raised to $28 at Maxim Group, Following Earnings
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Cepton Technologies and Growth Capital Acquisition Corp. (GCAC) Enter into Business Combination Agreement
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Cepton Technologies, Inc., an Innovator in Automotive ADAS Lidar, and Growth Capital Acquisition Corp., Enter into Business Combination Agreement
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Castor Maritime Inc. Reports $6.5 Million net profit for the Three Months Ended June 30, 2021 and $7.6 Million net profit for the Six Months Ended June 30, 2021
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B. Riley Financial Prices $275 Million Offering of Senior Notes Due 2028
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Worksport Ltd (WKSP) Prices Upsized 3.27M Share Offering at $5.50/sh; Uplists to Nasdaq; Announces 1-for-20 Reverse Stock Split
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Worksport Announces Pricing of Upsized $18.0 Million Public Offering, Uplisting to Nasdaq and Reverse Stock Split
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Worksport Announces Pricing of Upsized $18.0 Million Public Offering, Uplisting to Nasdaq and Reverse Stock Split
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Pitney Bowes (PBI) PT Raised to $12 at Maxim Group, Following Earnings
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First Savings Financial Group (FSFG) PT Raised to $89 at Maxim Group
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Paltalk, Inc. (PALT) Announced 1.16M IPO at $3/sh and Nasdaq Uplisting
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Paltalk, Inc. Announces Pricing of $3.5 Million Underwritten Public Offering and Uplisting to Nasdaq
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Paltalk, Inc. Announces Pricing of $3.5 Million Underwritten Public Offering and Uplisting to Nasdaq
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Rapid Therapeutic Announces Private Placement of $1.9 Million Convertible Notes
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B. Riley Financial Announces Offering of $150 Million Senior Notes Due 2028 and "BBB+" Rating from Egan-Jones
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Horizon Technology Finance (HRZN) PT Raised to $19 at Maxim Group, Following Earnings
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UPDATE: Maxim Group Starts Reviva Pharmaceuticals (RVPH) at Buy, $10 PT
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Maxim Group Starts Elys Game Technology Corp. (ELYS) at Buy, $10 PT
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XAI Octagon Floating Rate & Alternative Income Term Trust Closes Public Offering of Common Shares
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Summit Wireless Technologies (WISA) Prices $10 Million Registered Direct Offering at $4/Share
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Summit Wireless Technologies Announces Pricing of $10.0 Million Registered Direct Offering Priced At-The-Market
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Clover Leaf Capital Corp. Announces Closing of $138.3 Million Initial Public Offering, Including Partial Exercise of Underwriters’ Over-Allotment Option
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Clover Leaf Capital Corp. Announces Closing of $138.3 Million Initial Public Offering, Including Partial Exercise of Underwriters’ Over-Allotment Option
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XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) Prices 3.1M Share Offering at $8.50/sh
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XAI Octagon Floating Rate & Alternative Income Term Trust Prices Public Offering of Common Shares
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Bit Brother Limited Closes Previously Announced $22.5 Million Registered Direct Offering
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XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) Commences Public Offering of Common Shares
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XAI Octagon Floating Rate & Alternative Income Term Trust Commences Public Offering of Common Shares
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Regencell Bioscience Holdings Limited Announces Closing of Initial Public Offering
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Signature Bank (SBNY) PT Raised to $330 at Maxim Group, Following Earnings
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Saratoga Investment Corp. Announces Closing of Public Offering of Additional $125 Million 4.375% Notes Due 2026 with a Yield-to-Maturity of Approximately 4.1%
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Saratoga Investment Corp. Announces Closing of Public Offering of Additional $125 Million 4.375% Notes Due 2026 with a Yield-to-Maturity of Approximately 4.1%
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IPO for SPAC Clover Leaf Capital Corp. (CLOE) Opens at $10
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Clover Leaf Capital Corp. (CLOEU)
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Clover Leaf Capital Corp. Announces Pricing of $125.0 Million Initial Public Offering
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Clover Leaf Capital Corp. Announces Pricing of $125.0 Million Initial Public Offering
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Data Storage Corporation Announces Pricing of $8.3 Million Registered Direct Offering Priced At-The-Market
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Oxbridge Re Announces Filing of SPAC Registration Statement
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Regencell Bioscience Holdings (RGC) IPO Opens 26% Higher

