Mary Schapiro
Mary Schapiro is a financial regulator. She is Barack Obama’s nominee to serve as chair of the Securities and Exchange Commission.
She has worked at the National Association of Securities Dealers (NASD) and the Financial Industry Regulatory Authority (FINRA). While serving as CEO of the NASD, she oversaw its consolidation with NYSE Member Regulation to form FINRA.
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Power to the Shareholder
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SEC Approves Implementation of Stock-Specific Circuit Breakers
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SEC Approves New Stock-by-Stock Circuit Breaker Rules
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SEC Issues Details of Stock-by-Stock Circuit Breaker Rule Proposals
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SEC, Exchanges Agree On Strengthening Circuit Breakers After May 6th "Flash Crash"
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SEC and Exchanges Agree to Structural Framework for Strengthening Circuit Breakers, Handling Erroneous Trades
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SEC Probes More Than 20 Banks On Repo 105
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SEC Brings Back the Uptick Rule, But This Time It's Different
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SEC Approves New Exchange Rules for Breaking Clearly Erroneous Trades
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SEC Schapiro Sends Warning Letter to Broker-Dealers On Pay
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Top 10 News Items 8/3-8/7: Job Losses Are Slowing; Earnings Season Is Concluding; S&P Closed Above 1,000
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SEC Plans To Ban Flash Orders - Schumer
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SEC to Install Checks on Credit-Rating Agencies
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Statement by Treasury Secretary Tim Geithner on Compensation
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SEC To Review If Bank of America (BAC) Broke Any Laws
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Top 10 News Items 3/23-3/27: Markets Receive Details on Public-Private Investment Program, Best Buy (BBY) Surges on Earnings, Nasdaq Turns Positive Year-to-Date
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SEC's Schapiro Comments on Regulation: SEC to Consider Reinstituting Uptick Rule Next Month, Wants Registration of Hedge Funds and Their Advisers
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Stock Exchanges Propose "Modified Uptick Rule"
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Top 10 News Items 12/15-12/19: FOMC Cuts Fed Funds Rate to a Big Fat Donut; GM, Chrysler Get $17B in Loans; Madoff Fiasco Continues to Astonish

