Ladenburg Thalmann Financial Services
http://www.ladenburg.comLadenburg Thalmann Financial Services, Inc. (AMEX: LTS) provides retail and institutional securities brokerage, investment banking, investment activities, and asset management services as well as equity research. In May of 2008, Ladenburg Thalmann acquired Punk Ziegel & Company to strengthen its trading, research, and investment banking departments. Ladenburg Thalmann is headquartered in Miami, FL.
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Gladstone Land Corporation Announces Closing of Offering of 1,150,000 Shares of its 6.375% Series A Cumulative Term Preferred Stock for Gross Proceeds of Approximately $28.8 Million
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Triad Advisors Welcomes Pinkerton Retirement Specialists, LLC To Its Broker-Dealer And Hybrid RIA Platform
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Form 4 LADENBURG THALMANN FINAN For: Aug 16 Filed by: LAMPEN RICHARD
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Ladenburg Thalmann Downgrades Medley Management (MDLY) to Neutral
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Form 13F-NT Ladenburg Thalmann Asset For: Jun 30
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Form 13F-HR LADENBURG THALMANN FINAN For: Jun 30
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Seaspan Announces Closing of $225 Million Public Offering of 7.875% Series H Cumulative Redeemable Perpetual Preferred Shares
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Ladenburg Thalmann Downgrades Zosano Pharma (ZSAN) to Neutral
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Gladstone Land Corporation Prices Public Offering of 6.375% Series A Cumulative Term Preferred Stock
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Gladstone Land Corporation Announces Preferred Stock Offering
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Ladenburg Thalmann Downgrades Monroe Capital (MRCC) to Neutral
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Medley Management Announces Closing of Medley LLC Public Offering of $25 Million of 6.875% Notes Due 2026
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Syndax Pharmaceuticals Reports Second Quarter 2016 Financial Results and Provides Business Update
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Form 8-K LADENBURG THALMANN FINAN For: Aug 05
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Form 10-Q LADENBURG THALMANN FINAN For: Jun 30
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Ladenburg Thalmann Reports Second Quarter 2016 Financial Results
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Seaspan Announces Pricing of $225 Million Public Offering of 7.875% Series H Cumulative Redeemable Perpetual Preferred Shares
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Seaspan Announces Public Offering of Series H Cumulative Redeemable Perpetual Preferred Shares
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Ladenburg Thalmann Downgrades Solar Senior Capital (SUNS) to Neutral
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Notable Analyst Rating Changes 8/3: (ZNGA) (NMBL) (AVD) Upgraded; (CSIQ) (EQR) (EMR) Downgraded
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Ladenburg Thalmann Starts Trillium Therapeutics (TRIL) at Buy
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TPG Specialty Lending, Inc. Sends Letter to TICC Capital Corp. Chairman of the Board Highlighting Board’s Self-Serving Actions and Lack of Alignment with Stockholders
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Orchid Island Capital, Inc. Announces At-the-Market Program
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SteadyMed Ltd. (STDY) Announces $32M Private Placement of Common Stock and Warrants
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SteadyMed Ltd. (STDY) Announces $32M Equity Raise
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SteadyMed Raises up to $32 Million in Private Placement
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Vector Group Reports Second Quarter 2016 Financial Results
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Ladenburg Thalmann Starts VBI Vaccines (VBIV) at Buy
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Monroe Capital Corporation Completes Public Offering of Common Shares
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Notable Analyst Rating Changes 7/21: (NOK) (AR) (INFO) Upgraded; (NAVI) (GHL) (BKFS) Downgraded
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Ladenburg Thalmann Downgrades DCP Midstream Partners (DPM) to Neutral
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Ladenburg Thalmann Downgrades Boardwalk Pipeline Partners (BWP) to Neutral
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Ladenburg Thalmann Upgrades American Midstream (AMID) to Buy
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Ladenburg Thalmann Starts InVivo Therapeutics (NVIV) at Buy
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Monroe Capital (MRCC) Prices 3.1M Common Stock Offering at $15.50/Share
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Monroe Capital Corporation Prices Public Offering of Common Shares
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Richard Lampen to Serve as Financial Services Institute’s 2017 Chair of the Board
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PlacementTracker Publishes First Half 2016 PIPE Market League Tables
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Saratoga Investment Corp. Announces Fiscal First Quarter 2017 Financial Results
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Notable Analyst Rating Changes 7/13: (P) (NUVA) (WLL) Upgraded; (SQM) (HST) (YELP) Downgraded
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Ladenburg Thalmann Upgrades Oasis Petroleum (OAS) to Buy
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Ladenburg Thalmann Starts Planet Payment (PLPM) at Buy
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Amedica Announces Closing of $12.7 Million Public Offering and Full Exercise of Over-Allotment Option
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ParkerVision Closes $3 Million Private Placement of Common Stock
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Form 4 LADENBURG THALMANN FINAN For: Jul 05 Filed by: Malamed Adam Scott
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BioTime, Inc. Announces Full Exercise and Closing of Underwriters’ Over-Allotment Option
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Amedica (AMDA) Prices Offering at $1 Per Unit
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Amedica Announces Pricing of $11 Million Public Offering
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Form 4 LADENBURG THALMANN FINAN For: Jun 30 Filed by: giovanniello joseph
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Form 4 LADENBURG THALMANN FINAN For: Jun 29 Filed by: Malamed Adam Scott

