Form 8-K 22nd Century Group, Inc. For: Oct 23
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On October 23, 2026, 22nd Century Group, Inc. (the “Company”) filed with the Securities and Exchange Commission a prospectus supplement to its Registration Statement on Form S-3 (Registration No. 333-294792) permitting the Company to sell up to $18,800,000 shares of the Company’s common stock in its at-the-market offering pursuant to its sales agreement (as amended, the “Sales Agreement”) with Needham & Company, LLC. During October 2026, the Company sold 15,785,757 shares of common stock raising total gross proceeds of approximately $4.7 million pursuant to the Sales Agreement. The Company had 19,202,198 shares of common stock outstanding as of October 23, 2026. This Current Report shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of shares of the Company’s common stock in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.
Item 9.01(d): Financial Statements and Exhibits.
| Exhibit 5.1 | Opinion of Foley & Lardner LLP | |
| Exhibit 23.1 | Consent of Foley & Lardner LLP (included in Exhibit 5.1) | |
| Exhibit 104 | Cover Page Interactive Data File – The cover page XBRL tags are embedded within the inline XBRL document |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| 22nd Century Group, Inc. | |
| Date: October 23, 2026 | /s/ Lawrence Firestone |
| Lawrence Firestone | |
| Chief Executive Officer |
ATTACHMENTS / EXHIBITS
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