Form 10-Q/A SOCKET MOBILE, INC. For: Jun 30

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November 3, 2026 4:13 PM EST

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 10-Q/A
(Amendment No. 1)

(X)

QUARTERLY REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

For the quarterly period ended June 30, 2026

( )

TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

For the transition period ___________________ to _____________________.

Commission file number 1-13810

SOCKET MOBILE, INC.

(Exact name of registrant as specified in its charter)

Delaware		94-3155066
(State of incorporation)		(IRS Employer Identification No.)

40675 Encyclopedia Circle, Fremont, CA 94538

(Address of principal executive offices including zip code)

(510) 933-3000

(Registrant’s telephone number, including area code)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common stock, $0.001 Par Value per Share	SCKT	NASDAQ

Indicate by check mark whether the registrant (1) has ﬁled all reports required to be ﬁled by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to ﬁle such reports), and (2) has been subject to such ﬁling requirements for the past 90 days. YES [ X ] NO [ ]

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). YES [ X ] NO [ ]

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer [ ] Accelerated filer [ ] Non-accelerated filer [X]

Smaller reporting company [X] Emerging growth company [ ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). YES [ ] NO [X]

The number of shares of Common Stock ($0.001 par value) outstanding as of August 10, 2026 was 8,291,681 shares.

EXPLANATORY NOTE

Socket Mobile, Inc. (the "Company") is filing this Amendment No. 1 on Form 10-Q/A (this "Form 10-Q/A") to amend its Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2026, originally filed with the U.S. Securities and Exchange Commission (the "SEC") on August 13, 2026 (the "Original Form 10-Q").

This Form 10-Q/A is being filed solely to refile Exhibit 10.2 (Amendment to Executive Employment Agreement between the Company and David Holmes, effective June 12, 2026) to correct an inadvertent error in the Company's signature block. As filed with the Original Form 10-Q, Exhibit 10.2 incorrectly identified former Chief Executive Officer Kevin J. Mills as the Company's signatory. The agreement was in fact executed on behalf of the Company by William Parnell, Chair of the Compensation Committee, pursuant to the resolutions adopted by the Board of Directors on June 12, 2026.

This Form 10-Q/A refiles Exhibit 10.2 in its entirety with the corrected Company signature block. In accordance with Rule 12b-15 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), new certifications of the Company's current Principal Executive Officer and Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 are filed herewith as Exhibits 31.1 and 31.2.

Because this Form 10-Q/A does not include or amend any financial statements or other financial information, certifications pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 are not included.

Except as described above, this Form 10-Q/A does not amend, update, or modify any other disclosures, line items, or financial data contained in the Original Form 10-Q. This Form 10-Q/A continues to speak as of the filing date of the Original Form 10-Q (August 13, 2026) and does not reflect events occurring after that date.

PART II

Item 6. Exhibits


Exhibit Number	Exhibit Description
10.2*	Amendment to Executive Employment Agreement between the Company and David Holmes, effective June 12, 2026 (refiled solely to correct the Company signature block).
31.1*	Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*	Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

* Filed herewith.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

SOCKET MOBILE, INC.

Registrant


Date: November 3, 2026	/s/ David Holmes
	David Holmes
	President and Chief Executive Officer
	(Duly Authorized Officer and Principal Executive Officer)


Date: November 3, 2026	/s/ Lynn Zhao
	Lynn Zhao
	Vice President of Finance and Administration and Chief Financial Officer (Duly Authorized Officer and Principal Financial and Accounting Officer)