Form SBSE-A/A HSBC BANK PLC

  
    SBSE-A/A
    
      
        
          0001140465
          XXXXXXXX
        
      
      
        true
        false
      
    
  
  
    
      
        209445
        HSBC BANK PLC
        00-0000000
        209445
        0001140465
        MP6I5ZYZBEU3UXPYFY54
        
          8 CANADA SQUARE
          LEVEL 3
          LONDON
          X0
          E14 5HQ
        
        00447796704226
        
          
            Mark
            Frith
          
          
          0044 7996 704 226
          [email protected]
        
        
          
            Michael
            Weiss
          
          
          0044 207 991 4153
          [email protected]
        
      
      
        HSBC BANK PLC
        209445
        Y
        N
        N
        Y
        UK Prudential Regulation Authority and the UK Financial Conduct Authority
        The applicant satisfied the conditions in the Order Granting Conditional Substituted Compliance in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the United Kingdom by complying with the relevant UK regulations deemed equivalent listed therein.
        Y
        Swap Dealer
        N
        The applicant delivers tailored financial solutions to major government, corporate and institutional clients worldwide. We provide a comprehensive suite of services across lending, advisory and capital markets, trade services, research, securities services and global liquidity and cash management. In Security-Based Swap products, this focuses on meeting clients' portfolio and hedging strategies.
        Y
        The Federal Reserve Board
        The Office of the Comptroller of the Currency
        N
        N
        Y
        Y
      
      
        HSBC BANK PLC
        209445
        Y
        N
        Y
        N
        N
        Y
        15
        N
      
    
    
      HSBC BANK PLC
      209445
      
        
          Colin
          Bell
        
        Director, Chief Executive Officer
        02/2021
        01/2016
        N
        471399
      
      
        
          Georges
          Bahjat
          Elhhedery
        
        Head of a Business Unit, Division or Function
        06/2019
        01/2014
        N
        521604
      
      
        
          Christopher
          Keith
          Salmon
        
        Head of a Business Unit, Division or Function
        09/2018
        08/2021
        N
        541826
      
      
        
          Artur
          Jerzy
          Guja
        
        Head of a Business Unit, Division or Function
        09/2018
        11/2013
        N
        516376
      
      
        
          Gregory
          Laurence
          Guyett
        
        Head of a Business Unit, Division or Function
        02/2019
        10/2018
        N
        519151
      
      
        
          Terecina
          Hok Yuen
          Kwong
        
        Chief Operating Officer
        09/2020
        02/2018
        N
        533655
      
      
        
          Stephen
          O'Connor
        
        Director
        05/2018
        05/2018
        N
        263457
      
      
        
          Yukiko
          Omura
        
        Director
        05/2018
        05/2018
        N
        514845
      
      
        
          Juliet
          Ann
          Ellis
        
        Director
        02/2021
        02/2021
        N
        537214
      
      
        
          Eric
          Wolfgang
          Strutz
        
        Director
        10/2016
        10/2016
        N
        514848
      
      
        
          Andrew
          Merlay
          Wright
        
        Director
        05/2018
        05/2018
        N
        514853
      
      
        
          Michael
          Weiss
        
        Chief Compliance Officer
        10/2021
        09/2018
        N
        4845862
      
      
        
          John
          Francis
          Trueman
        
        Director
        09/2004
        09/2004
        N
        449238
      
      
        
          Norma
          Dove Edwin
        
        Non-Executive Director
        10/2021
        10/2021
        N
        544124
      
      
        
          David
          Michael
          Watts
        
        Chief Financial Officer
        12/2021
        07/1994
        N
        NA
        350623
      
    
    
      HSBC BANK PLC
      209445
      INITIAL
      
        114216
        UK Prudential Regulation Authority and UK Financial Conduct Authority
        The applicant engages in commodities, banking, saving association activities, credit union activities, insurance and real estate; the applicant has home regulatory permissions to conduct such activity from the UK PRA and FCA.
      
      
        
          
            Item 13A
            Bloomberg Finance LP
            5493001KJTIIGC8Y1R12
            
              731 Lexington Avenue
              New York
              NY
              10022
            
            11-19-2020
          
          
            Item 13A
            Global Relay Communications Inc
            549300HJFLJ92KTC1M15
            
              220 Cambie Street
              Vancouver
              Z4
              BC V68 2M9
            
            08-17-2011
          
        
        
          
            Item 14
            HSBC Holdings PLC
            0453422
            MLU0ZO3ML4LN2LL2TL39
            0000873630
            
              8 Canada Square
              London
              X0
              E14 5HQ
            
            06-21-2021
          
        
      
    
    
      HSBC BANK PLC
      209445
      
        Firm
        HSBC Bank USA, National Association
        
          Legal Papers Processing
          452 Fifth Avenue
          New York
          NY
          10018
        
      
      Chris Dickens
      Chris Dickens
      Head of Non-Financial Risk
      10-21-2021
      
        UK Prudential Regulation Authority and UK Financial Conduct Authority
        114216
        X0
      
    
    
      05-20-2022
      HSBC BANK PLC
      Mark Frith
      Mark Frith
      Senior Vice President
    
  

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