Form MA-I/A STERNE AGEE FINANCIAL

  
    MA-I/A
    
      
        0000800183
        XXXXXXXX
      
      
        Stephanie Bova
        330-599-4601
      
      [email protected]
      
        [email protected]
        [email protected]
      
    
  
  
    N
    Y
    
      Mark
      Eric
      Saunders
    
    002380727
    N
    1
    
      
        
          
            0000800183
          
          STERNE AGEE FINANCIAL SERVICES, INC.
          08-01-2015
          Y
        
        
          
            867-01138
          
        
        
          
            SUPERVISED
            08-01-2015
            
              
                800 SHADES CREEK PKWY.
                SUITE 700
                BIRMINGHAM
                AL
                35209
              
            
          
          
            LOCATED
            08-01-2015
            
              
                201 Williams Ave
                Huntsville
                AL
                35801
              
            
          
        
      
    
    
    
      
        08-2015
        Sterme Agee Financial Services, Inc. d/b/a Progress Financial
        
          Huntsville
          
            AL
          
          35801
        
        Y
        Y
        sales, Registered Rep, Financial Advisor
      
      
        
          02-2014
          08-2015
          Raymond James d/b/a Progress Financial
          
            Huntsville
            
              AL
            
            35801
          
          Y
          Y
          sales, registered rep, financial advisor
        
        
          02-2013
          02-2014
          Raymond James & Associates
          
            Hntsville
            
              AL
            
            35801
          
          N
          Y
          sales, registered rep
        
        
          02-2007
          02-2013
          Morgan Keegan & Co.
          
            Huntsville
            
              AL
            
            35801
          
          N
          Y
          sales, financial advisor, registsred rep
        
        
          07-2003
          02-2007
          AmSouth Investment Management Company
          
            Huntsville
            
              AL
            
            35801
          
          N
          Y
          sales, investment advisor, registeredr rep
        
      
    
    Y
    
      
        08-2015
        Progress Financial Services, Progress Bank
        
          201 Williams Ave
          Huntsville
          AL
          35801
        
        N
        Y
        yes
        sales, financial advisor
        160
        Progress Financial is a divison of Progress Bank.  responsibiliites are sales of financial and investment products.
      
    
    
      
        
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        11-14-2016
        Stephanie Bova
        SVP of Adminstration
      
    
  

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