Form MA-I/A NORTHLAND SECURITIES,

May 25, 2022 5:25 PM UTC


  
    MA-I/A
    
      
        0001006938
        XXXXXXXX
      
      
        Traci Spanier
        6128514901
      
      [email protected]
      
        [email protected]
      
    
  
  
    N
    0001006938-21-000013
    Y
    
      Anthony
      Joseph
      Kalina
    
    5383734
    N
    1
    
      
        
          
            0001006938
          
          NORTHLAND SECURITIES, INC.
          08-30-2021
          N
        
        
          
            867-00500
          
        
        
          
            SUPERVISED
            08-30-2021
            
              
                150 SOUTH FIFTH STREET
                SUITE 3300
                MINNEAPOLIS
                MN
                55402
              
            
          
          
            LOCATED
            08-30-2021
          
        
      
    
    
    
      
        08-2021
        NORTHLAND SECURITIES
        
          MINNEAPOLIS
          
            MN
          
          55402
        
        Y
        Y
        Director - Public Finance
      
      
        
          07-2019
          07-2021
          CROWE LLP
          
            CHICAGO
            
              IL
            
            60606
          
          Y
          Y
          Sr Municipal Consultant
        
        
          05-2019
          06-2019
          UNEMPLOYED
          
            CHICAGO
            
              IL
            
            60606
          
          N
          N
          none
        
        
          03-2019
          04-2019
          OUNCE OF PREVENTION FUND
          
            CHICAGO
            
              IL
            
            60606
          
          N
          Y
          Temp Sr. Financial Advisor
        
        
          01-2019
          02-2019
          UNEMPLOYED
          
            CHICAGO
            
              IL
            
            60606
          
          N
          N
          none
        
        
          06-2015
          12-2018
          EHLERS AND ASSOCIATES
          
            CHICAGO
            
              IL
            
            60606
          
          Y
          Y
          Financial Specialist
        
        
          03-2015
          05-2015
          UNEMPLOYED
          
            CHICAGO
            
              IL
            
            60606
          
          N
          N
          none
        
        
          09-2014
          02-2015
          CITY OF PROSPECT HEIGHTS
          
            PROSPECT HEIGHTS
            
              IL
            
            60004
          
          N
          N
          assistant to the city administrator
        
        
          05-2014
          08-2014
          UNEMPLOYED
          
            CHICAGO
            
              IL
            
            60606
          
          N
          N
          none
        
        
          06-2012
          04-2014
          VILLAGE OF BARRINGTON
          
            BARRINGTON
            
              IL
            
            60010
          
          N
          N
          management intern
        
        
          04-2012
          05-2012
          UNEMPLOYED
          
            CHICAGO
            
              IL
            
            60606
          
          N
          N
          none
        
        
          08-2011
          03-2012
          PERFORMANCE TRUST CAPITAL
          
            CHICAGO
            
              IL
            
            60606
          
          N
          Y
          Compliance Analyst
        
      
    
    N
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        05-25-2022
        Traci Spanier
        Co Chief Compliance Officer
      
    
  





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