Form 485BPOS PIMCO Equity Series
As filed with the Securities and Exchange Commission on November 20, 2019
File Nos. 333-164077
811-22375
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
| REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ☒ | |
| Post-Effective Amendment No. 86 | ☒ | |
| And | ||
| REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | ☒ | |
| Amendment No. 88 | ☒ |
PIMCO Equity Series
(Exact name of Registrant as Specified in Charter)
650 Newport Center Drive
Newport Beach, California 92660
(Address of Principal Executive Offices) (Zip Code)
Registrant’s Telephone Number, including Area Code:
(866) 746-2606
|
Robert W. Helm, Esq. Douglas P. Dick, Esq. Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 |
Brent R. Harris Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach, California 92660 |
| (Name and Address of Agent for Service) | |
It is proposed that this filing will become effective (check appropriate box):
| ☒ | immediately upon filing pursuant to paragraph (b) | ☐ | on (date) pursuant to paragraph (b) |
| ☐ | 60 days after filing pursuant to paragraph (a)(1) | ☐ | on (date) pursuant to paragraph (a)(1) |
| ☐ | 75 days after filing pursuant to paragraph (a)(2) | ☐ | on (date) pursuant to paragraph (a)(2) of rule 485. |
If appropriate, check the following box:
| ☐ | This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 86 to its Registration Statement under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment No. 88 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Newport Beach in the State of California on the 20th day of November, 2019.
|
PIMCO EQUITY SERIES (Registrant) | |||
| By: | | ||
| Eric D. Johnson*, President | |||
| *,**By: | /s/ RYAN G. LESHAW | ||
| Ryan G. Leshaw | |||
| as attorney-in-fact | |||
Pursuant to the requirements of the 1933 Act, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated:
| Signature | Title | Date |
| |
||
| Brent R. Harris** | Trustee | November 20, 2019 |
| |
||
| George E. Borst** | Trustee | November 20, 2019 |
| |
||
| Jennifer Holden Dunbar** | Trustee | November 20, 2019 |
| |
||
| Kym M. Hubbard** | Trustee | November 20, 2019 |
| |
||
| Gary F. Kennedy** | Trustee | November 20, 2019 |
| |
||
| Peter B. McCarthy** | Trustee | November 20, 2019 |
| |
||
| Ronald C. Parker** | Trustee | November 20, 2019 |
| |
||
| Peter G. Strelow** |
Trustee |
November 20, 2019 |
| |
President | |
| Eric D. Johnson* | (Principal Executive Officer) |
November 20, 2019 |
| |
||
| Bradley A. Todd* |
Treasurer (Principal Financial and Accounting Officer) |
November 20, 2019 |
| *, **By: | /s/ RYAN G. LESHAW | ||
|
Ryan G. Leshaw as attorney-in-fact | |||
| ________ | |||
| * | Pursuant to powers of attorney dated June 15, 2019 filed with Post-Effective Amendment No. 80 to the Registration Statement on August 26, 2019. | ||
| ** | Pursuant to power of attorney dated May 15, 2019 filed with Post-Effective Amendment No. 80 to the Registration Statement on August 26, 2019. | ||
Exhibit List
| EX-101.INS | XBRL Instance Document |
| EX-101.SCH | XBRL Taxonomy Extension Schema Document |
| EX-101.DEF | XBRL Taxonomy Extension Definition Linkbase Document |
| EX-101.LAB | XBRL Taxonomy Extension Labels Linkbase Document |
| EX-101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document |

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